FOUNDERS CAPITAL MANAGEMENT INC
Adviser information for FOUNDERS CAPITAL MANAGEMENT INC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 121 | $209.0M |
| Non-Discretionary | 1 | $5.5M |
| Total | 122 | $214.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 62 | $11.6M |
| HNW Individuals | 60 | $187.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.6M |
| Charitable organizations | <5 | $6.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
4400 POST OAK PARKWAYSUITE 2530
HOUSTON
TX
United States
Monday - Friday, MON.-THUR. 8:00-5:00; FRI. 8:00-3:30
Tel: 713-877-1188, Fax: 713-877-1044
Chief Compliance Officer
JAMES L. WALTER
VICE PRESIDENT
4400 POST OAK PARKWAY
SUITE 2530
HOUSTON
TX
United States
Tel:
713-877-1188
Fax:
713-877-1044
J******@******************T
(Full email address available in API data)
Regulatory Contact
WILL R. OLIVER
DIRECTOR
4400 POST OAK PARKWAY
SUITE 2530
HOUSTON
TX
United States
Tel:
(713) 877-1188
Fax:
(713) 877-1044
W******@******************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCE, GRANT, EARL | Individual | – | SHAREHOLDER | 01/1995 | > 75% |
| WALTER, JAMES, LINCOLN | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/2011 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 10th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 52K | 500 | – |
| ABBVIE INC | COM | 6M | 33K | – |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 12K | 3K | – |
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 17K | 1K | – |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 18K | 200 | – |
| ADOBE INC | COM | 3M | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 3K | 20 | – |
| AIR PRODS & CHEMS INC | COM | 5M | 20K | – |
| ALBERTSONS COS INC | COMMON STOCK | 30K | 2K | – |
| ALGONQUIN PWR UTILS CORP | COM | 15K | 3K | – |
| ALPHABET INC | CAP STK CL A | 307K | 2K | – |
| ALPHABET INC | CAP STK CL C | 2M | 11K | – |
| ALPS ETF TR | INTL SEC DV DOG | 2K | 69 | – |
| ALPS ETF TR | ALERIAN MLP | 39K | 808 | – |
| ALTRIA GROUP INC | COM | 14K | 306 | – |
| AMAZON COM INC | COM | 636K | 3K | – |
| AMERICAN AIRLS GROUP INC | COM | 11 | 1 | – |
| AMERICAN AXLE & MFG HLDGS IN | COM | 11K | 2K | – |
| AMERICAN ELEC PWR CO INC | COM | 15K | 173 | – |
| AMERICAN EXPRESS CO | COM | 46K | 200 | – |
| AMERIPRISE FINL INC | COM | 21K | 48 | – |
| AMGEN INC | COM | 128K | 409 | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 7K | 375 | – |
| ANTERO RESOURCES CORP | COM | 91K | 3K | – |
| APPLE INC | COM | 9M | 44K | – |
| APPLIED MATLS INC | COM | 312K | 1K | – |
| ARBOR REALTY TRUST INC | COM | 20K | 1K | – |
| ARC DOCUMENT SOLUTIONS INC | COM | 13K | 5K | – |
| ARES CAPITAL CORP | COM | 23K | 1K | – |
| ARGAN INC | COM | 29K | 400 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 23K | 22 | – |
| AT&T INC | COM | 26K | 1K | – |
| AXT INC | COM | 10K | 3K | – |
| BANK AMERICA CORP | COM | 197K | 5K | – |
| BARINGS BDC INC | COM | 10K | 979 | – |
| BAYTEX ENERGY CORP | COM | 17K | 5K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 262K | 645 | – |
| BHP GROUP LTD | SPONSORED ADS | 6K | 101 | – |
| BIOGEN INC | COM | 30K | 130 | – |
| BLACKBERRY LTD | COM | 124 | 50 | – |
| BLACKROCK CAP ALLOCATION TER | COM | 15K | 900 | – |
| BLACKROCK ENERGY & RES TR | COM | 26K | 2K | – |
| BOEING CO | COM | 2M | 9K | – |
| BOSTON SCIENTIFIC CORP | COM | 23K | 300 | – |
| BP PLC | SPONSORED ADR | 12K | 323 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 50K | 1K | – |
| BROADCOM INC | COM | 18K | 11 | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 1K | 47 | – |
| BRT APARTMENTS CORP | COM | 26K | 2K | – |
| CADENCE BANK | COM | 34K | 1K | – |
| CAMDEN PPTY TR | SH BEN INT | 104K | 950 | – |
| CAPITAL ONE FINL CORP | COM | 18K | 132 | – |
| CAPITAL PRODUCT PARTNERS L P | PARTNERSHP UNITS | 43K | 3K | – |
| CASSAVA SCIENCES INC | COM | 865 | 70 | – |
| CASTOR MARITIME INC | SHS | 4K | 800 | – |
| CATERPILLAR INC | COM | 73K | 219 | – |
| CENTRUS ENERGY CORP | CL A | 214 | 5 | – |
| CHARLES & COLVARD LTD | COM NEW | 2K | 1K | – |
| CHATHAM LODGING TR | COM | 9K | 1K | – |
| CHENIERE ENERGY INC | COM NEW | 26K | 151 | – |
| CHEVRON CORP NEW | COM | 6M | 37K | – |
| CISCO SYS INC | COM | 109K | 2K | – |
| CITIGROUP INC | COM NEW | 89K | 1K | – |
| CITY OFFICE REIT INC | COM | 5K | 1K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 71K | 5K | – |
| COCA COLA CO | COM | 1M | 17K | – |
| COHERENT CORP | COM | 43K | 600 | – |
| COMCAST CORP NEW | CL A | 554K | 14K | – |
| COMPASS MINERALS INTL INC | COM | 61K | 6K | – |
| CONOCOPHILLIPS | COM | 75K | 658 | – |
| CORNING INC | COM | 6M | 154K | – |
| COSTAMARE INC | SHS | 66K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 391K | 460 | – |
| COTERRA ENERGY INC | COM | 1K | 48 | – |
| CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 832 | 42 | – |
| CUMMINS INC | COM | 5K | 19 | – |
| DAKTRONICS INC | COM | 28K | 2K | – |
| DANAOS CORPORATION | SHS | 74K | 800 | – |
| DEVON ENERGY CORP NEW | COM | 438K | 9K | – |
| DHT HOLDINGS INC | SHS NEW | 23K | 2K | – |
| DIAMONDBACK ENERGY INC | COM | 50K | 251 | – |
| DISNEY WALT CO | COM | 128K | 1K | – |
| DORIAN LPG LTD | SHS USD | 84K | 2K | – |
| DOVER CORP | COM | 54K | 300 | – |
| DUKE ENERGY CORP NEW | COM NEW | 20K | 202 | – |
| EMERSON ELEC CO | COM | 5M | 45K | – |
| ENBRIDGE INC | COM | 79K | 2K | – |
| ENDEAVOUR SILVER CORP | COM | 18K | 5K | – |
| ENERGY RECOVERY INC | COM | 31K | 2K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 68K | 4K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 308K | 11K | – |
| EOG RES INC | COM | 51K | 406 | – |
| ESSA BANCORP INC | COM | 26K | 2K | – |
| ETFIS SER TR I | VIRTUS INFRCAP | 34K | 2K | – |
| EXXON MOBIL CORP | COM | 7M | 59K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 367 | 5 | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 384 | 7 | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 2K | 12 | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 15K | 593 | – |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 208 | 3 | – |
| FREEPORT-MCMORAN INC | CL B | 95K | 2K | – |
| FRIEDMAN INDS INC | COM | 76K | 5K | – |
| FUEL TECH INC | COM | 11K | 10K | – |
| GAMESTOP CORP NEW | CL A | 494 | 20 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 39K | 499 | – |
| GENCO SHIPPING & TRADING LTD | SHS | 21K | 1K | – |
| GENERAC HLDGS INC | COM | 13K | 100 | – |
| GENERAL DYNAMICS CORP | COM | 87K | 300 | – |
| GENERAL MTRS CO | COM | 5K | 112 | – |
| GENWORTH FINL INC | COM SHS | 62K | 10K | – |
| GILEAD SCIENCES INC | COM | 69K | 1K | – |
| GLOBAL PARTNERS LP | COM UNITS | 357 | 8 | – |
| GLOBAL SHIP LEASE INC NEW | COM CL A | 29K | 1K | – |
| GLOBAL X FDS | SOCIAL MED ETF | 8K | 200 | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 195K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 137K | 302 | – |
| GREENWICH LIFESCIENCES INC | COM | 9K | 500 | – |
| GULF IS FABRICATION INC | COM | 18K | 3K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 40K | 400 | – |
| HEICO CORP NEW | COM | 138K | 619 | – |
| HELIX ENERGY SOLUTIONS GRP I | COM | 24K | 2K | – |
| HESS CORP | COM | 192K | 1K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HOMESTREET INC | COM | 15K | 1K | – |
| HONEYWELL INTL INC | COM | 16K | 75 | – |
| HUNTINGTON BANCSHARES INC | COM | 26K | 2K | – |
| INTEL CORP | COM | 64K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 199K | 1K | – |
| INTERNATIONAL PAPER CO | COM | 13K | 300 | – |
| INTERNATIONAL SEAWAYS INC | COM | 47K | 800 | – |
| INTERPUBLIC GROUP COS INC | COM | 131 | 5 | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 482 | 5 | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP STAP | 539 | 15 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 39K | 200 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 103K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 4K | 95 | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 11K | 230 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 431K | 3K | – |
| INVESCO PA VALUE MUN INC TR | COM | 33K | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 15M | 31K | – |
| IRIDIUM COMMUNICATIONS INC | COM | 67K | 3K | – |
| ISHARES BITCOIN TR | SHS | 11K | 330 | – |
| ISHARES GOLD TR | ISHARES NEW | 31K | 710 | – |
| ISHARES INC | MSCI EM ASIA ETF | 2K | 22 | – |
| ISHARES INC | MSCI JPN ETF NEW | 2K | 23 | – |
| ISHARES INC | MSCI SPAIN ETF | 874 | 28 | – |
| ISHARES INC | MSCI TAIWAN ETF | 2K | 33 | – |
| ISHARES INC | MSCI AUST ETF | 855 | 35 | – |
| ISHARES INC | MSCI CDA ETF | 1K | 37 | – |
| ISHARES INC | MSCI ITALY ETF | 1K | 37 | – |
| ISHARES SILVER TR | ISHARES | 3K | 120 | – |
| ISHARES TR | CORE S&P TTL STK | 625 | 5 | – |
| ISHARES TR | ISHARES BIOTECH | 835 | 6 | – |
| ISHARES TR | U.S. ENERGY ETF | 445 | 9 | – |
| ISHARES TR | CORE S&P500 ETF | 16K | 29 | – |
| ISHARES TR | RUS 1000 GRW ETF | 13K | 36 | – |
| ISHARES TR | MSCI UK ETF NEW | 2K | 48 | – |
| ISHARES TR | RUS 2000 VAL ETF | 10K | 66 | – |
| ISHARES TR | ESG AW MSCI EAFE | 6K | 73 | – |
| ISHARES TR | GLOB HLTHCRE ETF | 7K | 76 | – |
| ISHARES TR | MSCI EURO FL ETF | 2K | 84 | – |
| ISHARES TR | U.S. FINLS ETF | 8K | 87 | – |
| ISHARES TR | MSCI KLD400 SOC | 9K | 89 | – |
| ISHARES TR | GLOBAL ENERG ETF | 5K | 132 | – |
| ISHARES TR | CORE US AGGBD ET | 19K | 200 | – |
| ISHARES TR | S&P MC 400VL ETF | 26K | 232 | – |
| ISHARES TR | CORE S&P SCP ETF | 25K | 235 | – |
| ISHARES TR | U.S. BAS MTL ETF | 35K | 250 | – |
| ISHARES TR | GLOBAL TECH ETF | 22K | 266 | – |
| ISHARES TR | GRWT ALLOCAT ETF | 19K | 339 | – |
| ISHARES TR | S&P SML 600 GWT | 44K | 341 | – |
| ISHARES TR | US OIL GS EX ETF | 35K | 350 | – |
| ISHARES TR | MSCI INDIA ETF | 28K | 500 | – |
| ISHARES TR | RUS 1000 ETF | 184K | 618 | – |
| ISHARES TR | EUROPE ETF | 39K | 721 | – |
| ISHARES TR | TIPS BD ETF | 90K | 843 | – |
| ISHARES TR | U.S. TECH ETF | 143K | 949 | – |
| ISHARES TR | RUS 1000 VAL ETF | 172K | 984 | – |
| ISHARES TR | ISHS 1-5YR INVS | 53K | 1K | – |
| ISHARES TR | S&P MC 400GR ETF | 99K | 1K | – |
| ISHARES TR | S&P 500 VAL ETF | 213K | 1K | – |
| ISHARES TR | CORE S&P MCP ETF | 75K | 1K | – |
| ISHARES TR | S&P 500 GRWT ETF | 129K | 1K | – |
| ISHARES TR | U.S. MED DVC ETF | 94K | 2K | – |
| ITERIS INC NEW | COM | 17K | 4K | – |
| JOHNSON & JOHNSON | COM | 5M | 35K | – |
| JPMORGAN CHASE & CO. | COM | 7M | 36K | – |
| KARYOPHARM THERAPEUTICS INC | COM | 2K | 2K | – |
| KELLY SVCS INC | CL A | 43K | 2K | – |
| KIMBERLY-CLARK CORP | COM | 9K | 65 | – |
| KIMCO RLTY CORP | COM | 161K | 8K | – |
| KINDER MORGAN INC DEL | COM | 41K | 2K | – |
| KITE RLTY GROUP TR | COM NEW | 36K | 2K | – |
| LANTHEUS HLDGS INC | COM | 16K | 200 | – |
| LAS VEGAS SANDS CORP | COM | 4K | 83 | – |
| LINEAGE CELL THERAPEUTICS IN | COM | 8K | 8K | – |
| LISATA THERAPEUTICS INC | COM | 7K | 2K | – |
| LITHIUM AMERS CORP NEW | COM SHS | 8K | 3K | – |
| LOCKHEED MARTIN CORP | COM | 5M | 10K | – |
| LOWES COS INC | COM | 2M | 11K | – |
| LUMEN TECHNOLOGIES INC | COM | 2K | 2K | – |
| M/I HOMES INC | COM | 49K | 400 | – |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 29K | 6K | – |
| MAIN STR CAP CORP | COM | 5K | 100 | – |
| MARATHON OIL CORP | COM | 29K | 1K | – |
| MARATHON PETE CORP | COM | 52K | 300 | – |
| MASTERCARD INCORPORATED | CL A | 304K | 690 | – |
| MCDONALDS CORP | COM | 3M | 11K | – |
| MEDICAL PPTYS TRUST INC | COM | 9K | 2K | – |
| MERCK & CO INC | COM | 6M | 45K | – |
| MERITAGE HOMES CORP | COM | 9K | 56 | – |
| META PLATFORMS INC | CL A | 51K | 101 | – |
| METLIFE INC | COM | 35K | 500 | – |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 29K | 6K | – |
| MICRON TECHNOLOGY INC | COM | 132K | 1K | – |
| MICROSOFT CORP | COM | 12M | 27K | – |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 23K | 2K | – |
| MOLSON COORS BEVERAGE CO | CL B | 8K | 152 | – |
| MONDELEZ INTL INC | CL A | 11K | 170 | – |
| NABORS INDUSTRIES LTD | SHS | 19K | 260 | – |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 7K | 3K | – |
| NATURES SUNSHINE PRODS INC | COM | 15K | 1K | – |
| NEKTAR THERAPEUTICS | COM | 868 | 700 | – |
| NETFLIX INC | COM | 67K | 100 | – |
| NIKE INC | CL B | 3K | 46 | – |
| NKARTA INC | COM | 6K | 1K | – |
| NL INDS INC | COM NEW | 30K | 5K | – |
| NORTHEAST BK LEWISTON ME | COM | 43K | 700 | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 5K | – |
| NORTHWEST PIPE CO | COM | 61K | 2K | – |
| NUSHARES ETF TR | NUVEEN ESG MIDCP | 1K | 28 | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 63K | 6K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 59K | 5K | – |
| NVIDIA CORPORATION | COM | 85K | 690 | – |
| OAKTREE SPECIALTY LENDING CO | COM | 19K | 1K | – |
| OCCIDENTAL PETE CORP | COM | 38K | 600 | – |
| OCULAR THERAPEUTIX INC | COM | 14K | 2K | – |
| OMEGA FLEX INC | COM | 10K | 200 | – |
| ONEOK INC NEW | COM | 281K | 3K | – |
| OPERA LTD | SPONSORED ADS | 8K | 600 | – |
| ORACLE CORP | COM | 345K | 2K | – |
| ORION GROUP HLDGS INC | COM | 48K | 5K | – |
| PACER FDS TR | GLOBL CASH ETF | 1K | 42 | – |
| PATTERSON-UTI ENERGY INC | COM | 10K | 1K | – |
| PAYCHEX INC | COM | 19K | 157 | – |
| PBF ENERGY INC | CL A | 14K | 300 | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 82K | 550 | – |
| PEPSICO INC | COM | 1M | 9K | – |
| PERMA-PIPE INTL HLDGS INC | COM | 64K | 7K | – |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 72K | 5K | – |
| PFIZER INC | COM | 696K | 25K | – |
| PHILIP MORRIS INTL INC | COM | 38K | 379 | – |
| PHILLIPS 66 | COM | 30K | 215 | – |
| PHOTRONICS INC | COM | 99K | 4K | – |
| PHX MINERALS INC | CL A | 26K | 8K | – |
| POSCO HOLDINGS INC | SPONSORED ADR | 20K | 300 | – |
| PRECISION DRILLING CORP | COM NEW | 21K | 300 | – |
| PREFORMED LINE PRODS CO | COM | 72K | 580 | – |
| PROCTER AND GAMBLE CO | COM | 403K | 2K | – |
| PROSPECT CAP CORP | COM | 17K | 3K | – |
| PROSPERITY BANCSHARES INC | COM | 30K | 483 | – |
| PRUDENTIAL FINL INC | COM | 103K | 877 | – |
| PUBLIC STORAGE OPER CO | COM | 245K | 850 | – |
| PUBMATIC INC | COM CL A | 20K | 1K | – |
| RADIUS RECYCLING INC | CL A | 18K | 1K | – |
| REALTY INCOME CORP | COM | 120K | 2K | – |
| RF INDS LTD | COM PAR $0.01 | 10K | 3K | – |
| RICHARDSON ELECTRS LTD | COM | 63K | 5K | – |
| RIO TINTO PLC | SPONSORED ADR | 5K | 77 | – |
| RMR GROUP INC | CL A | 45 | 2 | – |
| ROPER TECHNOLOGIES INC | COM | 113K | 200 | – |
| RTX CORPORATION | COM | 6M | 56K | – |
| SANDRIDGE ENERGY INC | COM NEW | 39K | 3K | – |
| SANGAMO THERAPEUTICS INC | COM | 4K | 10K | – |
| SAP SE | SPON ADR | 11K | 56 | – |
| SCHLUMBERGER LTD | COM STK | 2M | 43K | – |
| SCHWAB CHARLES CORP | COM | 271K | 4K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 35K | 350 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 47K | 600 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 2M | 35K | – |
| SCULLY ROYALTY LTD | COM SHS | 8K | 1K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 8K | 93 | – |
| SELECT SECTOR SPDR TR | INDL | 23K | 185 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 82K | 361 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 55K | 375 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 32K | 415 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 57K | 840 | – |
| SELECT SECTOR SPDR TR | ENERGY | 110K | 1K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 54K | 1K | – |
| SERVICE CORP INTL | COM | 142K | 2K | – |
| SHELL PLC | SPON ADS | 56K | 770 | – |
| SHORE BANCSHARES INC | COM | 17K | 2K | – |
| SLR INVESTMENT CORP | COM | 42K | 3K | – |
| SONY GROUP CORP | SPONSORED ADR | 34K | 401 | – |
| SOUTHWEST AIRLS CO | COM | 10K | 350 | – |
| SOUTHWESTERN ENERGY CO | COM | 27K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 539K | 1K | – |
| SPDR GOLD TR | GOLD SHS | 77K | 360 | – |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 33K | 665 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 10K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 202 | 4 | – |
| SPDR SER TR | S&P 600 SMCP VAL | 2K | 21 | – |
| SPDR SER TR | OILGAS EQUIP | 3K | 33 | – |
| SPDR SER TR | S&P OILGAS EXP | 37K | 252 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 22K | 253 | – |
| SPDR SER TR | S&P 400 MDCP GRW | 24K | 284 | – |
| SPDR SER TR | S&P BK ETF | 14K | 300 | – |
| SPDR SER TR | S&P DIVID ETF | 46K | 360 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 7M | 83K | – |
| STANLEY BLACK & DECKER INC | COM | 7K | 83 | – |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 23K | 1K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 4K | 24 | – |
| TESLA INC | COM | 105K | 532 | – |
| TEXAS INSTRS INC | COM | 616K | 3K | – |
| THE CIGNA GROUP | COM | 111K | 335 | – |
| TIDEWATER INC NEW | COM | 67K | 700 | – |
| TORO CORP | COM | 28K | 7K | – |
| TRINSEO PLC | SHS | 462 | 200 | – |
| TRONOX HOLDINGS PLC | SHS | 35K | 2K | – |
| U S GLOBAL INVS INC | CL A | 21K | 8K | – |
| UBER TECHNOLOGIES INC | COM | 33K | 450 | – |
| UNILEVER PLC | SPON ADR NEW | 7K | 129 | – |
| UNION PAC CORP | COM | 18K | 81 | – |
| UNITED AIRLS HLDGS INC | COM | 62K | 1K | – |
| UNITED FIRE GROUP INC | COM | 21K | 1K | – |
| UNITED PARCEL SERVICE INC | CL B | 103K | 750 | – |
| UNITED STATES STL CORP NEW | COM | 121K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 186K | 365 | – |
| UNIVERSAL STAINLESS & ALLOY | COM | 27K | 1K | – |
| UNUM GROUP | COM | 31K | 600 | – |
| VAALCO ENERGY INC | COM NEW | 75K | 12K | – |
| VALE S A | SPONSORED ADS | 42K | 4K | – |
| VALERO ENERGY CORP | COM | 412K | 3K | – |
| VANECK ETF TRUST | BIOTECH ETF | 17K | 100 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 25K | 735 | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 GRTH | 74K | 673 | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 VAL | 67K | 770 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 78K | 155 | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 37K | 246 | – |
| VANGUARD INDEX FDS | VALUE ETF | 48K | 300 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 73K | 303 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 121K | 324 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 34K | 400 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 97K | 446 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 64K | 350 | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 210K | 2K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 2K | 12 | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 4K | 13 | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 5K | 25 | – |
| VANGUARD WORLD FD | INF TECH ETF | 16K | 27 | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 42K | 180 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 69K | 259 | – |
| VERDE CLEAN FUELS INC | CLASS A COM | 1K | 250 | – |
| VERIZON COMMUNICATIONS INC | COM | 39K | 945 | – |
| VERTEX PHARMACEUTICALS INC | COM | 35K | 75 | – |
| VIATRIS INC | COM | 11K | 1K | – |
| VISA INC | COM CL A | 193K | 735 | – |
| VOLITIONRX LTD | COM | 1K | 2K | – |
| WALMART INC | COM | 386K | 6K | – |
| WELLS FARGO CO NEW | COM | 293K | 5K | – |
| WESTERN ASSET INVESTMENT GRA | COM | 38K | 3K | – |
| WESTERN DIGITAL CORP. | COM | 102K | 1K | – |
| WESTPORT FUEL SYSTEMS INC | COM | 2K | 400 | – |
| WILLIAMS COS INC | COM | 378 | 9 | – |
| XCEL ENERGY INC | COM | 134K | 3K | – |
| XOMETRY INC | CLASS A COM | 58 | 5 | – |
| YEXT INC | COM | 5K | 1K | – |
| YUM BRANDS INC | COM | 57K | 430 | – |
| YUM CHINA HLDGS INC | COM | 19K | 620 | – |
| ZIM INTEGRATED SHIPPING SERV | SHS | 53K | 2K | – |