ACCESS FINANCIAL GROUP, INC.
Adviser information for ACCESS FINANCIAL GROUP, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 283 | $264.3M |
| Non-Discretionary | 3 | $4.7M |
| Total | 286 | $269.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $10.7M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 275 | $258.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Principal Office
118 N. CLINTON STREETSUITE 450
CHICAGO
IL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 312-655-8200, Fax: 312-655-8268
Websites
Chief Compliance Officer
CHRISTOPHER CHIGAS
COMPLIANCE DIRECTOR
118 NORTH CLINTON STREET
SUITE 450
CHICAGO
IL
United States
Tel:
312-655-8233
Fax:
312-655-8268
C*@*************M
(Full email address available in API data)
Regulatory Contact
NANCY GORCHOFF
CFO
118 N. CLINTON ST.
SUITE 450
CHICAGO
IL
United States
Tel:
312-655-8211
Fax:
312-655-8268
N*@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GORCHOFF, NANCY JO | Individual | – | DIRECTOR, C.O.O, C.F.O. | 12/1995 | < 5% |
| VICTOR C CHIGAS GRANTOR TRUST FBO VICTOR J CHIGAS | Domestic Entity | – | OWNER | 03/2023 | 50-75% |
| KONST, RICHARD IRL | Individual | – | DIRECTOR, VICE CHAIRMAN | 09/1999 | < 5% |
| CHIGAS, VICTOR JOHN JR | Individual | – | DIRECTOR, CEO, SR. OPTIONS PRINCIPAL | 09/1999 | < 5% |
| CHIGAS, CHRISTOPHER ROBERT | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 11/2000 | < 5% |
| RICHARD KONST TRUST | Domestic Entity | – | OWNER | 03/2023 | 25-50% |
| VICTOR C CHIGAS GRANTOR TRUST FBO CHRISTOPHER CHIGAS | Domestic Entity | – | OWNER | 03/2023 | 5-10% |