BRIDGEWATER ADVISORS INC.

Adviser information for BRIDGEWATER ADVISORS INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,649 $1.9B
Non-Discretionary 0 $0
Total 2,649 $1.9B

Clients

Type Number RAUM
Individuals 189 $88.8M
HNW Individuals 310 $1.8B
Banking or thrift institutions 0 $0
Investment companies 1 $2.6M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 7 $11.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $6.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-48380
SEC ERA File Number 801-48380
SEC CIK Numbers 1600319
SEC CRD Numbers 109826
Legal Entity Identifier None

Principal Office

600 FIFTH AVENUE, 26TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-221-5300, Fax: 212-221-5385

Chief Compliance Officer

THOMAS SMYTH
CHIEF OPERATING OFFICER
600 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel: 212-221-5300
Fax: 212-221-5385
(Full email address available in API data)

Regulatory Contact

LEO V. MARZEN
MANAGING PARTNER
600 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
United States
Tel: 212.221.5300
Fax: 212.221.5385
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MARZEN, LEO, VINCENT Individual MANAGING PARTNER 01/2010 50-75%
SMYTH, THOMAS, FRANCIS Individual CHIEF COMPLIANCE OFFICER/PARTNER 02/2011 < 5%
CAYS, JOSEFINE, TENEBACK Individual PARTNER 01/2011 5-10%
WEBER, JANE, HOLT Individual PARTNER 01/2011 < 5%
LECLERC, BARBARA, JEAN Individual CHIEF INVESTMENT OFFICER 01/2011 < 5%
THIBODEAU, ANN, MARIE Individual PARTNER 01/2011 5-10%
BRYAN, GABE, DEREK Individual PARTNER 01/2015 5-10%
PELZ, MATTHEW, D Individual PARTNER 01/2020 < 5%

No. Employees, Historic

3015020202021202220232024202519 on 3/27/202019 on 6/30/202019 on 4/5/202119 on 3/21/202219 on 5/5/202219 on 11/14/202220 on 1/3/202320 on 3/8/202320 on 4/4/202321 on 4/5/202322 on 4/13/202321 on 5/25/202321 on 3/26/2024

RAUM, Historic

2B1B02020202120222023202420251656274752 on 3/27/20201656274752 on 6/30/20201744313109 on 4/5/20211954524604 on 3/21/20221954524604 on 5/5/20221954524604 on 11/14/20221954524604 on 1/3/20231926165474 on 3/8/20231641761569 on 4/4/20231641761569 on 4/5/20231641761569 on 4/13/20231641761569 on 5/25/20231904071683 on 3/26/2024

No. Clients, Historic

6003000202020212022202320242025429 on 3/27/2020429 on 6/30/2020450 on 4/5/2021500 on 3/21/2022500 on 5/5/2022500 on 11/14/2022500 on 1/3/2023494 on 3/8/2023494 on 4/4/2023494 on 4/5/2023494 on 4/13/2023494 on 5/25/2023512 on 3/26/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 12K
ABRDN ASIA PACIFIC INCOME FU COM 219K 80K
AGILENT TECHNOLOGIES INC COM 45M 337K
ALPHABET INC CAP STK CL A 12M 72K
ALPHABET INC CAP STK CL C 7M 41K
AMAZON COM INC COM 11M 63K
AMERICAN CENTY ETF TR AVANTIS EMGMKT 6M 102K
AMERICAN CENTY ETF TR INTL EQT ETF 17M 265K
AMERICAN CENTY ETF TR US EQT ETF 25M 278K
AMERICAN CENTY ETF TR US LARGE CAP VLU 58M 922K
AMERICAN INTL GROUP INC COM NEW 2M 25K
AON PLC SHS CL A 6M 22K
APPLE INC COM 43M 196K
ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 249K 24K
ASPEN AEROGELS INC COM 1M 56K
ASTRAZENECA PLC SPONSORED ADR 810K 10K
AT&T INC COM 656K 34K
BANK AMERICA CORP COM 2M 41K
BARCLAYS PLC ADR 288K 25K
BERKSHIRE HATHAWAY INC DEL CL B NEW 7M 17K
BLACKSTONE INC COM 2M 16K
BNY MELLON STRATEGIC MUN BD COM 458K 77K
BROADCOM INC COM 2M 14K
CARDINAL HEALTH INC COM 2M 25K
CBOE GLOBAL MKTS INC COM 2M 12K
CENOVUS ENERGY INC COM 230K 12K
CISCO SYS INC COM 2M 47K
COCA COLA CO COM 951K 14K
COLGATE PALMOLIVE CO COM 5M 56K
COMCAST CORP NEW CL A 673K 18K
CONAGRA BRANDS INC COM 734K 25K
CSX CORP COM 1M 33K
DEXCOM INC COM 1M 13K
DIMENSIONAL ETF TRUST EMERGING MKTS CO 3M 109K
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 8M 329K
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 83K
DIMENSIONAL ETF TRUST INTL CORE EQUITY 57M 2M
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 51M 2M
DIMENSIONAL ETF TRUST US CORE EQUITY 2 7M 201K
DIMENSIONAL ETF TRUST US EQUITY ETF 4M 66K
DIMENSIONAL ETF TRUST US HIGH PROFITAB 13M 422K
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 10M 254K
DIMENSIONAL ETF TRUST US REAL ESTATE E 11M 496K
DIMENSIONAL ETF TRUST US SMALL CAP ETF 10M 151K
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 38K
DISNEY WALT CO COM 3M 31K
DXC TECHNOLOGY CO COM 2M 117K
ENERGY TRANSFER L P COM UT LTD PTN 827K 51K
ESSENTIAL UTILS INC COM 2M 47K
EXXON MOBIL CORP COM 5M 46K
GOLD FIELDS LTD SPONSORED ADR 316K 20K
GRAPHIC PACKAGING HLDG CO COM 2M 62K
HALLIBURTON CO COM 352K 10K
HF SINCLAIR CORP COM 2M 32K
ICICI BANK LIMITED ADR 741K 26K
INFOSYS LTD SPONSORED ADR 610K 28K
INTEL CORP COM 527K 17K
INTERPUBLIC GROUP COS INC COM 1M 42K
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 1M 15K
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 784K 22K
ISHARES INC MSCI SWEDEN ETF 1M 33K
ISHARES INC MSCI SWITZERLAND 2M 32K
ISHARES TR MSCI DENMARK ETF 2M 15K
ISHARES TR MSCI EAFE ETF 3M 41K
ISHARES TR MSCI EMG MKT ETF 859K 20K
ISHARES TR MSCI NORWAY ETF 1M 54K
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 84M 2M
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 23M 447K
JOHNSON & JOHNSON COM 4M 23K
JPMORGAN CHASE & CO. COM 9M 43K
KAYNE ANDERSON ENERGY INFRST COM 2M 194K
KINDER MORGAN INC DEL COM 292K 14K
MAMAS CREATIONS INC COM 324K 43K
MARRIOTT INTL INC NEW CL A 5M 21K
MASTERCARD INCORPORATED CL A 6M 14K
MERCK & CO INC COM 3M 23K
META PLATFORMS INC CL A 13M 29K
MICROCHIP TECHNOLOGY INC. COM 2M 20K
MICROSOFT CORP COM 28M 67K
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 372K 34K
MR COOPER GROUP INC COM 4M 41K
MUELLER INDS INC COM 4M 57K
NEUBERGER BERMAN MUN FD INC COM 454K 41K
NEXTERA ENERGY INC COM 974K 13K
NIKE INC CL B 819K 11K
NOVARTIS AG SPONSORED ADR 1M 11K
NOVO-NORDISK A S ADR 2M 13K
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 347K 28K
NVIDIA CORPORATION COM 13M 118K
PERFORMANCE FOOD GROUP CO COM 1M 19K
PFIZER INC COM 2M 69K
PROCTER AND GAMBLE CO COM 3M 18K
PUTNAM MANAGED MUN INCOME TR COM 473K 76K
QUALCOMM INC COM 3M 15K
READY CAPITAL CORP COM 291K 32K
RELX PLC SPONSORED ADR 511K 11K
SCHWAB STRATEGIC TR INTL EQTY ETF 915K 24K
SCHWAB STRATEGIC TR US BRD MKT ETF 753K 12K
SCHWAB STRATEGIC TR US LRG CAP ETF 774K 12K
SCHWAB STRATEGIC TR US REIT ETF 223K 11K
SOUTHWESTERN ENERGY CO COM 517K 82K
SPDR GOLD TR GOLD SHS 3M 12K
SPDR INDEX SHS FDS MSCI EAFE FS ETF 623K 15K
SPDR S&P 500 ETF TR TR UNIT 14M 26K
SPDR SER TR SPDR S&P 500 ETF 984K 22K
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 324K 24K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 3M 18K
TD SYNNEX CORPORATION COM 2M 14K
THE TRADE DESK INC COM CL A 916K 10K
T-MOBILE US INC COM 2M 11K
TOAST INC CL A 318K 13K
TORONTO DOMINION BK ONT COM NEW 588K 10K
UBS GROUP AG SHS 437K 14K
UFP INDUSTRIES INC COM 2M 17K
UNILEVER PLC SPON ADR NEW 964K 16K
UNION PAC CORP COM 3M 13K
UNITED MICROELECTRONICS CORP SPON ADR NEW 547K 74K
UNITY SOFTWARE INC COM 206K 13K
US BANCORP DEL COM NEW 822K 18K
VANGUARD INDEX FDS S&P 500 ETF SHS 9M 17K
VANGUARD INDEX FDS TOTAL STK MKT 38M 142K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 652K 15K
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 10M 90K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 28K
VANGUARD STAR FDS VG TL INTL STK F 674K 11K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 24K
VERIZON COMMUNICATIONS INC COM 482K 12K
VISA INC COM CL A 5M 20K
WALMART INC COM 1M 20K
WIPRO LTD SPON ADR 1 SH 572K 95K
WOORI FINL GROUP INC SPONSORED ADS 387K 12K
WORLD GOLD TR SPDR GLD MINIS 2M 39K