Hedge Fund Database

OKABENA INVESTMENT SERVICES INC

Adviser information for OKABENA INVESTMENT SERVICES INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 242 $1.6B
Non-Discretionary 9 $160.5M
Total 251 $1.7B

Clients

Type Number RAUM
Individuals 2 $32,190
HNW Individuals 81 $264.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 12 $1.3B
Pension and profit sharing plans 0 $0
Charitable organizations 15 $7.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $0
Other 5 $165.6M
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)PORTFOLIO MANAGEMENT FOR FAMILY LLCS AND LPS
Compensation % of AUM

Identifiers

SEC RIA File Number 801-47929
SEC ERA File Number 801-47929
SEC CIK Numbers 1157519
SEC CRD Numbers 111162
Legal Entity Identifier None

Principal Office

4200 IDS CENTER
80 S EIGHTH STREET
MINNEAPOLIS
MN
United States
Monday - Friday, 8AM-5PM
Tel: 612-339-7151, Fax: 612-217-6246

Websites

www.okabena.com

Chief Compliance Officer

STEVEN G. LENTZ
GENERAL COUNSEL
4200 IDS CENTER
80 S EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel: 612-339-7151
Fax: 612-217-6246
(Full email address available in API data)

Regulatory Contact

JAMES H. FIELD
PRESIDENT
4200 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel: 612-339-7151
Fax: 612-217-6246
(Full email address available in API data)

Industry Affiliates

BOULDER BRIDGE TRUST COMPANY Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
OKABENA BOND FUND, LLC Hedge Fund $122.5M $1.0M 113
OKABENA DIVERSIFIED EQUITY FUND, LLC Hedge Fund $147.2M $1.0M 21
OKABENA FIXED INCOME FUND, LLC Hedge Fund $10.8M $1.0M 18
OKABENA INTERNATIONAL EQUITY FUND, LLC Hedge Fund $210.2M $1.0M 111
OKABENA MARKETABLE ALTERNATIVES FUND II, LLC Hedge Fund $199.5M $1.0M 105
OKABENA MARKETABLE ALTERNATIVES FUND, LLC Hedge Fund $83.8M $1.0M 22
OKABENA OPPORTUNITIES FUND, LLC Hedge Fund $21.1M $1.0M 16
OKABENA PRIVATE MARKETS FUND, LLC Hedge Fund $297.2M $1.0M 99
OKABENA SPECIAL OPPORTUNITIES FUND, LLC Hedge Fund $37.4M $1.0M 19
OKABENA U.S. EQUITY FUND, LLC Hedge Fund $169.1M $1.0M 87

Control Persons

Name Type Entity Title Since Ownership
OKABENA COMPANY Domestic Entity – SHAREHOLDER 11/1994 > 75%
RUSSETT, SCOTT, MICHAEL Individual – VICE PRESIDENT AND CHIEF FINANCIAL OFFICER 01/2014 < 5%
LENTZ, STEVEN, GUY Individual – GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 06/2018 < 5%
FIELD, JAMES, HEYWOOD Individual – PRESIDENT (12/2019), DIRECTOR 09/2018 < 5%
DAYTON, TOBIN, JACKSON Individual – DIRECTOR 09/2018 < 5%
DORAN, THOMAS, BUTLER Individual – DIRECTOR (08/2019), VICE PRESIDENT AND SENIOR CLIENT PORTFOLIO MANAGER 08/2019 < 5%
SANTOS, DENNIS, JOHN Individual – DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER 04/2021 < 5%

No. Employees, Historic

20100201920202021202220232024202514 on 8/6/201914 on 3/12/202014 on 6/29/202014 on 3/30/202114 on 3/30/202114 on 4/19/202115 on 3/28/202216 on 3/17/202317 on 3/28/202417 on 3/28/202417 on 3/29/2024

RAUM, Historic

2B1B020192020202120222023202420251377117146 on 8/6/20191402209344 on 3/12/20201402209344 on 6/29/20201424610367 on 3/30/20211424610367 on 3/30/20211424610367 on 4/19/20211728381200 on 3/28/20221498619425 on 3/17/20231722010578 on 3/28/20241722010578 on 3/28/20241722010578 on 3/29/2024

No. Clients, Historic

30015002019202020212022202320242025200 on 8/6/2019213 on 3/12/2020213 on 6/29/2020199 on 3/30/2021199 on 3/30/2021199 on 4/19/2021217 on 3/28/2022242 on 3/17/2023116 on 3/28/2024116 on 3/28/2024116 on 3/29/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbott Laboratories COM 346K 3K –
Accenture Plc Class A SHS CLASS A 2M 7K –
ALBERTSONS COS INC COMMON STOCK COMMON STOCK 1M 52K –
Alphabet Inc. Class A CAP STK CL A 3M 15K –
Alphabet Inc. Class C CAP STK CL A 5M 25K –
Amazon.com, Inc. COM 693K 4K –
Amphenol Corporation Class A CL A 2M 28K –
Apple Inc. COM 6M 30K –
APPLIED MATLS INC COM COM 2M 8K –
AUTOMATIC DATA PROCESSING INC COM COM 3M 12K –
BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 6M 15K –
BLACKROCK INC COM COM 1M 1K –
CANADIAN NATL RY CO COM COM 1M 9K –
CANADIAN PACIFIC KANSAS CITY COM COM 1M 13K –
CHEVRON CORP NEW COM COM 313K 2K –
CHUBB LIMITED COM COM 803K 3K –
CLOROX CO DEL COM COM 1M 8K –
COMMUNICAT SVS SLCT SEC SPDR ETF COMMUNICATION 1M 16K –
CONSTELLATION BRANDS INC CL A CL A 455K 2K –
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 1M 8K –
CONSUMER STAPLES SELECT SECTOR SPDR FUND SBI CONS STPLS 816K 11K –
CUMMINS INC COM COM 332K 1K –
Dimensional Emerg Core Eqy Mrkt ETF EMGR CRE EQT MNG 1M 53K –
Dimensional Intern Core Eqt Mkt ETF INTL CORE EQT MK 8M 278K –
DISNEY WALT CO COM COM 853K 9K –
DOW INC COM COM 265K 5K –
ELEVANCE HEALTH INC COM COM 529K 977 –
ENERGY SELECT SECTOR SPDR FUND ENERGY 2M 17K –
EQUITY RESIDENTIAL SH BEN INT SH BEN INT 551K 8K –
EXPEDIA GROUP INC COM NEW COM NEW 674K 5K –
EXXON MOBIL CORP COM COM 399K 3K –
FEDEX CORP COM COM 694K 2K –
FINANCIAL SELECT SECTOR SPDR FUND FINANCIAL 2M 43K –
FISERV INC COM COM 848K 6K –
GALLAGHER ARTHUR J & CO COM COM 647K 2K –
GENERAL ELECTRIC CO COM NEW COM NEW 2M 10K –
GENTEX CORP COM COM 218K 6K –
GOLDMAN SACHS GROUP INC COM COM 1M 3K –
HCA HEALTHCARE INC COM COM 561K 2K –
HDFC BANK LTD SPONSORED ADS SPONSORED ADS 639K 10K –
HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 2M 12K –
HILTON GRAND VACATIONS INC COM COM 1M 25K –
HOME DEPOT INC COM COM 312K 905 –
ILLINOIS TOOL WKS INC COM COM 416K 2K –
IMPERIAL OIL LTD COM NEW COM NEW 479K 7K –
INDUSTRIAL SELECT SECTOR SPDR FUND INDL 1M 10K –
INSIGHT ENTERPRISES INC COM COM 1M 7K –
INTERCONTINENTAL HOTELS GROUP SPONSORED ADS SPONSORED ADS 2M 16K –
INTERNATIONAL GAME TECHNOLOGY SHS USD SHS USD 1M 52K –
INTUIT COM COM 2M 2K –
INVITATION HOMES INC COM COM 549K 15K –
ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 3M 44K –
ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 2M 29K –
ISHARES CORE S&P 500 ETF CORE S&P500 ETF 6M 12K –
ISHARES CORE S&P SMALL CAP ETF CORE S&P SCP ETF 14M 130K –
ISHARES GOLD TRUST ISHARES NEW 8M 190K –
ISHARES MSCI EAFE ETF MSCI EAFE ETF 8M 103K –
ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 16M 369K –
ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 10M 92K –
ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 4M 12K –
ISHARES RUSSELL MIDCAP ETF RUS MID CAP ETF 945K 12K –
ISHARES S&P 500 VALUE ETF S&P 500 VAL ETF 437K 2K –
JOBY AVIATION INC COMMON STOCK COMMON STOCK 172K 34K –
JOHNSON & JOHNSON COM COM 573K 4K –
JPMORGAN CHASE & CO COM COM 2M 11K –
KKR & CO INC COM COM 511K 5K –
LIVE NATION ENTERTAINMENT INC COM COM 487K 5K –
MASTERCARD INCORPORATED CL A CL A 2M 4K –
MATERIALS SELECT SECTOR SPDR FUND SBMI MATERIALS 343K 4K –
MCDONALDS CORP COM COM 245K 960 –
MEDTRONIC PLC SHS SHS 256K 3K –
MERCK & CO INC COM COM 386K 3K –
META PLATFORMS INC CL A CL A 1M 3K –
MICROSOFT CORP COM COM 10M 23K –
MOODYS CORP COM COM 1M 3K –
NETFLIX INC COM COM 377K 558 –
NIKE INC CL B CL B 2M 23K –
OTIS WORLDWIDE CORP COM COM 2M 26K –
PFIZER INC COM COM 525K 19K –
PHILIP MORRIS INTL INC COM COM 1M 11K –
PTC INC COM COM 388K 2K –
REAL ESTATE SELECT SCTR SPDR ETF RL EST SEL SEC 350K 9K –
S&P GLOBAL INC COM COM 2M 5K –
SALESFORCE INC COM COM 2M 7K –
SHARKNINJA INC COM SHS COM SHS 1M 14K –
SHERWIN WILLIAMS CO COM COM 275K 920 –
SPDR S&P 500 ETF TRUST TR UNIT 12M 22K –
SPDR S&P METALS & MINING ETF S&P METALS MNG 4M 70K –
SPOTIFY TECHNOLOGY S A SHS SHS 546K 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS SPONSORED ADS 5M 29K –
TARGET CORP COM COM 4M 28K –
TECHNOLOGY SELECT SECTOR SPDR ETF TECHNOLOGY 5M 21K –
THERMO FISHER SCIENTIFIC INC COM COM 2M 4K –
ULTA BEAUTY INC COM COM 448K 1K –
UNION PAC CORP COM COM 1M 5K –
UNITEDHEALTH GROUP INC COM COM 3M 6K –
UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 340K 5K –
VANGUARD FTSE DEVELOPED MARKETS ETF VAN FTSE DEV MKT 6M 114K –
VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 7M 156K –
VANGUARD S&P 500 ETF S&P 500 ETF SHS 10M 20K –
VANGUARD TOTAL BOND MARKET ETF TOTAL BND MRKT 6M 87K –
VANGUARD TOTAL INTERNATIONAL STOCK ETF VG TL INTL STK F 39M 639K –
VANGUARD TOTAL STOCK MARKET ETF TOTAL SKT MKT 559K 2K –
VANGUARD TOTAL WORLD STOCK ETF TT WRLD ST ETF 24M 213K –
VISA INC COM CL A COM CL A 1M 5K –
VISTRA CORP COM COM 398K 5K –
WALMART INC COM COM 1M 16K –
WASTE MGMT INC DEL COM COM 1M 5K –
YUM CHINA HLDGS INC COM COM 1M 48K –
ZEBRA TECHNOLOGIES CORPORATION CL A CL A 801K 3K –