LAUER CAPITAL MANAGEMENT LTD
Adviser information for LAUER CAPITAL MANAGEMENT LTD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Dakota, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 98 | $306.2M |
| Non-Discretionary | 0 | $0 |
| Total | 98 | $306.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 38 | $15.4M |
| HNW Individuals | 56 | $274.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $16.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 98 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-48112 |
|---|---|
| SEC ERA File Number | 801-48112 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109660 |
| Legal Entity Identifier | None |
Principal Office
1720 S. SPRING AVENUESIOUX FALLS
SD
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 605-357-8088, Fax: 605-338-2105
Websites
Chief Compliance Officer
RICHARD D. LAUER
1720 S. SPRING AVE
SIOUX FALLS
SD
United States
Tel:
605.357.8088
Fax:
605.338.2105
R***@***************M
(Full email address available in API data)
Regulatory Contact
RICHARD T.W. LAUER
PRESIDENT
1720 S. SPRING AVE
SIOUX FALLS
SD
United States
Tel:
605-357-8088
Fax:
605-338-2105
R******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAUER, RICHARD, THOMAS | Individual | – | PRESIDENT | 11/1994 | > 75% |
| LAUER, RICHARD, DANA | Individual | – | DIRECTOR, CHIEF COMPLIANCE OFFICER | 12/1999 | < 5% |