MENCH FINANCIAL INC
Adviser information for MENCH FINANCIAL INC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 236 | $126.7M |
| Non-Discretionary | 0 | $0 |
| Total | 236 | $126.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 119 | $15.9M |
| HNW Individuals | 106 | $81.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $3.8M |
| Charitable organizations | 5 | $20.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $5.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 15.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LPL MANAGER SELECT PROGRAM | LPL FINANCIAL LLC |
| PERSHING MANAGED ACCOUNT SOLUTIONS | BNY MELLON ADVISORS, INC. |
Principal Office
8280 MONTGOMERY ROADSUITE 201
CINCINNATI
OH
United States
Monday - Friday, 9 A.M. TO 4:00 P.M.
Tel: 513-745-5111, Fax: 513-745-5115
Websites
Chief Compliance Officer
THOMAS S. MENCH
CHAIRMAN - CIO
8280 MONTGOMERY ROAD
SUITE 201
CINCINNATI
OH
United States
Tel:
513-745-5112
Fax:
513-745-5115
T***********@*****************M
(Full email address available in API data)
Regulatory Contact
REBECCA JANE MENCH
VP OPERATIONS
8280 MONTGOMERY ROAD
SUITE 201
CINCINNATI
OH
United States
Tel:
513-745-5114
Fax:
513-745-5115
R************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MENCH, THOMAS, STANLEY | Individual | – | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICE; CHIEF OPERATIONS OFFICER; CHIEF LEGAL OFFICER | 12/1994 | > 75% |