LYNCH & ASSOCIATES
LYNCH & ASSOCIATES INC Legal Name
Adviser information for LYNCH & ASSOCIATES last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,551 | $581.2M |
| Non-Discretionary | 228 | $74.5M |
| Total | 1,779 | $655.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 494 | $164.5M |
| HNW Individuals | 107 | $449.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.4M |
| Charitable organizations | 6 | $8.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $28.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-47981 |
|---|---|
| SEC ERA File Number | 801-47981 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108326 |
| Legal Entity Identifier | None |
Principal Office
10644 NEWBURGH RDSR 662
NEWBURGH
IN
United States
Monday - Friday, 8:00 AM TO 4:30 PM
Tel: 812-853-0878, Fax: 812-853-0798
Websites
Chief Compliance Officer
JENNIFER L. FARLESS
VICE PRESIDENT
10644 NEWBURGH RD
SR 662
NEWBURGH
IN
United States
Tel:
812-853-0878
Fax:
812-853-0798
J*******@************M
(Full email address available in API data)
Regulatory Contact
RYAN T. LYNCH
PRESIDENT
10644 NEWBURGH ROAD
SR 662
NEWBURGH
IN
United States
Tel:
812-853-0878
Fax:
812-853-0798
R*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LYNCH, RYAN, THOMAS | Individual | – | PRESIDENT | 12/2013 | 25-50% |
| LYNCH, THOMAS, PATRICK | Individual | – | CHAIRMAN | 11/1994 | < 5% |
| LYNCH, JAMES, DANIEL | Individual | – | SENIOR VICE PRESIDENT | 12/2013 | 25-50% |
| FARLESS, JENNIFER, LEE | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2013 | < 5% |
| RAY, JULIA, L | Individual | – | OWNER | 12/2021 | 25-50% |
| HAMPTON, MATTHEW, WARREN | Individual | – | VICE PRESIDENT | 12/2021 | < 5% |