THE AYCO COMPANY, L.P.
Adviser information for THE AYCO COMPANY, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1792 |
|---|---|
| Investment Advisory/Research | 997 |
| Registered Broker-Dealer Representatives | 1156 |
| Registered State Investment Advisers | 997 |
| Licensed Agents of an Insurance Company | 602 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46,004 | $25.9B |
| Non-Discretionary | 0 | $0 |
| Total | 46,004 | $25.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 90,200 | $0 |
| HNW Individuals | 33,900 | $17.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 25 | $23.3M |
| Charitable organizations | 46 | $527.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $4.3B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 30 | $86.1M |
| Other | 1,557 | $3.6B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 102550 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 114500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 2.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GOLDMAN SACHS AYCO PRIVATE ACCESS ACCOUNT STRATEGIES WRAP FEE PROGRAM | THE AYCO COMPANY, L.P. |
Principal Office
100 COLISEUM DRIVECOHOES
NY
United States
Monday - Friday, 8AM-5PM
Tel: 518-886-4000, Fax: None
Chief Compliance Officer
STEVEN SPENCER
VICE PRESIDENT
4000 MACARTHUR BLVD
SUITE 1000
NEWPORT BEACH
CA
United States
Tel:
949-999-8522
S*************@*****M
(Full email address available in API data)
Regulatory Contact
AUBREY COOK
MANAGING DIRECTOR
200 WEST STREET
NEW YORK
NY
United States
Tel:
212-357-5769
A**********@*****M
(Full email address available in API data)
Industry Affiliates
| GOLDMAN SACHS & CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorCommodity pool operator or commodity trading advisorFutures commission merchant |
| GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| GOLDMAN SACHS BANK USA | Registered security-based swap dealerBanking or thrift institution |
| GOLDMAN SACHS FINANCIAL MARKETS, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered security-based swap dealer |
| GOLDMAN SACHS HEDGE FUND STRATEGIES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| J. ARON & COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MERCER ALLIED COMPANY, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ROCATON INVESTMENT ADVISORS | Other investment adviser, including financial plannersPension consultant |
| THE AYCO SERVICES AGENCY, L.P. | Insurance company or agency |
| THE AYCO SERVICES INSURANCE AGENCY, INC. | Insurance company or agency |
| THE GOLDMAN SACHS GROUP, INC. | Banking or thrift institutionSponsor, GP, manager of pooled investment vehicles |
| THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE | Trust company |
| THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GS AYCO HOLDING LLC | Domestic Entity | SARATOGA SPRINGS LLC | SOLE MEMBER AND MANAGER | 07/2003 | > 75% |
| SARATOGA SPRINGS LLC | Domestic Entity | – | GENERAL PARTNER | 07/2003 | < 5% |
| GS AYCO HOLDING LLC | Domestic Entity | – | LIMITED PARTNER | 07/2003 | > 75% |
| THE GOLDMAN SACHS GROUP, INC. | Domestic Entity | IMD HOLDINGS LLC | SOLE MEMBER AND MANAGER | 11/2017 | > 75% |
| FRITZ, ROBERT, FRANCIS | Individual | – | VICE PRESIDENT | 07/2012 | < 5% |
| RESTIERI, LAWRENCE, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT | 02/2018 | < 5% |
| IMD HOLDINGS LLC | Domestic Entity | GS AYCO HOLDING LLC | SOLE MEMBER AND MANAGER | 11/2017 | > 75% |
| HOLE, JEFFREY, D. | Individual | – | VICE PRESIDENT, SECRETARY | 03/2024 | < 5% |
| LUKS, SHELLEY, M | Individual | – | VICE PRESIDENT, TREASURER | 01/2021 | < 5% |
| SPENCER, STEVEN | Individual | – | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| KINOWSKI, KYLE | Individual | – | VICE PRESIDENT | 03/2024 | < 5% |