PERRYMAN FINANCIAL ADVISORY, INC.
Adviser information for PERRYMAN FINANCIAL ADVISORY, INC. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 472 | $670.3M |
| Non-Discretionary | 0 | $0 |
| Total | 472 | $670.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 334 | $222.0M |
| HNW Individuals | 117 | $412.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 21 | $35.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-48109 |
|---|---|
| SEC ERA File Number | 801-48109 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107653 |
| Legal Entity Identifier | None |
Principal Office
12221 MERIT DR STE 1660DALLAS
TX
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 972-770-4800, Fax: 972-770-4888
Chief Compliance Officer
JIMMY PERRYMAN
SHAREHOLDER
12221 MERIT DRIVE SUITE 1660
DALLAS
TX
United States
Tel:
972-770-4800
Fax:
972-770-4888
J********@***************M
(Full email address available in API data)
Regulatory Contact
JENNIFER GRANT
ASSISTANT COMPLIANCE OFFICER
12221 MERIT DRIVE SUITE 1660
DALLAS
TX
United States
Tel:
972-770-4800
Fax:
972-770-4888
J*****@***************M
(Full email address available in API data)
Industry Affiliates
| PERRYMAN SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PERRYMAN, WILLIAM, DELYN | Individual | – | PRESIDENT, SECRETARY, TREASURER | 10/1994 | 50-75% |
| PERRYMAN, JAMES, STEPHEN | Individual | – | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 01/2014 | 10-25% |
| KEITZER OUTLAW, DEBRA, ANN | Individual | – | SHAREHOLDER | 01/2014 | 10-25% |