DEPRINCE, RACE & ZOLLO, INC.
Adviser information for DEPRINCE, RACE & ZOLLO, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 79 | $4.8B |
| Non-Discretionary | 0 | $0 |
| Total | 79 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $3.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $919.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $479.9M |
| Pension and profit sharing plans | 27 | $2.1B |
| Charitable organizations | 8 | $136.5M |
| State or municipal gov entities | 31 | $1.0B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $178.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPERIODICALLY PROVIDE PORTFOLIO MODEL UPDATES TO OTHER ADVISERS FOR A FEE. |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
250 PARK AVENUE SOUTHSUITE 250
WINTER PARK
FL
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 407-420-9903, Fax: 407-841-8778
Chief Compliance Officer
ADELBERT R. SANCHEZ
CHIEF COMPLIANCE OFFICER
250 PARK AVENUE SOUTH
SUITE 250
WINTER PARK
FL
United States
Tel:
407-650-1655
Fax:
407-841-8778
B*******@**********M
(Full email address available in API data)
Regulatory Contact
ANGELA JOHNSTON
CHIEF FINANCIAL OFFICER
250 PARK AVENUE SOUTH
SUITE 250
WINTER PARK
FL
United States
Tel:
407-650-1659
Fax:
407-841-8778
A********@**********M
(Full email address available in API data)
Industry Affiliates
| DRZ EM LP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DRZ LS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DRZ EMERGING MARKETS, LP | Hedge Fund | $280.0M | $5.0M | 8 |
| DRZ LONG SHORT, LP | Hedge Fund | $1.9M | $1.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RACE, JOHN, DUDLEY | Individual | – | PRINCIPAL,CO-CEO, MGMT COMMITTEE MEMBER | 03/1995 | < 5% |
| ZOLLO, JR., VICTOR, ANTHONY | Individual | – | PRINCIPAL,PRESIDENT,CO-CEO, MGMT COMMITTEE MEMBER | 03/1995 | < 5% |
| RAMSBY, GREGORY, TODD | Individual | – | PRINCIPAL, MGMT COMMITTEE MEMBER | 04/2001 | < 5% |
| CARBONE, KELLY, WEBER | Individual | – | PRINCIPAL, MGMT COMMITTEE MEMBER | 04/2001 | < 5% |
| THE JOHN D. RACE TRUST | Domestic Entity | – | SHAREHOLDER | 03/1998 | 10-25% |
| THE VICTOR A. ZOLLO, JR. REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 02/2002 | 10-25% |
| RACE, JOHN, DUDLEY | Individual | THE JOHN D. RACE TRUST | TRUSTEE | 06/1998 | |
| ZOLLO, JR., VICTOR, ANTHONY | Individual | THE VICTOR A. ZOLLO, JR. REVOCABLE TRUST | TRUSTEE | 06/1998 | |
| JOHNSTON, ANGELA, ANNE | Individual | – | CFO, MGMT COMMITTEE MEMBER | 01/2010 | < 5% |
| SANCHEZ, ADELBERT, ROBERTO | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2013 | < 5% |
| RADOVICH, HARRY, CHRISTOPHER | Individual | – | CO-PORTFOLIO MANAGER | 01/2010 | 5-10% |
| WEEMS, DARREN, CHRISTOPHER | Individual | – | CO-PORTFOLIO MANAGER | 01/2011 | < 5% |
| RENFROW, RANDY, ALLEN | Individual | – | CO-PORTFOLIO MANAGER | 01/2013 | 5-10% |
| RAMSBY, GREGORY, TODD | Individual | GREGORY T. RAMSBY TRUST 1/14/99 | TRUSTEE | 01/1999 | |
| CARBONE, KELLY, WEBER | Individual | KELLY W. CARBONE REVOCABLE TRUST 11/1/2005 | TRUSTEE | 11/2005 | |
| GREGORY T. RAMSBY TRUST 1/14/99 | Domestic Entity | – | SHAREHOLDER | 12/2011 | 10-25% |
| KELLY W. CARBONE REVOCABLE TRUST 11/1/2005 | Domestic Entity | – | SHAREHOLDER | 12/2011 | 10-25% |
| MILLER, MARC, PHILLIP | Individual | – | CO-PORTFOLIO MANAGER | 03/2012 | < 5% |
| WOOD, JAMES, KURTIS | Individual | – | DIRECTOR OF CLIENT SERVICE | 01/2005 | < 5% |
| Amato, Damien | Individual | – | SENIOR RESEARCH ANALYST | 06/2020 | < 5% |
| Long, Brendan, Michael | Individual | – | SENIOR RESEARCH ANALYST | 01/2013 | < 5% |
| PANCRATZ, ZACHARY, JOSEPH | Individual | – | CO-PORTFOLIO MANAGER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| A10 NETWORKS INC | COM | 26M | 2M | – |
| ADVANSIX INC | COM | 6M | 260K | – |
| AGREE RLTY CORP | COM | 42M | 681K | – |
| ALLEGION PLC | ORD SHS | 17M | 140K | – |
| ALLSTATE CORP | COM | 33M | 205K | – |
| ALPINE INCOME PPTY TR INC | COM | 4M | 256K | – |
| AMER SOFTWARE INC | CL A | 9M | 1M | – |
| AMERICOLD REALTY TRUST INC | COM | 44M | 2M | – |
| ANALOG DEVICES INC | COM | 29M | 125K | – |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | 2M | 271K | – |
| ARGAN INC | COM | 3M | 43K | – |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 12M | 745K | – |
| ARTESIAN RES CORP | CL A | 5M | 147K | – |
| ASHLAND INC | COM | 55M | 581K | – |
| ASTEC INDS INC | COM | 3M | 100K | – |
| AT&T INC | COM | 35M | 2M | – |
| AVIENT CORPORATION | COM | 31M | 704K | – |
| BALL CORP | COM | 6M | 98K | – |
| BARNES GROUP INC | COM | 49M | 1M | – |
| BAXTER INTL INC | COM | 29M | 866K | – |
| BECTON DICKINSON & CO | COM | 35M | 151K | – |
| BLOOMIN BRANDS INC | COM | 29M | 1M | – |
| BORGWARNER INC | COM | 19M | 577K | – |
| CADRE HLDGS INC | COM | 2M | 73K | – |
| CALAVO GROWERS INC | COM | 8M | 356K | – |
| CALIFORNIA WTR SVC GROUP | COM | 34M | 693K | – |
| CARLYLE GROUP INC | COM | 25M | 624K | – |
| CHESAPEAKE ENERGY CORP | COM | 36M | 440K | – |
| CHEVRON CORP NEW | COM | 30M | 189K | – |
| CINCINNATI FINL CORP | COM | 24M | 203K | – |
| CITIGROUP INC | COM NEW | 46M | 724K | – |
| CLARUS CORP NEW | COM | 7M | 982K | – |
| COCA COLA CO | COM | 22M | 347K | – |
| COLUMBIA SPORTSWEAR CO | COM | 18M | 223K | – |
| COMCAST CORP NEW | CL A | 25M | 651K | – |
| COMMUNITY HEALTHCARE TR INC | COM | 10M | 429K | – |
| CONOCOPHILLIPS | COM | 35M | 308K | – |
| CREDICORP LTD | COM | 7M | 44K | – |
| CTO RLTY GROWTH INC NEW | COM | 1M | 80K | – |
| CULLEN FROST BANKERS INC | COM | 38M | 372K | – |
| DELUXE CORP | COM | 43M | 2M | – |
| DTE ENERGY CO | COM | 23M | 203K | – |
| DUKE ENERGY CORP NEW | COM NEW | 23M | 227K | – |
| EASTERLY GOVT PPTYS INC | COM | 13M | 1M | – |
| EASTMAN CHEM CO | COM | 24M | 246K | – |
| EBAY INC. | COM | 28M | 522K | – |
| ELLINGTON CREDIT COMPANY | COM SHS BEN INT | 185K | 27K | – |
| EMERSON ELEC CO | COM | 54M | 487K | – |
| ENERSYS | COM | 67M | 646K | – |
| ESSENTIAL UTILS INC | COM | 5M | 140K | – |
| EVEREST GROUP LTD | COM | 19M | 50K | – |
| EXXON MOBIL CORP | COM | 36M | 313K | – |
| FIFTH THIRD BANCORP | COM | 30M | 818K | – |
| FIRST AMERN FINL CORP | COM | 53M | 979K | – |
| FIRST INDL RLTY TR INC | COM | 41M | 873K | – |
| FIRST MID ILL BANCSHARES INC | COM | 4M | 124K | – |
| FLOWSERVE CORP | COM | 75M | 2M | – |
| FMC CORP | COM NEW | 4M | 69K | – |
| GCM GROSVENOR INC | COM CL A | 7M | 723K | – |
| GENERAL MTRS CO | COM | 28M | 595K | – |
| GERMAN AMERN BANCORP INC | COM | 5M | 155K | – |
| GLACIER BANCORP INC NEW | COM | 54M | 1M | – |
| GOLDMAN SACHS GROUP INC | COM | 36M | 79K | – |
| GRANITE CONSTR INC | COM | 31M | 497K | – |
| GRAPHIC PACKAGING HLDG CO | COM | 20M | 746K | – |
| GUARANTY BANCSHARES INC TEX | COM | 4M | 125K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 39M | 1M | – |
| HARTFORD FINL SVCS GROUP INC | COM | 38M | 381K | – |
| HAVERTY FURNITURE COS INC | COM | 4M | 146K | – |
| HAYNES INTL INC | COM NEW | 1M | 22K | – |
| HDFC BANK LTD | SPONSORED ADS | 9M | 140K | – |
| HEIDRICK & STRUGGLES INTL IN | COM | 3M | 110K | – |
| HELMERICH & PAYNE INC | COM | 32M | 888K | – |
| HERSHEY CO | COM | 26M | 141K | – |
| HONEYWELL INTL INC | COM | 27M | 128K | – |
| HORACE MANN EDUCATORS CORP N | COM | 35M | 1M | – |
| HOST HOTELS & RESORTS INC | COM | 20M | 1M | – |
| ICICI BANK LIMITED | ADR | 8M | 295K | – |
| IDACORP INC | COM | 54M | 576K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 30M | 312K | – |
| INTERNATIONAL GAME TECHNOLOG | SHS USD | 47M | 2M | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 6M | 1M | – |
| J & J SNACK FOODS CORP | COM | 48M | 296K | – |
| JOHNSON & JOHNSON | COM | 44M | 302K | – |
| JOHNSON CTLS INTL PLC | SHS | 24M | 365K | – |
| JOHNSON OUTDOORS INC | CL A | 8M | 224K | – |
| JPMORGAN CHASE & CO. | COM | 54M | 266K | – |
| KAISER ALUMINUM CORP | COM PAR $0.01 | 30M | 340K | – |
| KEMPER CORP | COM | 44M | 742K | – |
| KODIAK GAS SVCS INC | COM | 4M | 140K | – |
| KULICKE & SOFFA INDS INC | COM | 31M | 634K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 39M | 173K | – |
| LAMB WESTON HLDGS INC | COM | 31M | 373K | – |
| LAS VEGAS SANDS CORP | COM | 19M | 426K | – |
| LEAR CORP | COM NEW | 40M | 355K | – |
| LINDSAY CORP | COM | 6M | 52K | – |
| LKQ CORP | COM | 4M | 92K | – |
| MARATHON PETE CORP | COM | 25M | 146K | – |
| MARCUS & MILLICHAP INC | COM | 3M | 81K | – |
| MARTEN TRANS LTD | COM | 5M | 289K | – |
| MATIV HOLDINGS INC | COM | 9M | 554K | – |
| MCCORMICK & CO INC | COM NON VTG | 3M | 44K | – |
| MEDTRONIC PLC | SHS | 25M | 313K | – |
| MERCK & CO INC | COM | 36M | 289K | – |
| MONDELEZ INTL INC | CL A | 29M | 442K | – |
| MONRO INC | COM | 18M | 752K | – |
| MYERS INDS INC | COM | 2M | 139K | – |
| NATIONAL BK HLDGS CORP | CL A | 34M | 872K | – |
| NBT BANCORP INC | COM | 32M | 828K | – |
| NETSTREIT CORP | COM | 22M | 1M | – |
| NEWELL BRANDS INC | COM | 66M | 10M | – |
| NEXTERA ENERGY INC | COM | 24M | 335K | – |
| NOV INC | COM | 32M | 2M | – |
| NXP SEMICONDUCTORS N V | COM | 25M | 93K | – |
| OLD NATL BANCORP IND | COM | 22M | 1M | – |
| ORGANON & CO | COMMON STOCK | 71M | 3M | – |
| PAPA JOHNS INTL INC | COM | 24M | 516K | – |
| PARKER-HANNIFIN CORP | COM | 36M | 72K | – |
| PATTERSON-UTI ENERGY INC | COM | 63M | 6M | – |
| PERELLA WEINBERG PARTNERS | CLASS A COM | 3M | 174K | – |
| PERRIGO CO PLC | SHS | 100M | 4M | – |
| PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 4M | 278K | – |
| PHILIP MORRIS INTL INC | COM | 31M | 307K | – |
| PINNACLE FINL PARTNERS INC | COM | 23M | 293K | – |
| POTLATCHDELTIC CORPORATION | COM | 48M | 1M | – |
| PRIMO WATER CORPORATION | COM | 63M | 3M | – |
| PROLOGIS INC. | COM | 27M | 241K | – |
| PROSPERITY BANCSHARES INC | COM | 43M | 706K | – |
| QUALCOMM INC | COM | 27M | 135K | – |
| RADIUS RECYCLING INC | CL A | 3M | 189K | – |
| RESOURCES CONNECTION INC | COM | 3M | 228K | – |
| REV GROUP INC | COM | 2M | 64K | – |
| REXFORD INDL RLTY INC | COM | 23M | 518K | – |
| RITHM CAPITAL CORP | COM NEW | 129K | 12K | – |
| ROCKY BRANDS INC | COM | 791K | 21K | – |
| RTX CORPORATION | COM | 34M | 342K | – |
| SCHNEIDER NATIONAL INC | CL B | 30M | 1M | – |
| SCOTTS MIRACLE-GRO CO | CL A | 44M | 673K | – |
| SEACOAST BKG CORP FLA | COM NEW | 40M | 2M | – |
| SEALED AIR CORP NEW | COM | 65M | 2M | – |
| SENSATA TECHNOLOGIES HLDG PL | SHS | 18M | 481K | – |
| SILGAN HLDGS INC | COM | 20M | 465K | – |
| SITIO ROYALTIES CORP | CLASS A COM | 53M | 2M | – |
| SMARTFINANCIAL INC | COM NEW | 5M | 201K | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 6M | 239K | – |
| SONOCO PRODS CO | COM | 36M | 713K | – |
| SOUTHERN COPPER CORP | COM | 13M | 117K | – |
| STEPAN CO | COM | 36M | 424K | – |
| STOCK YDS BANCORP INC | COM | 10M | 192K | – |
| STURM RUGER & CO INC | COM | 2M | 48K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 38M | 221K | – |
| TERNIUM SA | SPONSORED ADS | 6M | 160K | – |
| TOWNEBANK PORTSMOUTH VA | COM | 5M | 184K | – |
| TRICO BANCSHARES | COM | 5M | 127K | – |
| TRUIST FINL CORP | COM | 21M | 528K | – |
| TYSON FOODS INC | CL A | 29M | 510K | – |
| UGI CORP NEW | COM | 10M | 445K | – |
| UNION PAC CORP | COM | 49M | 217K | – |
| UNITED PARCEL SERVICE INC | CL B | 39M | 281K | – |
| UNITEDHEALTH GROUP INC | COM | 35M | 70K | – |
| UNITIL CORP | COM | 4M | 81K | – |
| US BANCORP DEL | COM NEW | 33M | 842K | – |
| V F CORP | COM | 41M | 3M | – |
| VALE S A | SPONSORED ADS | 5M | 419K | – |
| VISHAY INTERTECHNOLOGY INC | COM | 70M | 3M | – |
| W & T OFFSHORE INC | COM | 4M | 2M | – |
| WABASH NATL CORP | COM | 2M | 85K | – |
| WELLS FARGO CO NEW | COM | 61M | 1M | – |
| WERNER ENTERPRISES INC | COM | 60M | 2M | – |
| WESTERN DIGITAL CORP. | COM | 46M | 611K | – |
| WESTWOOD HLDGS GROUP INC | COM | 6M | 459K | – |
| WHIRLPOOL CORP | COM | 54M | 532K | – |
| WILLIAM PENN BANCORPORATION | COM | 3M | 256K | – |
| WORLD KINECT CORPORATION | COM | 12M | 473K | – |
| YORK WTR CO | COM | 5M | 143K | – |