PORTER WHITE INVESTMENT ADVISORS, INC.
Adviser information for PORTER WHITE INVESTMENT ADVISORS, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 303 | $697.5M |
| Non-Discretionary | 8 | $9.8M |
| Total | 311 | $707.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $3.7M |
| HNW Individuals | 79 | $383.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $85.5M |
| Charitable organizations | 13 | $221.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $13.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-48755 |
|---|---|
| SEC ERA File Number | 801-48755 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110876 |
| Legal Entity Identifier | None |
Principal Office
15 RICHARD ARRINGTON JR., BLVD NORTHBIRMINGHAM
AL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 205-252-3681, Fax: None
Chief Compliance Officer
GOODLOE H. WHITE
PRESIDENT
15 RICHARD ARRINGTON JR BLVD NORTH
BIRMINGHAM
AL
United States
Tel:
205-252-3681
G******@*******M
(Full email address available in API data)
Regulatory Contact
JAMES H. WHITE
CHAIRMAN OF BOARD
15 RICHARD ARRINGTON JR., BLVD NORTH
BIRMINGHAM
AL
United States
Tel:
205-252-3681
J**@*******M
(Full email address available in API data)
Industry Affiliates
| JAMES H. WHITE III | Lawyer or law firm |
| PORTER, WHITE & COMPANY, INC. | Registered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, JAMES, HERBERT | Individual | – | CHAIRMAN OF THE BOARD | 07/2009 | < 5% |
| PORTER WHITE COMPANIES, INC. | Domestic Entity | – | CORPORATION | 05/1984 | > 75% |
| WHITE, JAMES, HERBERT | Individual | PORTER WHITE COMPANIES, INC. | STOCKHOLDER | 05/1984 | > 75% |
| WHITE, GOODLOE, HERR | Individual | – | PRESIDENT AND CCO | 07/2009 | < 5% |
| PORTER, CHARLES, KENNEDY | Individual | – | EXECUTIVE VICE PRESIDENT | 07/2009 | < 5% |