ARBOR CAPITAL MANAGEMENT CORP
Adviser information for ARBOR CAPITAL MANAGEMENT CORP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 349 | $402.9M |
| Non-Discretionary | 37 | $531.3M |
| Total | 386 | $934.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $320.9M |
| HNW Individuals | 109 | $137.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $15.7M |
| Charitable organizations | 11 | $24.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 6 | $434.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $333,847 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 15.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WRAP FEE PROGRAM | LASALLE ST SECURITIES, L.L.C. |
| WRAP FEE PROGRAM | TRUBEE WEALTH ADVISORS, INC. |
| WRAP FEE PROGRAM | MORGAN STANLEY |
Identifiers
| SEC RIA File Number | 801-47941 |
|---|---|
| SEC ERA File Number | 801-47941 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106461 |
| Legal Entity Identifier | None |
Principal Office
100 CORPORATE PKWYSUITE 308
AMHERST
NY
United States
Monday - Friday, 8:30 AM -5:00 PM
Tel: 716-446-9111, Fax: 716-446-1258
Chief Compliance Officer
LAWRENCE T. MCGOWAN
PRESIDENT
100 CORPORATE PKWY
SUITE 308
AMHERST
NY
United States
Tel:
716-446-9111
Fax:
716-446-1258
L********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCGOWAN, LAWRENCE, THOMAS | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 03/1995 | 50-75% |
| COLE, GERALD, THOMAS | Individual | – | VICE PRESIDENT | 03/1995 | 50-75% |