BRIDGEWATER ADVISORS INC.
Adviser information for BRIDGEWATER ADVISORS INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 21 |
---|---|
Investment Advisory/Research | 16 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 14 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 2,649 | $1.9B |
Non-Discretionary | 0 | $0 |
Total | 2,649 | $1.9B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 189 | $88.8M |
HNW Individuals | 310 | $1.8B |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $2.6M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 7 | $11.3M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 5 | $6.3M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUM |
Principal Office
600 FIFTH AVENUE, 26TH FLOORNEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-221-5300, Fax: 212-221-5385
Chief Compliance Officer
THOMAS SMYTH
CHIEF OPERATING OFFICER
600 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel:
212-221-5300
Fax:
212-221-5385
T*****@*****************M
(Full email address available in API data)
Regulatory Contact
LEO V. MARZEN
MANAGING PARTNER
600 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel:
212.221.5300
Fax:
212.221.5385
L******@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MARZEN, LEO, VINCENT | Individual | – | MANAGING PARTNER | 01/2010 | 50-75% |
SMYTH, THOMAS, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER/PARTNER | 02/2011 | < 5% |
CAYS, JOSEFINE, TENEBACK | Individual | – | PARTNER | 01/2011 | 5-10% |
WEBER, JANE, HOLT | Individual | – | PARTNER | 01/2011 | < 5% |
LECLERC, BARBARA, JEAN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2011 | < 5% |
THIBODEAU, ANN, MARIE | Individual | – | PARTNER | 01/2011 | 5-10% |
BRYAN, GABE, DEREK | Individual | – | PARTNER | 01/2015 | 5-10% |
PELZ, MATTHEW, D | Individual | – | PARTNER | 01/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 1M | 12K | – |
ABRDN ASIA PACIFIC INCOME FU | COM | 219K | 80K | – |
AGILENT TECHNOLOGIES INC | COM | 45M | 337K | – |
ALPHABET INC | CAP STK CL A | 12M | 72K | – |
ALPHABET INC | CAP STK CL C | 7M | 41K | – |
AMAZON COM INC | COM | 11M | 63K | – |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 6M | 102K | – |
AMERICAN CENTY ETF TR | INTL EQT ETF | 17M | 265K | – |
AMERICAN CENTY ETF TR | US EQT ETF | 25M | 278K | – |
AMERICAN CENTY ETF TR | US LARGE CAP VLU | 58M | 922K | – |
AMERICAN INTL GROUP INC | COM NEW | 2M | 25K | – |
AON PLC | SHS CL A | 6M | 22K | – |
APPLE INC | COM | 43M | 196K | – |
ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 249K | 24K | – |
ASPEN AEROGELS INC | COM | 1M | 56K | – |
ASTRAZENECA PLC | SPONSORED ADR | 810K | 10K | – |
AT&T INC | COM | 656K | 34K | – |
BANK AMERICA CORP | COM | 2M | 41K | – |
BARCLAYS PLC | ADR | 288K | 25K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 17K | – |
BLACKSTONE INC | COM | 2M | 16K | – |
BNY MELLON STRATEGIC MUN BD | COM | 458K | 77K | – |
BROADCOM INC | COM | 2M | 14K | – |
CARDINAL HEALTH INC | COM | 2M | 25K | – |
CBOE GLOBAL MKTS INC | COM | 2M | 12K | – |
CENOVUS ENERGY INC | COM | 230K | 12K | – |
CISCO SYS INC | COM | 2M | 47K | – |
COCA COLA CO | COM | 951K | 14K | – |
COLGATE PALMOLIVE CO | COM | 5M | 56K | – |
COMCAST CORP NEW | CL A | 673K | 18K | – |
CONAGRA BRANDS INC | COM | 734K | 25K | – |
CSX CORP | COM | 1M | 33K | – |
DEXCOM INC | COM | 1M | 13K | – |
DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 3M | 109K | – |
DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 8M | 329K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 2M | 83K | – |
DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 57M | 2M | – |
DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 51M | 2M | – |
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 7M | 201K | – |
DIMENSIONAL ETF TRUST | US EQUITY ETF | 4M | 66K | – |
DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 13M | 422K | – |
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 10M | 254K | – |
DIMENSIONAL ETF TRUST | US REAL ESTATE E | 11M | 496K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 10M | 151K | – |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 2M | 38K | – |
DISNEY WALT CO | COM | 3M | 31K | – |
DXC TECHNOLOGY CO | COM | 2M | 117K | – |
ENERGY TRANSFER L P | COM UT LTD PTN | 827K | 51K | – |
ESSENTIAL UTILS INC | COM | 2M | 47K | – |
EXXON MOBIL CORP | COM | 5M | 46K | – |
GOLD FIELDS LTD | SPONSORED ADR | 316K | 20K | – |
GRAPHIC PACKAGING HLDG CO | COM | 2M | 62K | – |
HALLIBURTON CO | COM | 352K | 10K | – |
HF SINCLAIR CORP | COM | 2M | 32K | – |
ICICI BANK LIMITED | ADR | 741K | 26K | – |
INFOSYS LTD | SPONSORED ADR | 610K | 28K | – |
INTEL CORP | COM | 527K | 17K | – |
INTERPUBLIC GROUP COS INC | COM | 1M | 42K | – |
INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 1M | 15K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 784K | 22K | – |
ISHARES INC | MSCI SWEDEN ETF | 1M | 33K | – |
ISHARES INC | MSCI SWITZERLAND | 2M | 32K | – |
ISHARES TR | MSCI DENMARK ETF | 2M | 15K | – |
ISHARES TR | MSCI EAFE ETF | 3M | 41K | – |
ISHARES TR | MSCI EMG MKT ETF | 859K | 20K | – |
ISHARES TR | MSCI NORWAY ETF | 1M | 54K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 84M | 2M | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 23M | 447K | – |
JOHNSON & JOHNSON | COM | 4M | 23K | – |
JPMORGAN CHASE & CO. | COM | 9M | 43K | – |
KAYNE ANDERSON ENERGY INFRST | COM | 2M | 194K | – |
KINDER MORGAN INC DEL | COM | 292K | 14K | – |
MAMAS CREATIONS INC | COM | 324K | 43K | – |
MARRIOTT INTL INC NEW | CL A | 5M | 21K | – |
MASTERCARD INCORPORATED | CL A | 6M | 14K | – |
MERCK & CO INC | COM | 3M | 23K | – |
META PLATFORMS INC | CL A | 13M | 29K | – |
MICROCHIP TECHNOLOGY INC. | COM | 2M | 20K | – |
MICROSOFT CORP | COM | 28M | 67K | – |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 372K | 34K | – |
MR COOPER GROUP INC | COM | 4M | 41K | – |
MUELLER INDS INC | COM | 4M | 57K | – |
NEUBERGER BERMAN MUN FD INC | COM | 454K | 41K | – |
NEXTERA ENERGY INC | COM | 974K | 13K | – |
NIKE INC | CL B | 819K | 11K | – |
NOVARTIS AG | SPONSORED ADR | 1M | 11K | – |
NOVO-NORDISK A S | ADR | 2M | 13K | – |
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 347K | 28K | – |
NVIDIA CORPORATION | COM | 13M | 118K | – |
PERFORMANCE FOOD GROUP CO | COM | 1M | 19K | – |
PFIZER INC | COM | 2M | 69K | – |
PROCTER AND GAMBLE CO | COM | 3M | 18K | – |
PUTNAM MANAGED MUN INCOME TR | COM | 473K | 76K | – |
QUALCOMM INC | COM | 3M | 15K | – |
READY CAPITAL CORP | COM | 291K | 32K | – |
RELX PLC | SPONSORED ADR | 511K | 11K | – |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 915K | 24K | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 753K | 12K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 774K | 12K | – |
SCHWAB STRATEGIC TR | US REIT ETF | 223K | 11K | – |
SOUTHWESTERN ENERGY CO | COM | 517K | 82K | – |
SPDR GOLD TR | GOLD SHS | 3M | 12K | – |
SPDR INDEX SHS FDS | MSCI EAFE FS ETF | 623K | 15K | – |
SPDR S&P 500 ETF TR | TR UNIT | 14M | 26K | – |
SPDR SER TR | SPDR S&P 500 ETF | 984K | 22K | – |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 324K | 24K | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 3M | 18K | – |
TD SYNNEX CORPORATION | COM | 2M | 14K | – |
THE TRADE DESK INC | COM CL A | 916K | 10K | – |
T-MOBILE US INC | COM | 2M | 11K | – |
TOAST INC | CL A | 318K | 13K | – |
TORONTO DOMINION BK ONT | COM NEW | 588K | 10K | – |
UBS GROUP AG | SHS | 437K | 14K | – |
UFP INDUSTRIES INC | COM | 2M | 17K | – |
UNILEVER PLC | SPON ADR NEW | 964K | 16K | – |
UNION PAC CORP | COM | 3M | 13K | – |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 547K | 74K | – |
UNITY SOFTWARE INC | COM | 206K | 13K | – |
US BANCORP DEL | COM NEW | 822K | 18K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 9M | 17K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 38M | 142K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 652K | 15K | – |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 10M | 90K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 5M | 28K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 674K | 11K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 24K | – |
VERIZON COMMUNICATIONS INC | COM | 482K | 12K | – |
VISA INC | COM CL A | 5M | 20K | – |
WALMART INC | COM | 1M | 20K | – |
WIPRO LTD | SPON ADR 1 SH | 572K | 95K | – |
WOORI FINL GROUP INC | SPONSORED ADS | 387K | 12K | – |
WORLD GOLD TR | SPDR GLD MINIS | 2M | 39K | – |