MOORS & CABOT, INC
MOORS & CABOT, INC. Legal Name
Adviser information for MOORS & CABOT, INC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 137 |
|---|---|
| Investment Advisory/Research | 67 |
| Registered Broker-Dealer Representatives | 134 |
| Registered State Investment Advisers | 67 |
| Licensed Agents of an Insurance Company | 70 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,887 | $2.3B |
| Non-Discretionary | 232 | $162.6M |
| Total | 4,119 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,812 | $1.8B |
| HNW Individuals | 86 | $413.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 124 | $59.7M |
| Charitable organizations | 71 | $201.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 26 | $27.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Broker-dealerInsurance broker or agentRegistered municipal advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 2.5B |
| Portfolio Manager | 2.5B |
| Both for Same | 2.5B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PMP | MOORS & CABOT, INC |
Principal Office
ONE FEDERAL STREET19TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 800-426-0501, Fax: 617-904-1889
Chief Compliance Officer
PETER SVORINIC
SVP/CCO
ONE FEDERAL STREET
19TH FLOOR
BOSTON
MA
United States
Tel:
617.314.0295
Fax:
617.314.0295
P********@*************M
(Full email address available in API data)
Regulatory Contact
KATHERINE KELLIHER
VICE PRESIDENT & COMPLIANCE OFFICER
ONE FEDERAL STREET
19TH FLOOR
BOSTON
MA
United States
Tel:
6173140257
Fax:
617-314-0213
K********@*************M
(Full email address available in API data)
Industry Affiliates
| EAGLECLAW CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| MOORS & CABOT, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUETARA, JOSEPH PHILIP | Individual | – | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | 12/2010 | < 5% |
| BRAUN, MICHAEL CHARLES | Individual | – | EVP/COO/DIRECTOR | 02/2008 | < 5% |
| JOYCE, DANIEL MICHAEL | Individual | – | DIRECTOR | 02/2006 | < 5% |
| HILDRETH, MICHAEL CHRISTOPHER | Individual | – | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | 11/2010 | < 5% |
| GARRETT, MARK DAVID | Individual | – | DIRECTOR/CO-CHAIRMAN/TRUSTEE | 07/2008 | < 5% |
| SVORINIC, PETER | Individual | – | SVP CHIEF COMPLIANCE OFFICER | 11/2018 | < 5% |
| EIGHTEEN NINETY PARTNERS, LLC | Domestic Entity | – | SHAREHOLDER | 10/2022 | > 75% |
| GEMINI ENTERPRISES, LLP | Domestic Entity | EIGHTEEN NINETY PARTNERS | OWNER | 10/2022 | 25-50% |
| HAUSER, HOWARD | Individual | GEMINI ENTERPRISES, LLP | OWNER | 05/2006 | > 75% |
| MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | Domestic Entity | EIGHTEEN NINETY PARTNERS | OWNER | 10/2022 | 25-50% |
| GARRETT, MARK DAVID | Individual | MARK DAVID GARRETT AND ALISON MOREY GARRETT REVOCABLE LIVING TRUST, MARK DAVID GARRETT TRUSTEE | TRUSTEE | 10/2012 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 1M | 14K | – |
| ABBOTT LABS | COM | 6M | 58K | – |
| ABBVIE INC | COM | 12M | 68K | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 213K | 79K | – |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 66K | 17K | – |
| ABRDN INCOME CREDIT STRATEGI | COM | 148K | 22K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 8M | 28K | – |
| ADAM NAT RES FD INC | COM | 337K | 14K | – |
| ADEIA INC | COM | 195K | 17K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADT INC DEL | COM | 188K | 25K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 19K | – |
| ADVENT CONV & INCOME FD | COM | 250K | 21K | – |
| AERCAP HOLDINGS NV | SHS | 428K | 5K | – |
| AES CORP | COM | 808K | 46K | – |
| AFLAC INC | COM | 640K | 7K | – |
| AGNICO EAGLE MINES LTD | COM | 1M | 20K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B10 DEC | 260K | 8K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B20 FEB | 204K | 7K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B20 JAN | 283K | 9K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B20 JUL | 205K | 6K | – |
| AIR PRODS & CHEMS INC | COM | 3M | 11K | – |
| ALAMOS GOLD INC NEW | COM CL A | 1M | 76K | – |
| ALASKA AIR GROUP INC | COM | 202K | 5K | – |
| ALCOA CORP | COM | 576K | 14K | – |
| ALCON AG | ORD SHS | 2M | 21K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 206K | 3K | – |
| ALICO INC | COM | 283K | 11K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 2M | 55K | – |
| ALLIANT ENERGY CORP | COM | 258K | 5K | – |
| ALLSPRING MULTI SECTOR INCOM | COM | 123K | 14K | – |
| ALLSTATE CORP | COM | 3M | 19K | – |
| ALPHABET INC | CAP STK CL A | 26M | 143K | – |
| ALPHABET INC | CAP STK CL A | 7K | 800 | – |
| ALPHABET INC | CAP STK CL C | 12M | 64K | – |
| ALPS ETF TR | ALERIAN MLP | 506K | 11K | – |
| ALTRIA GROUP INC | COM | 2M | 44K | – |
| AMAZON COM INC | COM | 39M | 202K | – |
| AMAZON COM INC | COM | 2K | 100 | – |
| AMBEV SA | SPONSORED ADR | 206K | 101K | – |
| AMCOR PLC | ORD | 125K | 13K | – |
| AMEREN CORP | COM | 396K | 6K | – |
| AMERICAN ELEC PWR CO INC | COM | 2M | 17K | – |
| AMERICAN EXPRESS CO | COM | 2M | 9K | – |
| AMERICAN INTL GROUP INC | COM NEW | 343K | 5K | – |
| AMERICAN INTL GROUP INC | COM NEW | 2K | 300 | – |
| AMERICAN TOWER CORP NEW | COM | 485K | 2K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 810K | 6K | – |
| AMERICOLD REALTY TRUST INC | COM | 443K | 17K | – |
| AMETEK INC | COM | 3M | 18K | – |
| AMGEN INC | COM | 7M | 21K | – |
| AMPHENOL CORP NEW | CL A | 275K | 4K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 210K | 3K | – |
| ANALOG DEVICES INC | COM | 811K | 4K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 317K | 5K | – |
| ANTERO MIDSTREAM CORP | COM | 507K | 34K | – |
| ANTERO RESOURCES CORP | COM | 448K | 14K | – |
| AON PLC | SHS CL A | 309K | 1K | – |
| APA CORPORATION | COM | 714K | 24K | – |
| APOLLO GLOBAL MGMT INC | COM | 2M | 13K | – |
| APPLE INC | COM | 91M | 432K | – |
| APPLIED MATLS INC | COM | 4M | 16K | – |
| ARBOR REALTY TRUST INC | COM | 187K | 13K | – |
| ARCADIUM LITHIUM PLC | COM SHS | 74K | 22K | – |
| ARCHER DANIELS MIDLAND CO | COM | 2M | 27K | – |
| ARCHER DANIELS MIDLAND CO | COM | 3K | 1K | – |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | 161K | 18K | – |
| ARES CAPITAL CORP | COM | 698K | 33K | – |
| ARISTA NETWORKS INC | COM | 828K | 2K | – |
| ARK ETF TR | GENOMIC REV ETF | 208K | 9K | – |
| ARK ETF TR | INNOVATION ETF | 918K | 21K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 340K | 2K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 1M | 1K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 551K | 7K | – |
| AT&T INC | COM | 4M | 193K | – |
| ATLANTIC UN BANKSHARES CORP | COM | 313K | 10K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 6K | – |
| AUTOZONE INC | COM | 282K | 95 | – |
| AVALONBAY CMNTYS INC | COM | 1M | 7K | – |
| AVISTA CORP | COM | 347K | 10K | – |
| AXCELIS TECHNOLOGIES INC | COM NEW | 1M | 8K | – |
| B2GOLD CORP | COM | 27K | 10K | – |
| BAKER HUGHES COMPANY | CL A | 2M | 56K | – |
| BALL CORP | COM | 255K | 4K | – |
| BANCO SANTANDER S.A. | ADR | 79K | 17K | – |
| BANK AMERICA CORP | COM | 5M | 129K | – |
| BANK NEW YORK MELLON CORP | COM | 2M | 34K | – |
| BARCLAYS PLC | ADR | 110K | 10K | – |
| BARNES GROUP INC | COM | 391K | 9K | – |
| BARRICK GOLD CORP | COM | 1M | 64K | – |
| BAXTER INTL INC | COM | 776K | 23K | – |
| BCE INC | COM NEW | 353K | 11K | – |
| BECTON DICKINSON & CO | COM | 2M | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 13M | 31K | – |
| BHP GROUP LTD | SPONSORED ADS | 2M | 33K | – |
| BIOGEN INC | COM | 262K | 1K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 284K | 3K | – |
| BJS WHSL CLUB HLDGS INC | COM | 473K | 5K | – |
| BLACK HILLS CORP | COM | 399K | 7K | – |
| BLACK STONE MINERALS L P | COM UNIT | 1M | 90K | – |
| BLACKROCK CR ALLOCATION INCO | COM | 134K | 13K | – |
| BLACKROCK INC | COM | 7M | 9K | – |
| BLACKROCK MUNIVEST FD II INC | COM | 206K | 19K | – |
| BLACKROCK MUNIVEST FD INC | COM | 77K | 11K | – |
| BLACKROCK MUNIYIELD QUALITY | COM | 305K | 27K | – |
| BLACKROCK MUNIYILD QULT FD I | COM | 140K | 11K | – |
| BLACKROCK RES & COMMODITIES | SHS | 188K | 20K | – |
| BLACKSTONE INC | COM | 7M | 58K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 414K | 14K | – |
| BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 131K | 11K | – |
| BLOCK INC | CL A | 403K | 6K | – |
| BLOOM ENERGY CORP | COM CL A | 263K | 22K | – |
| BNY MELLON STRATEGIC MUN BD | COM | 59K | 10K | – |
| BOEING CO | COM | 4M | 19K | – |
| BOOKING HOLDINGS INC | COM | 1M | 263 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 266K | 2K | – |
| BOSTON PROPERTIES INC | COM | 285K | 5K | – |
| BOSTON SCIENTIFIC CORP | COM | 2M | 27K | – |
| BP PLC | SPONSORED ADR | 3M | 96K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 4M | 85K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 3M | 82K | – |
| BROADCOM INC | COM | 24M | 15K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 326K | 9K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 564K | 14K | – |
| BROOKLINE BANCORP INC DEL | COM | 291K | 35K | – |
| BROWN & BROWN INC | COM | 606K | 7K | – |
| BUNGE GLOBAL SA | COM SHS | 697K | 7K | – |
| BURKE HERBERT FINL SVCS CORP | COM | 1M | 29K | – |
| C3 AI INC | CL A | 548K | 19K | – |
| CACI INTL INC | CL A | 601K | 1K | – |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 388K | 6K | – |
| CAMBRIDGE BANCORP | COM | 240K | 3K | – |
| CAMECO CORP | COM | 370K | 8K | – |
| CAMPBELL SOUP CO | COM | 452K | 10K | – |
| CAMPING WORLD HLDGS INC | CL A | 340K | 19K | – |
| CANADIAN NATL RY CO | COM | 669K | 6K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 2M | 25K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 2K | 400 | – |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 259K | 9K | – |
| CAPITAL ONE FINL CORP | COM | 514K | 4K | – |
| CARDINAL HEALTH INC | COM | 307K | 3K | – |
| CARLYLE GROUP INC | COM | 307K | 8K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 349K | 19K | – |
| CARRIER GLOBAL CORPORATION | COM | 2M | 26K | – |
| CASEYS GEN STORES INC | COM | 4M | 10K | – |
| CATERPILLAR INC | COM | 7M | 22K | – |
| CAVA GROUP INC | COM | 218K | 2K | – |
| CBOE GLOBAL MKTS INC | COM | 967K | 6K | – |
| CBRE GBL REAL ESTATE INC FD | COM | 349K | 69K | – |
| CELANESE CORP DEL | COM | 340K | 3K | – |
| CENCORA INC | COM | 458K | 2K | – |
| CENTERPOINT ENERGY INC | COM | 2M | 51K | – |
| CHARLES RIV LABS INTL INC | COM | 412K | 2K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 2M | 10K | – |
| CHENIERE ENERGY INC | COM NEW | 543K | 3K | – |
| CHEVRON CORP NEW | COM | 15M | 98K | – |
| CHEWY INC | CL A | 271K | 10K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 17K | – |
| CHUBB LIMITED | COM | 3M | 11K | – |
| CIENA CORP | COM NEW | 211K | 4K | – |
| CINTAS CORP | COM | 530K | 757 | – |
| CISCO SYS INC | COM | 6M | 125K | – |
| CITIGROUP INC | COM NEW | 1M | 17K | – |
| CIVEO CORP CDA | COM NEW | 661K | 27K | – |
| CLEAN ENERGY FUELS CORP | COM | 1M | 428K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 489K | 32K | – |
| CLOROX CO DEL | COM | 511K | 4K | – |
| CME GROUP INC | COM | 6M | 31K | – |
| CNA FINL CORP | COM | 662K | 14K | – |
| COCA COLA CO | COM | 7M | 110K | – |
| COHEN & STEERS QUALITY INCOM | COM | 312K | 27K | – |
| COLGATE PALMOLIVE CO | COM | 5M | 47K | – |
| COLUMBIA FINL INC | COM | 150K | 10K | – |
| COMCAST CORP NEW | CL A | 2M | 48K | – |
| CONOCOPHILLIPS | COM | 5M | 44K | – |
| CONSOLIDATED EDISON INC | COM | 2M | 22K | – |
| CONSTELLATION BRANDS INC | CL A | 8M | 32K | – |
| CONSTELLATION ENERGY CORP | COM | 553K | 3K | – |
| COPT DEFENSE PROPERTIES | SHS BEN INT | 250K | 10K | – |
| CORE LABORATORIES INC | COM | 2M | 76K | – |
| CORNING INC | COM | 3M | 81K | – |
| CORTEVA INC | COM | 2M | 34K | – |
| COSTCO WHSL CORP NEW | COM | 9M | 10K | – |
| COTERRA ENERGY INC | COM | 3M | 124K | – |
| CROWDSTRIKE HLDGS INC | CL A | 1M | 3K | – |
| CSW INDUSTRIALS INC | COM | 259K | 976 | – |
| CSX CORP | COM | 3M | 75K | – |
| CULP INC | COM | 964K | 215K | – |
| CUMMINS INC | COM | 1M | 4K | – |
| CVS HEALTH CORP | COM | 10M | 174K | – |
| DANAHER CORPORATION | COM | 635K | 3K | – |
| DANAOS CORPORATION | SHS | 761K | 8K | – |
| DANIMER SCIENTIFIC INC | COM CL A | 8K | 13K | – |
| DBX ETF TR | XTRACK USD HIGH | 251K | 7K | – |
| DEERE & CO | COM | 6M | 16K | – |
| DELL TECHNOLOGIES INC | CL C | 843K | 6K | – |
| DELTA AIR LINES INC DEL | COM NEW | 579K | 12K | – |
| DEVON ENERGY CORP NEW | COM | 1M | 31K | – |
| DIAGEO PLC | SPON ADR NEW | 2M | 13K | – |
| DIAMONDBACK ENERGY INC | COM | 667K | 3K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 512K | 16K | – |
| DISCOVER FINL SVCS | COM | 587K | 4K | – |
| DISNEY WALT CO | COM | 6M | 58K | – |
| DNP SELECT INCOME FD INC | COM | 124K | 15K | – |
| DOLLAR GEN CORP NEW | COM | 260K | 2K | – |
| DOMINION ENERGY INC | COM | 1M | 27K | – |
| DORCHESTER MINERALS LP | COM UNIT | 3M | 102K | – |
| DORIAN LPG LTD | SHS USD | 786K | 19K | – |
| DOUBLELINE YIELD OPPORTUNITI | COM | 344K | 22K | – |
| DOW INC | COM | 3M | 50K | – |
| DRAFTKINGS INC NEW | COM CL A | 1M | 28K | – |
| DRAGANFLY INC. | COM NEW | 5K | 20K | – |
| DUFF & PHELPS UTLITY AND INF | COM | 253K | 26K | – |
| DUKE ENERGY CORP NEW | COM NEW | 5M | 51K | – |
| DUPONT DE NEMOURS INC | COM | 2M | 24K | – |
| E L F BEAUTY INC | COM | 240K | 1K | – |
| EASTERN BANKSHARES INC | COM | 714K | 51K | – |
| EASTMAN CHEM CO | COM | 281K | 3K | – |
| EATON CORP PLC | SHS | 14M | 45K | – |
| EATON VANCE LTD DURATION INC | COM | 221K | 23K | – |
| EATON VANCE MUN BD FD | COM | 216K | 20K | – |
| EATON VANCE SHORT DURATION D | COM | 146K | 14K | – |
| EATON VANCE SR INCOME TR | SH BEN INT | 63K | 10K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 163K | 12K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 212K | 25K | – |
| ECOLAB INC | COM | 730K | 3K | – |
| EDISON INTL | COM | 397K | 6K | – |
| EDWARDS LIFESCIENCES CORP | COM | 5M | 55K | – |
| ELBIT SYS LTD | ORD | 330K | 2K | – |
| ELECTRONIC ARTS INC | COM | 341K | 2K | – |
| ELEMENT SOLUTIONS INC | COM | 395K | 15K | – |
| ELEVANCE HEALTH INC | COM | 1M | 2K | – |
| ELI LILLY & CO | COM | 19M | 21K | – |
| EMERSON ELEC CO | COM | 10M | 93K | – |
| ENBRIDGE INC | COM | 5M | 133K | – |
| ENERGIZER HLDGS INC NEW | COM | 289K | 10K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 7M | 447K | – |
| ENTERGY CORP NEW | COM | 248K | 2K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 11M | 390K | – |
| EQT CORP | COM | 540K | 15K | – |
| ESSENTIAL UTILS INC | COM | 818K | 22K | – |
| EVEREST GROUP LTD | COM | 265K | 695 | – |
| EVERGY INC | COM | 555K | 10K | – |
| EVERSOURCE ENERGY | COM | 2M | 37K | – |
| EVOLUTION PETE CORP | COM | 87K | 17K | – |
| EXELON CORP | COM | 225K | 6K | – |
| EXXON MOBIL CORP | COM | 23M | 203K | – |
| F&G ANNUITIES & LIFE INC | COMMON STOCK | 210K | 6K | – |
| FASTENAL CO | COM | 642K | 10K | – |
| FEDERAL AGRIC MTG CORP | CL C | 212K | 1K | – |
| FEDEX CORP | COM | 772K | 3K | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 1M | 17K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 501K | 3K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 3M | 51K | – |
| FIDELITY NATL INFORMATION SV | COM | 550K | 7K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 580K | 11K | – |
| FIFTH THIRD BANCORP | COM | 1M | 39K | – |
| FIRST HORIZON CORPORATION | COM | 654K | 41K | – |
| FIRST MAJESTIC SILVER CORP | COM | 85K | 14K | – |
| FIRST SOLAR INC | COM | 253K | 1K | – |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 312K | 5K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 1M | 81K | – |
| FIRST TR EXCH TRD ALPHDX FD | INDIA NFTY50 EQW | 508K | 8K | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 529K | 22K | – |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 235K | 13K | – |
| FIRST TR EXCHANGE TRADED FD | GROWTH STRENGTH | 775K | 25K | – |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 517K | 6K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 2M | 39K | – |
| FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 271K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 323K | 4K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 450K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 379K | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 247K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 1M | 21K | – |
| FIRST TR EXCHANGE-TRADED FD | INTL DEV STRNGTH | 584K | 17K | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 263K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 283K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 339K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 1M | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 823K | 18K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 2M | 51K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 2M | 17K | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 516K | 28K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 554K | 12K | – |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 453K | 4K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 1M | 33K | – |
| FIRST TR MULTI CP VAL ALPHA | SHS ISSUED FRST | 290K | 4K | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 741K | 6K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 427K | 2K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 414K | 10K | – |
| FIRSTENERGY CORP | COM | 333K | 9K | – |
| FISERV INC | COM | 3M | 22K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 201K | 5K | – |
| FORD MTR CO DEL | COM | 1M | 94K | – |
| FORTINET INC | COM | 2M | 34K | – |
| FRANCO NEV CORP | COM | 5M | 46K | – |
| FRANKLIN BSP RLTY TR INC | COMMON STOCK | 141K | 11K | – |
| FRANKLIN LTD DURATION INCOME | COM | 241K | 38K | – |
| FREEPORT-MCMORAN INC | CL B | 2M | 50K | – |
| FREEPORT-MCMORAN INC | CL B | 3K | 1K | – |
| FREQUENCY ELECTRS INC | COM | 279K | 31K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 169K | 26K | – |
| FULTON FINL CORP PA | COM | 193K | 11K | – |
| GALLAGHER ARTHUR J & CO | COM | 231K | 890 | – |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 861K | 213K | – |
| GAMCO NAT RES GOLD & INCOME | SH BEN INT | 275K | 50K | – |
| GAP INC | COM | 405K | 17K | – |
| GARRETT MOTION INC | COM | 580K | 68K | – |
| GARTNER INC | COM | 343K | 763 | – |
| GE AEROSPACE | COM NEW | 3M | 16K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 776K | 10K | – |
| GE VERNOVA INC | COM | 1M | 6K | – |
| GENCO SHIPPING & TRADING LTD | SHS | 669K | 31K | – |
| GENERAC HLDGS INC | COM | 214K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 6K | – |
| GENERAL MLS INC | COM | 2M | 33K | – |
| GENERAL MTRS CO | COM | 402K | 9K | – |
| GENERAL MTRS CO | COM | 2K | 500 | – |
| GENUINE PARTS CO | COM | 437K | 3K | – |
| GEOSPACE TECHNOLOGIES CORP | COM | 7M | 755K | – |
| GILEAD SCIENCES INC | COM | 2M | 23K | – |
| GLACIER BANCORP INC NEW | COM | 1M | 29K | – |
| GLADSTONE LD CORP | COM | 1M | 98K | – |
| GLOBAL PARTNERS LP | COM UNITS | 1M | 26K | – |
| GLOBAL PMTS INC | COM | 1M | 12K | – |
| GLOBAL SHIP LEASE INC NEW | COM CL A | 934K | 32K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 213K | 7K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 565K | 32K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 563K | 18K | – |
| GLOBE LIFE INC | COM | 292K | 4K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 681K | 6K | – |
| GOLDMAN SACHS ETF TR | S&P 500 CORE PRE | 416K | 9K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GOLUB CAP BDC INC | COM | 585K | 37K | – |
| GOODYEAR TIRE & RUBR CO | COM | 135K | 12K | – |
| GOSSAMER BIO INC | COM | 9K | 10K | – |
| GRAINGER W W INC | COM | 429K | 475 | – |
| GRANITE CONSTR INC | COM | 243K | 4K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 20M | 368K | – |
| GREEN BRICK PARTNERS INC | COM | 272K | 5K | – |
| GREENBRIER COS INC | COM | 1M | 24K | – |
| GSK PLC | SPONSORED ADR | 1M | 27K | – |
| GUESS INC | COM | 1M | 62K | – |
| HALEON PLC | SPON ADS | 160K | 19K | – |
| HALLIBURTON CO | COM | 2M | 73K | – |
| HANESBRANDS INC | COM | 229K | 46K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 974K | 10K | – |
| HCA HEALTHCARE INC | COM | 263K | 819 | – |
| HEALTHPEAK PROPERTIES INC | COM | 294K | 15K | – |
| HEARTLAND FINL USA INC | COM | 436K | 10K | – |
| HECLA MNG CO | COM | 146K | 30K | – |
| HEICO CORP NEW | COM | 1M | 5K | – |
| HEICO CORP NEW | COM | 5K | 100 | – |
| HERSHEY CO | COM | 2M | 12K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 104K | 30K | – |
| HF SINCLAIR CORP | COM | 251K | 5K | – |
| HIGHWOODS PPTYS INC | COM | 744K | 28K | – |
| HINGHAM INSTN SVGS MASS | COM | 217K | 1K | – |
| HOME DEPOT INC | COM | 15M | 43K | – |
| HOMETRUST BANCSHARES INC | COM | 300K | 10K | – |
| HONEST CO INC | COM | 64K | 22K | – |
| HONEYWELL INTL INC | COM | 5M | 25K | – |
| HOOKER FURNISHINGS CORPORATI | COM | 778K | 54K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 283K | 6K | – |
| HUMANA INC | COM | 597K | 2K | – |
| HUNTINGTON BANCSHARES INC | COM | 600K | 46K | – |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 765K | 46K | – |
| ILLINOIS TOOL WKS INC | COM | 2M | 7K | – |
| ILLUMINA INC | COM | 597K | 6K | – |
| INDEPENDENCE RLTY TR INC | COM | 234K | 12K | – |
| INDEPENDENT BK CORP MASS | COM | 2M | 48K | – |
| INDEXIQ ETF TR | HEDGE MLTI ETF | 237K | 8K | – |
| INGERSOLL RAND INC | COM | 275K | 3K | – |
| INTEL CORP | COM | 4M | 139K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 2M | 11K | – |
| INTERCONTINENTAL HOTELS GROU | SPONSORED ADS | 446K | 4K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 15M | 87K | – |
| INTERNATIONAL PAPER CO | COM | 2M | 37K | – |
| INTERNATIONAL SEAWAYS INC | COM | 599K | 10K | – |
| INTUIT | COM | 407K | 619 | – |
| INTUITIVE SURGICAL INC | COM NEW | 516K | 1K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 486K | 20K | – |
| INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 597K | 15K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 745K | 4K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 137K | 12K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP 600 | 586K | 15K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 744K | 7K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 566K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 306K | 5K | – |
| INVESCO LTD | SHS | 175K | 12K | – |
| INVESCO MUNICIPAL TRUST | COM | 111K | 11K | – |
| INVESCO QQQ TR | UNIT SER 1 | 11M | 23K | – |
| IRON MTN INC DEL | COM | 6M | 69K | – |
| ISHARES BITCOIN TR | SHS | 4M | 121K | – |
| ISHARES GOLD TR | ISHARES NEW | 801K | 18K | – |
| ISHARES INC | CORE MSCI EMKT | 1M | 26K | – |
| ISHARES INC | MSCI EMRG CHN | 290K | 5K | – |
| ISHARES INC | MSCI TAIWAN ETF | 202K | 4K | – |
| ISHARES S&P GSCI COMMODITY- | UNIT BEN INT | 714K | 32K | – |
| ISHARES SILVER TR | ISHARES | 928K | 35K | – |
| ISHARES TR | 1 3 YR TREAS BD | 887K | 11K | – |
| ISHARES TR | 10+ YR INVST GRD | 273K | 5K | – |
| ISHARES TR | 20 YR TR BD ETF | 827K | 9K | – |
| ISHARES TR | AGENCY BOND ETF | 742K | 7K | – |
| ISHARES TR | BROAD USD HIGH | 256K | 7K | – |
| ISHARES TR | CORE HIGH DV ETF | 209K | 2K | – |
| ISHARES TR | CORE MSCI EAFE | 672K | 9K | – |
| ISHARES TR | CORE MSCI EURO | 314K | 6K | – |
| ISHARES TR | CORE MSCI TOTAL | 356K | 5K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 33K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 14K | – |
| ISHARES TR | CORE S&P TTL STK | 291K | 2K | – |
| ISHARES TR | CORE S&P500 ETF | 8M | 14K | – |
| ISHARES TR | CORE TOTAL USD | 1M | 24K | – |
| ISHARES TR | EAFE VALUE ETF | 354K | 7K | – |
| ISHARES TR | ESG EAFE ETF | 631K | 9K | – |
| ISHARES TR | EXPND TEC SC ETF | 514K | 5K | – |
| ISHARES TR | GLB INFRASTR ETF | 219K | 5K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 216K | 2K | – |
| ISHARES TR | GLOBAL ENERG ETF | 457K | 11K | – |
| ISHARES TR | IBONDS 27 ETF | 229K | – | – |
| ISHARES TR | IBONDS DEC2026 | 240K | – | – |
| ISHARES TR | IBOXX INV CP ETF | 809K | 8K | – |
| ISHARES TR | INTL TREA BD ETF | 220K | 6K | – |
| ISHARES TR | ISHARES BIOTECH | 4M | 29K | – |
| ISHARES TR | JPMORGAN USD EMG | 2M | 19K | – |
| ISHARES TR | MBS ETF | 1M | 12K | – |
| ISHARES TR | MSCI EAFE ETF | 1M | 16K | – |
| ISHARES TR | MSCI EMG MKT ETF | 236K | 6K | – |
| ISHARES TR | MSCI USA MIN VOL | 887K | 11K | – |
| ISHARES TR | MSCI USA QLT FCT | 510K | 3K | – |
| ISHARES TR | PFD AND INCM SEC | 776K | 25K | – |
| ISHARES TR | RUS 1000 ETF | 210K | 705 | – |
| ISHARES TR | RUS 1000 GRW ETF | 545K | 1K | – |
| ISHARES TR | RUS 1000 VAL ETF | 388K | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 332K | 1K | – |
| ISHARES TR | RUS MDCP VAL ETF | 315K | 3K | – |
| ISHARES TR | RUS MID CAP ETF | 493K | 6K | – |
| ISHARES TR | RUS TP200 GR ETF | 289K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 6K | – |
| ISHARES TR | S&P 500 VAL ETF | 378K | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 927K | 11K | – |
| ISHARES TR | S&P SML 600 GWT | 1M | 8K | – |
| ISHARES TR | SELECT DIVID ETF | 725K | 6K | – |
| ISHARES TR | SHORT TREAS BD | 286K | 3K | – |
| ISHARES TR | SP SMCP600VL ETF | 309K | 3K | – |
| ISHARES TR | TIPS BD ETF | 500K | 5K | – |
| ISHARES TR | U.S. ENERGY ETF | 328K | 7K | – |
| ISHARES TR | U.S. FIN SVC ETF | 205K | 3K | – |
| ISHARES TR | U.S. INSRNCE ETF | 348K | 3K | – |
| ISHARES TR | U.S. MED DVC ETF | 6M | 100K | – |
| ISHARES TR | U.S. REAL ES ETF | 663K | 8K | – |
| ISHARES TR | U.S. TECH ETF | 1M | 7K | – |
| ISHARES TR | U.S. UTILITS ETF | 259K | 3K | – |
| ISHARES TR | US AER DEF ETF | 506K | 4K | – |
| ISHARES TR | US HLTHCARE ETF | 640K | 10K | – |
| ISHARES TR | US INFRASTRUC | 378K | 9K | – |
| ISHARES TR | US TREAS BD ETF | 692K | 31K | – |
| ISHARES TR | USD INV GRDE ETF | 218K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 6M | 108K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 485K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 380K | 8K | – |
| JEFFERIES FINL GROUP INC | COM | 1M | 27K | – |
| JETBLUE AWYS CORP | COM | 151K | 25K | – |
| JOHNSON & JOHNSON | COM | 18M | 125K | – |
| JOHNSON CTLS INTL PLC | SHS | 868K | 13K | – |
| JPMORGAN CHASE & CO. | COM | 27M | 134K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 372K | 36K | – |
| KELLANOVA | COM | 495K | 9K | – |
| KENVUE INC | COM | 3M | 183K | – |
| KEY TRONIC CORP | COM | 439K | 108K | – |
| KEYCORP | COM | 2M | 116K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 1M | 7K | – |
| KIMBERLY-CLARK CORP | COM | 3M | 25K | – |
| KINDER MORGAN INC DEL | COM | 3M | 144K | – |
| KKR & CO INC | COM | 774K | 7K | – |
| KLA CORP | COM NEW | 1M | 1K | – |
| KNIFE RIVER CORP | COMMON STOCK | 1M | 17K | – |
| KNIGHTSCOPE INC | CLASS A COM | 8K | 27K | – |
| KNOWLES CORP | COM | 227K | 13K | – |
| KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 308K | 12K | – |
| KOSMOS ENERGY LTD | COM | 2M | 363K | – |
| KRAFT HEINZ CO | COM | 2M | 56K | – |
| KROGER CO | COM | 528K | 11K | – |
| KVH INDS INC | COM | 195K | 42K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 5M | 23K | – |
| LAM RESEARCH CORP | COM | 3M | 2K | – |
| LAUDER ESTEE COS INC | CL A | 238K | 2K | – |
| LEIDOS HOLDINGS INC | COM | 580K | 4K | – |
| LENNAR CORP | CL A | 451K | 3K | – |
| LIGHTWAVE LOGIC INC | COM | 39K | 13K | – |
| LINCOLN ELEC HLDGS INC | COM | 862K | 5K | – |
| LINDBLAD EXPEDITIONS HLDGS I | COM | 565K | 59K | – |
| LINDE PLC | SHS | 950K | 2K | – |
| LIONS GATE ENTMNT CORP | CL A VTG | 285K | 30K | – |
| LISTED FD TR | HORIZON KINETICS | 5M | 164K | – |
| LISTED FD TR | HORZN KINTCS BL | 1M | 42K | – |
| LOCKHEED MARTIN CORP | COM | 9M | 20K | – |
| LOEWS CORP | COM | 618K | 8K | – |
| LOUISIANA PAC CORP | COM | 608K | 7K | – |
| LOWES COS INC | COM | 6M | 28K | – |
| LSB INDS INC | COM | 354K | 43K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 271K | 3K | – |
| M & T BK CORP | COM | 1M | 7K | – |
| MACQUARIE / FIRST TR GLOBAL | COM | 215K | 29K | – |
| MAIN STR CAP CORP | COM | 364K | 7K | – |
| MANULIFE FINL CORP | COM | 1M | 51K | – |
| MARATHON OIL CORP | COM | 694K | 24K | – |
| MARATHON PETE CORP | COM | 2M | 9K | – |
| MARRIOTT INTL INC NEW | CL A | 5M | 22K | – |
| MARSH & MCLENNAN COS INC | COM | 363K | 2K | – |
| MARTIN MARIETTA MATLS INC | COM | 653K | 1K | – |
| MARVELL TECHNOLOGY INC | COM | 393K | 6K | – |
| MASTEC INC | COM | 1M | 10K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 9K | – |
| MATTEL INC | COM | 434K | 27K | – |
| MAXCYTE INC | COM | 51K | 13K | – |
| MCCORMICK & CO INC | COM NON VTG | 238K | 3K | – |
| MCDONALDS CORP | COM | 4M | 17K | – |
| MCKESSON CORP | COM | 1M | 2K | – |
| MDU RES GROUP INC | COM | 1M | 42K | – |
| MEDTRONIC PLC | SHS | 5M | 66K | – |
| MERCK & CO INC | COM | 18M | 145K | – |
| MESABI TR | CTF BEN INT | 8M | 465K | – |
| META PLATFORMS INC | CL A | 17M | 33K | – |
| METLIFE INC | COM | 861K | 12K | – |
| MFS HIGH YIELD MUN TR | SH BEN INT | 141K | 41K | – |
| MFS MUN INCOME TR | SH BEN INT | 124K | 23K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 1M | 13K | – |
| MICRON TECHNOLOGY INC | COM | 1M | 11K | – |
| MICROSOFT CORP | COM | 98M | 220K | – |
| MICROSTRATEGY INC | CL A NEW | 7M | 5K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 724K | 67K | – |
| MODERNA INC | COM | 5M | 46K | – |
| MONDELEZ INTL INC | CL A | 3M | 42K | – |
| MONOLITHIC PWR SYS INC | COM | 915K | 1K | – |
| MORGAN STANLEY | COM NEW | 580K | 6K | – |
| MORGAN STANLEY | COM NEW | 1K | 300 | – |
| MORGAN STANLEY EMERGING MKTS | COM | 389K | 85K | – |
| MOSAIC CO NEW | COM | 230K | 8K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 1M | 3K | – |
| MPLX LP | COM UNIT REP LTD | 816K | 19K | – |
| MUELLER WTR PRODS INC | COM SER A | 519K | 29K | – |
| MYERS INDS INC | COM | 557K | 42K | – |
| NATIONAL FUEL GAS CO | COM | 341K | 6K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 308K | 5K | – |
| NAVIOS MARITIME PARTNERS L P | COM UNIT LPI | 4M | 71K | – |
| NETAPP INC | COM | 355K | 3K | – |
| NETFLIX INC | COM | 2M | 3K | – |
| NEW FORTRESS ENERGY INC | COM CL A | 308K | 14K | – |
| NEW GOLD INC CDA | COM | 126K | 65K | – |
| NEW YORK CMNTY BANCORP INC | COM | 213K | 66K | – |
| NEW YORK TIMES CO | CL A | 251K | 5K | – |
| NEWELL BRANDS INC | COM | 171K | 27K | – |
| NEWMONT CORP | COM | 3M | 70K | – |
| NEXTERA ENERGY INC | COM | 13M | 183K | – |
| NICE LTD | SPONSORED ADR | 280K | 2K | – |
| NIKE INC | CL B | 1M | 15K | – |
| NISOURCE INC | COM | 619K | 21K | – |
| NOKIA CORP | SPONSORED ADR | 277K | 73K | – |
| NORDIC AMERICAN TANKERS LIMI | COM | 78K | 20K | – |
| NORDSTROM INC | COM | 373K | 18K | – |
| NORFOLK SOUTHN CORP | COM | 7M | 31K | – |
| NORTHEAST BK LEWISTON ME | COM | 669K | 11K | – |
| NORTHERN TR CORP | COM | 285K | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 6K | – |
| NOVARTIS AG | SPONSORED ADR | 3M | 29K | – |
| NOVO-NORDISK A S | ADR | 997K | 7K | – |
| NUCOR CORP | COM | 565K | 4K | – |
| NUTRIEN LTD | COM | 2M | 45K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 180K | 16K | – |
| NUVEEN DYNAMIC MUN OPPORTUNI | COM SHS | 108K | 10K | – |
| NUVEEN MUN VALUE FD INC | COM | 208K | 24K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 194K | 16K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 393K | 16K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 175K | 16K | – |
| NUVEEN PFD & INCOME OPPORTUN | COM | 4M | 539K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 123K | 11K | – |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 2M | 127K | – |
| NVIDIA CORPORATION | COM | 86M | 696K | – |
| NVIDIA CORPORATION | COM | 6K | 1K | – |
| NVR INC | COM | 782K | 103 | – |
| OAKTREE SPECIALTY LENDING CO | COM | 232K | 12K | – |
| OCCIDENTAL PETE CORP | COM | 2M | 31K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 319K | 2K | – |
| OLD REP INTL CORP | COM | 722K | 23K | – |
| OLIN CORP | COM PAR $1 | 294K | 6K | – |
| ONEOK INC NEW | COM | 8M | 102K | – |
| ORACLE CORP | COM | 5M | 38K | – |
| ORASURE TECHNOLOGIES INC | COM | 81K | 19K | – |
| OREILLY AUTOMOTIVE INC | COM | 977K | 925 | – |
| OSISKO GOLD ROYALTIES LTD | COM | 320K | 21K | – |
| OTIS WORLDWIDE CORP | COM | 479K | 5K | – |
| PACCAR INC | COM | 236K | 2K | – |
| PACER FDS TR | DEVELOPED MRKT | 732K | 24K | – |
| PACER FDS TR | GLOBL CASH ETF | 629K | 19K | – |
| PACER FDS TR | PAC ASSET FLTG | 1M | 27K | – |
| PACER FDS TR | PACER US SMALL | 3M | 59K | – |
| PACER FDS TR | US CASH COWS 100 | 6M | 112K | – |
| PACKAGING CORP AMER | COM | 491K | 3K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 4M | 145K | – |
| PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
| PALO ALTO NETWORKS INC | COM | 4K | 100 | – |
| PAN AMERN SILVER CORP | COM | 435K | 22K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 3M | 304K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 3K | – |
| PAYCHEX INC | COM | 1M | 8K | – |
| PAYPAL HLDGS INC | COM | 862K | 15K | – |
| PELOTON INTERACTIVE INC | CL A COM | 36K | 11K | – |
| PENTAIR PLC | SHS | 811K | 11K | – |
| PEPSICO INC | COM | 18M | 107K | – |
| PERMIAN BASIN RTY TR | UNIT BEN INT | 5M | 460K | – |
| PFIZER INC | COM | 13M | 451K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 20K | – |
| PHILLIPS 66 | COM | 2M | 12K | – |
| PILGRIMS PRIDE CORP | COM | 427K | 11K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 565K | 6K | – |
| PIMCO HIGH INCOME FD | COM SHS | 201K | 42K | – |
| PIMCO INCOME STRATEGY FD II | COM | 224K | 31K | – |
| PIMCO MUN INCOME FD II | COM | 229K | 27K | – |
| PINNACLE WEST CAP CORP | COM | 545K | 7K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 5M | 259K | – |
| PNC FINL SVCS GROUP INC | COM | 4M | 25K | – |
| POTLATCHDELTIC CORPORATION | COM | 520K | 13K | – |
| PPG INDS INC | COM | 1M | 11K | – |
| PPL CORP | COM | 370K | 13K | – |
| PRICE T ROWE GROUP INC | COM | 226K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 24M | 146K | – |
| PROGRESSIVE CORP | COM | 297K | 1K | – |
| PROLOGIS INC. | COM | 222K | 2K | – |
| PROSHARES TR | PET CARE ETF | 372K | 7K | – |
| PROSHARES TR | S&P 500 DV ARIST | 2M | 21K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 248K | 3K | – |
| PROSHARES TR | ULTRAPRO QQQ | 524K | 7K | – |
| PROVIDENT BANCORP INC | COM NEW | 102K | 10K | – |
| PRUDENTIAL FINL INC | COM | 979K | 8K | – |
| PTC INC | COM | 493K | 3K | – |
| PULTE GROUP INC | COM | 607K | 6K | – |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 32K | 10K | – |
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 146K | 14K | – |
| QIAGEN NV | SHS NEW | 4M | 86K | – |
| QUALCOMM INC | COM | 6M | 31K | – |
| QUANTERIX CORP | COM | 197K | 15K | – |
| REALTY INCOME CORP | COM | 1M | 23K | – |
| REAVES UTIL INCOME FD | COM SH BEN INT | 286K | 10K | – |
| REGENERON PHARMACEUTICALS | COM | 858K | 816 | – |
| REGIONS FINANCIAL CORP NEW | COM | 479K | 24K | – |
| RENN FD INC | COM | 426K | 250K | – |
| REPUBLIC SVCS INC | COM | 1M | 7K | – |
| REVVITY INC | COM | 616K | 6K | – |
| RIO TINTO PLC | SPONSORED ADR | 4M | 64K | – |
| RITHM CAPITAL CORP | COM NEW | 851K | 78K | – |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 184K | 13K | – |
| RIVERNORTH MANAGED DUR MUN I | COM | 153K | 10K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 241K | 18K | – |
| ROCKWELL AUTOMATION INC | COM | 560K | 2K | – |
| ROPER TECHNOLOGIES INC | COM | 372K | 659 | – |
| ROSS STORES INC | COM | 1M | 9K | – |
| ROYAL BK CDA | COM | 1M | 10K | – |
| ROYAL CARIBBEAN GROUP | COM | 805K | 5K | – |
| ROYCE MICRO-CAP TR INC | COM | 985K | 107K | – |
| ROYCE SMALL CAP TRUST INC | COM | 343K | 24K | – |
| RTX CORPORATION | COM | 12M | 116K | – |
| S&P GLOBAL INC | COM | 1M | 2K | – |
| SABINE RTY TR | UNIT BEN INT | 2M | 24K | – |
| SALESFORCE INC | COM | 10M | 39K | – |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 359K | 88K | – |
| SANDSTORM GOLD LTD | COM NEW | 1M | 217K | – |
| SANOFI | SPONSORED ADR | 402K | 8K | – |
| SCHLUMBERGER LTD | COM STK | 4M | 76K | – |
| SCHWAB CHARLES CORP | COM | 2M | 23K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 795K | 16K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 528K | 7K | – |
| SCORPIO TANKERS INC | SHS | 549K | 7K | – |
| SCOTTS MIRACLE-GRO CO | CL A | 419K | 6K | – |
| SEADRILL 2021 LTD | COM | 205K | 4K | – |
| SEI INVTS CO | COM | 1M | 20K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 443K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 14K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 33K | – |
| SELECT SECTOR SPDR TR | INDL | 960K | 8K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 401K | 2K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 627K | 8K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 1M | 9K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 592K | 9K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 7K | – |
| SENSATA TECHNOLOGIES HLDG PL | SHS | 560K | 15K | – |
| SERVICENOW INC | COM | 7M | 10K | – |
| SHELL PLC | SPON ADS | 3M | 47K | – |
| SHERWIN WILLIAMS CO | COM | 3M | 9K | – |
| SHOPIFY INC | CL A | 243K | 4K | – |
| SIBANYE STILLWATER LTD | SPONSORED ADR | 94K | 22K | – |
| SIMON PPTY GROUP INC NEW | COM | 207K | 1K | – |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 211K | 8K | – |
| SIRIUS XM HOLDINGS INC | COM | 87K | 31K | – |
| SITIO ROYALTIES CORP | CLASS A COM | 655K | 28K | – |
| SKYWORKS SOLUTIONS INC | COM | 858K | 8K | – |
| SMUCKER J M CO | COM NEW | 983K | 9K | – |
| SOFI TECHNOLOGIES INC | COM | 5M | 768K | – |
| SONY GROUP CORP | SPONSORED ADR | 942K | 11K | – |
| SOUNDHOUND AI INC | CLASS A COM | 47K | 12K | – |
| SOUTHERN CO | COM | 5M | 70K | – |
| SOUTHWESTERN ENERGY CO | COM | 90K | 13K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 865K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 3M | 15K | – |
| SPDR GOLD TR | GOLD SHS | 49K | 9K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 14M | 25K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 904K | 2K | – |
| SPDR SER TR | BBG CONV SEC ETF | 390K | 5K | – |
| SPDR SER TR | NUVEEN BLMBRG MU | 523K | 11K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 1M | 21K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 1M | 20K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 771K | 19K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 483K | 6K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 356K | 7K | – |
| SPDR SER TR | S&P BIOTECH | 643K | 7K | – |
| SPDR SER TR | S&P DIVID ETF | 574K | 5K | – |
| SPDR SER TR | S&P REGL BKG | 258K | 5K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 558K | 25K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 3M | 140K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 2M | 175K | – |
| STAG INDL INC | COM | 3M | 82K | – |
| STANLEY BLACK & DECKER INC | COM | 409K | 5K | – |
| STAR BULK CARRIERS CORP. | SHS PAR | 356K | 15K | – |
| STARBUCKS CORP | COM | 2M | 21K | – |
| STATE STR CORP | COM | 1M | 18K | – |
| STRYKER CORPORATION | COM | 4M | 11K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 698K | 12K | – |
| SUPER MICRO COMPUTER INC | COM | 4M | 4K | – |
| SYSCO CORP | COM | 3M | 42K | – |
| SYSCO CORP | COM | 11K | 14K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 5M | 27K | – |
| TARGET CORP | COM | 2M | 14K | – |
| TC ENERGY CORP | COM | 842K | 22K | – |
| TE CONNECTIVITY LTD | SHS | 259K | 2K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 302K | 779 | – |
| TELEFONICA BRASIL SA | NEW ADR | 144K | 18K | – |
| TELEFONICA S A | SPONSORED ADR | 48K | 11K | – |
| TESLA INC | COM | 7M | 37K | – |
| TEXAS INSTRS INC | COM | 2M | 11K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 58M | 79K | – |
| TEXAS ROADHOUSE INC | COM | 215K | 1K | – |
| THE CIGNA GROUP | COM | 3M | 10K | – |
| THE TRADE DESK INC | COM CL A | 446K | 5K | – |
| THE TRADE DESK INC | COM CL A | 2K | 200 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 4K | – |
| THOMSON REUTERS CORP. | COM | 443K | 3K | – |
| TIDAL TR II | BLUEPRINT CHESAP | 265K | 10K | – |
| TJX COS INC NEW | COM | 17M | 154K | – |
| T-MOBILE US INC | COM | 641K | 4K | – |
| TOLL BROTHERS INC | COM | 219K | 2K | – |
| TORONTO DOMINION BK ONT | COM NEW | 1M | 26K | – |
| TORTOISE MIDSTRM ENERGY FD I | COM | 365K | 9K | – |
| TOTALENERGIES SE | SPONSORED ADS | 2M | 36K | – |
| TRANE TECHNOLOGIES PLC | SHS | 1M | 4K | – |
| TRANSDIGM GROUP INC | COM | 304K | 238 | – |
| TRANSOCEAN LTD | REGISTERED SHS | 240K | 45K | – |
| TRAVELERS COMPANIES INC | COM | 2M | 8K | – |
| TRINITY INDS INC | COM | 533K | 18K | – |
| TRUIST FINL CORP | COM | 3M | 72K | – |
| TSAKOS ENERGY NAVIGATION LTD | SHS | 2M | 82K | – |
| TYLER TECHNOLOGIES INC | COM | 1M | 2K | – |
| TYSON FOODS INC | CL A | 865K | 15K | – |
| UBER TECHNOLOGIES INC | COM | 6M | 87K | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 44K | – |
| UNION PAC CORP | COM | 6M | 24K | – |
| UNITED AIRLS HLDGS INC | COM | 438K | 9K | – |
| UNITED BANKSHARES INC WEST V | COM | 708K | 22K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 13K | – |
| UNITED RENTALS INC | COM | 11M | 17K | – |
| UNITED STATES ANTIMONY CORP | COM | 33K | 98K | – |
| UNITED STATES STL CORP NEW | COM | 288K | 8K | – |
| UNITED STS LIME & MINERALS I | COM | 259K | 711 | – |
| UNITEDHEALTH GROUP INC | COM | 4M | 8K | – |
| US BANCORP DEL | COM NEW | 901K | 23K | – |
| VALERO ENERGY CORP | COM | 2M | 12K | – |
| VANECK ETF TRUST | AGRIBUSINESS ETF | 237K | 3K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 3M | 86K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 727K | 17K | – |
| VANECK ETF TRUST | MRNGSTR INT MOAT | 224K | 7K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 503K | 6K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 540K | 2K | – |
| VANECK ETF TRUST | URANIUM AND NUCL | 217K | 3K | – |
| VANECK ETF TRUST | VANECK VIETNAM | 217K | 18K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 248K | 3K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 962K | 13K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 378K | 5K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 1M | 23K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 311K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 3M | 7K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 361K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 8K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 10K | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 11K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 919K | 21K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 283K | 3K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 376K | 8K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 457K | 8K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 1M | 14K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 799K | 9K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 8M | 42K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 426K | 7K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 4M | 78K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 333K | 3K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 890K | 13K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 210K | 2K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 229K | 859 | – |
| VANGUARD WORLD FD | INF TECH ETF | 1M | 2K | – |
| VAXART INC | COM NEW | 13K | 20K | – |
| VERISIGN INC | COM | 256K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 8M | 183K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2M | 4K | – |
| VERTIV HOLDINGS CO | COM CL A | 487K | 6K | – |
| VIATRIS INC | COM | 229K | 22K | – |
| VIPER ENERGY INC | CL A | 1M | 39K | – |
| VIRTUS ARTIFICIAL INTELLIGEN | COM | 423K | 20K | – |
| VIRTUS CONVERTIBLE & INC FD | COM | 64K | 22K | – |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 284K | 38K | – |
| VIRTUS STONE HBR EMRG MKTS I | COM | 583K | 111K | – |
| VISA INC | COM CL A | 20M | 76K | – |
| VITAL FARMS INC | COM | 206K | 4K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 743K | 84K | – |
| VOXX INTL CORP | CL A | 415K | 131K | – |
| VOYA EMERGING MKTS HIGH DIVI | COM | 161K | 30K | – |
| VOYA GLBL EQTY DIV & PREM OP | COM | 220K | 43K | – |
| VULCAN MATLS CO | COM | 290K | 1K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 508K | 42K | – |
| WALMART INC | COM | 18M | 273K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 348K | 47K | – |
| WASTE MGMT INC DEL | COM | 13M | 59K | – |
| WEC ENERGY GROUP INC | COM | 369K | 5K | – |
| WELLS FARGO CO NEW | COM | 3M | 51K | – |
| WELLTOWER INC | COM | 387K | 4K | – |
| WEST FRASER TIMBER CO LTD | COM | 328K | 4K | – |
| WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 187K | 13K | – |
| WESTERN ASSET EMERGING MKTS | COM | 309K | 33K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 122K | 12K | – |
| WESTERN ASSET MTG DEFINED OP | COM | 288K | 24K | – |
| WESTERN AST INFL LKD OPP & I | COM | 128K | 15K | – |
| WESTERN DIGITAL CORP. | COM | 300K | 4K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 284K | 7K | – |
| WESTROCK CO | COM | 550K | 11K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 2M | 58K | – |
| WHEATON PRECIOUS METALS CORP | COM | 2M | 47K | – |
| WHIRLPOOL CORP | COM | 698K | 7K | – |
| WILLIAMS COS INC | COM | 10M | 224K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 849K | 17K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 677K | 14K | – |
| WISDOMTREE TR | JAPN HEDGE EQT | 1M | 9K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 261K | 4K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 228K | 5K | – |
| WP CAREY INC | COM | 2M | 28K | – |
| XCEL ENERGY INC | COM | 571K | 11K | – |
| XYLEM INC | COM | 1M | 8K | – |
| YUM BRANDS INC | COM | 1M | 10K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 269K | 2K | – |
| ZOETIS INC | CL A | 3M | 15K | – |