Hedge Fund Database

SPRINKLE FINANCIAL CONSULTANTS LLC

Adviser information for SPRINKLE FINANCIAL CONSULTANTS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,069 $797.8M
Non-Discretionary 0 $0
Total 1,069 $797.8M

Clients

Type Number RAUM
Individuals 92 $27.1M
HNW Individuals 152 $762.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $7.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-48276
SEC ERA File Number 801-48276
SEC CIK Numbers 2011593
SEC CRD Numbers 112227
Legal Entity Identifier None

Principal Office

1520 WEST CANAL COURT, SUITE 220
LITTLETON
CO
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (303) 297-2185, Fax: (303) 297-2187

Chief Compliance Officer

SCOTT K. SPRINKLE
MANAGING MEMBER
1520 WEST CANAL COURT, SUITE 220
LITTLETON
CO
United States
Tel: (303) 297-2185
Fax: (303) 297-2187
(Full email address available in API data)

Regulatory Contact

SEAN G. SPRINKLE
MANAGING MEMBER
1520 WEST CANAL COURT, SUITE 220
LITTLETON
CO
United States
Tel: (303) 297-2185
Fax: (303) 297-2187
(Full email address available in API data)

Industry Affiliates

SPRINKLE & ASSOCIATES, LLC Accountant or accounting firm
SPRINKLE & ASSOCIATES, LLC Accountant or accounting firm
SPRINKLE & ASSOCIATES, LLC Accountant or accounting firm
SPRINKLE & ASSOCIATES, LLC Accountant or accounting firm
SPRINKLE & ASSOCIATES, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SPRINKLE, SCOTT, KERRY Individual – MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 09/1994 25-50%
SPRINKLE, STANLEY, G Individual – MANAGING MEMBER 09/1994 25-50%
SPRINKLE, SEAN, GARY Individual – MANAGING MEMBER 03/1996 25-50%

No. Employees, Historic

105020202021202220232024202510 on 3/30/202010 on 4/30/202010 on 6/26/202010 on 3/26/202110 on 3/30/202210 on 3/29/202310 on 3/21/202410 on 3/21/2024

RAUM, Historic

900M450M0202020212022202320242025617588347 on 3/30/2020617588347 on 4/30/2020617588347 on 6/26/2020705644314 on 3/26/2021827810060 on 3/30/2022713396365 on 3/29/2023797823550 on 3/21/2024797823550 on 3/21/2024

No. Clients, Historic

3001500202020212022202320242025222 on 3/30/2020222 on 4/30/2020222 on 6/26/2020228 on 3/26/2021246 on 3/30/2022247 on 3/29/2023244 on 3/21/2024244 on 3/21/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
2023 ETF SERIES TRUST II GMO US QUALITY E 1M 41K –
ALPHABET INC CAP STK CL A 940K 5K –
ALPHABET INC CAP STK CL C 350K 2K –
AMAZON COM INC COM 2M 12K –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 4M 55K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 2M 30K –
AMERICAN CENTY ETF TR AVANTIS RESPON U 319K 5K –
AMERICAN CENTY ETF TR INTL EQT ETF 273K 4K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 792K 19K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 547K 9K –
APPLE INC COM 2M 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
CHEVRON CORP NEW COM 745K 5K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 859K 32K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 964K 37K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 8M 304K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 343K 12K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 1M 49K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 316K 8K –
DIMENSIONAL ETF TRUST US CORE EQUITY 1 312K 5K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 200K 6K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 2M 67K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 9M 237K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 601K 27K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 655K 23K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 1M 23K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 436K 17K –
EOG RES INC COM 2M 14K –
EXXON MOBIL CORP COM 401K 3K –
GE AEROSPACE COM NEW 578K 4K –
INVESCO QQQ TR UNIT SER 1 685K 1K –
ISHARES TR CORE MSCI EAFE 475K 7K –
ISHARES TR CORE S&P SCP ETF 10M 92K –
ISHARES TR CORE S&P TTL STK 1M 10K –
ISHARES TR CORE S&P500 ETF 4M 7K –
ISHARES TR ESG SCRND S&P SM 273K 7K –
ISHARES TR ESG SCRND S&P500 491K 12K –
ISHARES TR RUS 1000 ETF 723K 2K –
ISHARES TR RUS 1000 GRW ETF 992K 3K –
ISHARES TR RUSSELL 2000 ETF 348K 2K –
ISHARES TR S&P 500 GRWT ETF 2M 18K –
ISHARES TR S&P SML 600 GWT 571K 4K –
ISHARES TR SP SMCP600VL ETF 754K 8K –
J P MORGAN EXCHANGE TRADED F ACTIVE GROWTH 5M 63K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 2M 33K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 4M 94K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 388K 7K –
JPMORGAN CHASE & CO. COM 422K 2K –
LIBERTY GLOBAL LTD COM CL C 182K 10K –
META PLATFORMS INC CL A 698K 1K –
MICROSOFT CORP COM 1M 3K –
ONE GAS INC COM 5M 74K –
ONEOK INC NEW COM 6M 72K –
PIMCO ETF TR MULTISECTOR BD 1M 45K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 247K 4K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 31K –
SCHWAB STRATEGIC TR US LRG CAP ETF 23M 360K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 24K –
SCRIPPS E W CO OHIO CL A NEW 160K 51K –
SPDR S&P 500 ETF TR TR UNIT 504K 926 –
T ROWE PRICE ETF INC CAP APPRECIATION 2M 73K –
VANGUARD INDEX FDS REAL ESTATE ETF 234K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 333K 666 –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –
VERIZON COMMUNICATIONS INC COM 685K 17K –
WELLS FARGO CO NEW COM 206K 3K –
WILLIAMS COS INC COM 208K 5K –