Hedge Fund Database

FIDUCIENT ADVISORS LLC

Adviser information for FIDUCIENT ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 218
Investment Advisory/Research 82
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 71
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 10

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 758 $26.7B
Non-Discretionary 336 $29.2B
Total 1,094 $55.9B

Clients

Type Number RAUM
Individuals 200 $98.0M
HNW Individuals 432 $20.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 131 $22.4B
Charitable organizations 325 $12.8B
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $78.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 948
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsINVESTMENT CONSULTING FOR INDIVIDUALS AND NON PROFIT ORGANIZATIONS
Compensation % of AUMFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 126.8M
Both for Same 0
Portfolio Manager to Program Sponsor
THIRD-PARTY FUND STRATEGISTS PROGRAM ENVESTNET ASSET MANAGEMENT, INC.

Identifiers

SEC RIA File Number 801-48820
SEC ERA File Number 801-48820
SEC CIK Numbers 1729866
SEC CRD Numbers 106720
Legal Entity Identifier None

Principal Office

500 W MADISON STREET
SUITE 1700
CHICAGO
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM CST
Tel: 312-853-1000, Fax: 312-853-3352

Websites

www.fiducientadvisors.com vimeo.com/fiducientadvisors www.linkedin.com/company/fiducient-advisors www.youtube.com/@fiducientadvisors

Chief Compliance Officer

NESHIE TIWARI
CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL
500 WEST MADISON STREET
SUITE 1700
CHICAGO
IL
United States
Tel: 312-853-1000
Fax: 312-853-3352
(Full email address available in API data)

Regulatory Contact

JULIE VANDER WEELE
CHIEF OPERATING OFFICER
500 WEST MADISON STREET
SUITE 1700
CHICAGO
IL
United States
Tel: 312-800-8237
Fax: 312-853-3352
(Full email address available in API data)

Industry Affiliates

FINANCIAL ARCHITECTS PARTNERS, LLC Insurance company or agency
NFP INSURANCE SERVICES, INC. Insurance company or agency
NFP PROPERTY & CASUALTY SERVICES, INC. Insurance company or agency
NFP RETIREMENT INC. Other investment adviser, including financial planners
WEALTHSPIRE ADVISORS Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DIMEO, ROBERT, ALLEN Individual – CHAIRMAN 07/2023 < 5%
BENOIT, MICHAEL, STEVEN Individual – MANAGER, TREASURER 04/2020 < 5%
NFP INTERMDIATE HOLDINGS B CORP. Domestic Entity NFP CORP. OWNER 07/2013 > 75%
NFP INTERMEDIATE HOLDINGS A CORP. Domestic Entity NFP INTERMDIATE HOLDINGS B CORP. OWNER 07/2013 > 75%
NFP HOLDINGS, LLC Domestic Entity NFP PARENT CO, LLC OWNER 07/2013 > 75%
PATRIOT SPV, L.P. Domestic Entity NFP ULTIMATE HOLDINGS, LLC OWNER 03/2021 25-50%
PATRIOT SPV GP, L.P. Domestic Entity PATRIOT SPV, L.P. GENERAL PARTNER 03/2021
MADISON DEARBORN PARTNERS Domestic Entity PATRIOT SPV GP, L.P. GENERAL PARTNER 07/2013
NFP CORP. Domestic Entity FIDUCIENT HOLDINGS, LLC MEMBER 11/2014 > 75%
NFP PARENT CO, LLC Domestic Entity NFP INTERMEDIATE HOLDINGS A CORP. OWNER 10/2014 > 75%
NFP ULTIMATE HOLDINGS, LLC Domestic Entity NFP HOLDINGS, LLC OWNER 02/2017 > 75%
MOO, VERONICA, EI CHUN Individual – SENIOR VICE PRESIDENT 04/2020 < 5%
WETZEL, MARK, ROBERT Individual – MANAGER, PRESIDENT 04/2020 < 5%
KACHMAR, CHRISTOPHER, FRANCIS Individual – CHIEF MARKET STRATEGIST 04/2020 < 5%
GOLDMAN, MICHAEL, NATHAN Individual – MANAGER 04/2020 < 5%
NELSON, CARL, EDWARD Individual – MANAGER 04/2020 < 5%
HILZENRATH, ROBERT, JAY Individual – MANAGER 04/2020 < 5%
SHARONI, ELAN, JONATHAN Individual – MANAGER 04/2020 < 5%
SPRADLEY, SUZANNE, F Individual – SENIOR VICE PRESIDENT 04/2020 < 5%
VANDER WEELE, JULIE, ELLEN Individual – CHIEF OPERATING OFFICER; SECRETARY 04/2020 < 5%
FIDUCIENT HOLDINGS, LLC Domestic Entity – OWNER 11/2014 > 75%
TIWARI, MUNESHRIE, NMN Individual – CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL 04/2023 < 5%
BAILEY, SABRINA, MARIE Individual – CHIEF EXECUTIVE OFFICER 07/2023 < 5%
LONG, BRAD, L Individual – CHIEF INVESTMENT OFFICER 07/2023 < 5%

No. Employees, Historic

300150020202021202220232024202592 on 2/12/2020103 on 3/27/2020103 on 4/30/2020103 on 6/25/2020103 on 1/12/2021172 on 3/29/2021172 on 5/24/2021172 on 5/24/2021172 on 8/31/2021187 on 3/24/2022187 on 4/8/2022215 on 3/29/2023215 on 4/4/2023215 on 8/24/2023215 on 11/10/2023218 on 3/27/2024

RAUM, Historic

60B30B020202021202220232024202513935455085 on 2/12/202019119137619 on 3/27/202019119137619 on 4/30/202019119137619 on 6/25/202019119137619 on 1/12/202128304259860 on 3/29/202128304259860 on 5/24/202128304259860 on 5/24/202128304259860 on 8/31/202135261591243 on 3/24/202237875893266 on 4/8/202240020772510 on 3/29/202340020772510 on 4/4/202340020772510 on 8/24/202340020772510 on 11/10/202355897061358 on 3/27/2024

No. Clients, Historic

2,0001,0000202020212022202320242025688 on 2/12/2020761 on 3/27/2020761 on 4/30/2020761 on 6/25/2020761 on 1/12/20211038 on 3/29/20211038 on 5/24/20211038 on 5/24/20211038 on 8/31/2021994 on 3/24/2022994 on 4/8/20221061 on 3/29/20231061 on 4/4/20231061 on 8/24/20231061 on 11/10/20231094 on 3/27/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 762K 4K –
ACCENTURE PLC IRELAND SHS CLASS A 227K 747 –
ALPHABET INC CAP STK CL C 975K 5K –
ALPHABET INC CAP STK CL A 1M 6K –
ALPS ETF TR ALERIAN MLP 480K 10K –
AMAZON COM INC COM 3M 13K –
AMERICAN AIRLS GROUP INC COM 123K 11K –
AMERICAN EXPRESS CO COM 528K 2K –
AMGEN INC COM 2M 5K –
AON PLC SHS CL A 109M 372K –
APPLE INC COM 5M 23K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
BNY MELLON ETF TRUST US LRG CP CORE 259K 2K –
BOSTON SCIENTIFIC CORP COM 296K 4K –
BRISTOL-MYERS SQUIBB CO COM 412K 10K –
CHEVRON CORP NEW COM 222K 1K –
CISCO SYS INC COM 374K 8K –
CITIGROUP INC COM NEW 424K 7K –
COCA COLA CO COM 390K 6K –
COLGATE PALMOLIVE CO COM 206K 2K –
CONOCOPHILLIPS COM 300K 3K –
CONSTELLATION ENERGY CORP COM 226K 1K –
COUPANG INC CL A 861K 41K –
DICKS SPORTING GOODS INC COM 422K 2K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 5M 170K –
DIMENSIONAL ETF TRUST US TARGETED VLU 1M 20K –
DISNEY WALT CO COM 326K 3K –
ELI LILLY & CO COM 710K 783 –
ENTERPRISE PRODS PARTNERS L COM 2M 56K –
EXXON MOBIL CORP COM 760K 7K –
FLEXSHARES TR IBOXX 3R TARGT 888K 38K –
FLEXSHARES TR STOXX GLOBR INF 963K 18K –
FLEXSHARES TR MORNSTAR UPSTR 894K 22K –
HOME DEPOT INC COM 255K 742 –
ILLINOIS TOOL WKS INC COM 264K 1K –
INTERNATIONAL BUSINESS MACHS COM 249K 1K –
INVESCO EXCHANGE TRADED FD T LARGE CAP VALUE 851K 15K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 1M 31K –
ISHARES INC CORE MSCI EMKT 13M 243K –
ISHARES INC MSCI EMRG CHN 800K 14K –
ISHARES TR CORE S&P SCP ETF 13M 121K –
ISHARES TR CORE MSCI EAFE 5M 64K –
ISHARES TR CORE S&P500 ETF 71M 130K –
ISHARES TR RUS 1000 ETF 12M 42K –
ISHARES TR MSCI EAFE ETF 42M 540K –
ISHARES TR RUSSELL 3000 ETF 4M 12K –
ISHARES TR CORE US AGGBD ET 8M 88K –
ISHARES TR RUS 1000 VAL ETF 1M 9K –
ISHARES TR S&P 500 GRWT ETF 1M 15K –
ISHARES TR RUS 1000 GRW ETF 3M 8K –
ISHARES TR RUSSELL 2000 ETF 1M 7K –
ISHARES TR EXPND TEC SC ETF 2M 16K –
ISHARES TR MSCI ACWI EX US 1M 24K –
ISHARES TR MSCI EMG MKT ETF 4M 97K –
ISHARES TR CORE S&P MCP ETF 2M 26K –
ISHARES TR CRE U S REIT ETF 13M 236K –
ISHARES TR RUS MID CAP ETF 1M 17K –
ISHARES TR SELECT DIVID ETF 2M 18K –
ISHARES TR RUS 2000 GRW ETF 806K 3K –
ISHARES TR SP SMCP600VL ETF 408K 4K –
ISHARES TR MSCI ACWI ETF 400K 4K –
ISHARES TR IBOXX INV CP ETF 758K 7K –
ISHARES TR TIPS BD ETF 1M 11K –
ISHARES TR AGENCY BOND ETF 1M 11K –
ISHARES TR RUS 2000 VAL ETF 566K 4K –
ISHARES TR S&P SML 600 GWT 329K 3K –
ISHARES TR BROAD USD HIGH 497K 14K –
ISHARES TR 7-10 YR TRSY BD 1M 13K –
ISHARES TR S&P 500 VAL ETF 398K 2K –
ISHARES TR 3 7 YR TREAS BD 303K 3K –
ISHARES TR 1 3 YR TREAS BD 602K 7K –
ISHARES TR EAFE GRWTH ETF 1M 10K –
JOHNSON & JOHNSON COM 660K 5K –
JPMORGAN CHASE & CO. COM 924K 5K –
LINDE PLC SHS 350K 798 –
M & T BK CORP COM 328K 2K –
MARVELL TECHNOLOGY INC COM 279K 4K –
MCDONALDS CORP COM 795K 3K –
MERCK & CO INC COM 409K 3K –
META PLATFORMS INC CL A 1M 2K –
MICROSOFT CORP COM 4M 8K –
MONEYLION INC CL A 204K 3K –
MORGAN STANLEY COM NEW 306K 3K –
NEXTERA ENERGY INC COM 278K 4K –
NVIDIA CORPORATION COM 10M 82K –
NXP SEMICONDUCTORS N V COM 211K 781 –
OIL DRI CORP AMER COM 320K 5K –
ORACLE CORP COM 778K 6K –
PALO ALTO NETWORKS INC COM 430K 1K –
PAYCHEX INC COM 279K 2K –
PROCTER AND GAMBLE CO COM 327K 2K –
PROSHARES TR S&P 500 DV ARIST 571K 6K –
QUALCOMM INC COM 227K 1K –
QUANTA SVCS INC COM 508K 2K –
REGENERON PHARMACEUTICALS COM 424K 403 –
ROCKWELL AUTOMATION INC COM 300K 1K –
ROSS STORES INC COM 234K 2K –
RTX CORPORATION COM 2M 24K –
SALESFORCE INC COM 274K 1K –
SCHWAB CHARLES CORP COM 270K 4K –
SCHWAB STRATEGIC TR INTL EQTY ETF 356K 9K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 16K –
SELECT SECTOR SPDR TR ENERGY 8M 88K –
SHERWIN WILLIAMS CO COM 257K 861 –
SPDR INDEX SHS FDS GLB NAT RESRCE 4M 70K –
SPDR INDEX SHS FDS DJ INTL RL ETF 368K 15K –
SPDR S&P 500 ETF TR TR UNIT 14M 25K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1M 2K –
SPDR SER TR S&P 600 SMCP VAL 543K 7K –
SPDR SER TR BLOOMBERG 1-3 MO 205K 2K –
SPDR SER TR PORTFOLIO S&P500 300K 5K –
STONECO LTD COM CL A 170K 14K –
TARGET CORP COM 252K 2K –
TEXAS INSTRS INC COM 407K 2K –
THERMO FISHER SCIENTIFIC INC COM 388K 701 –
TRANSOCEAN LTD REGISTERED SHS 54K 10K –
TRUIST FINL CORP COM 346K 9K –
TWILIO INC CL A 312K 6K –
UBER TECHNOLOGIES INC COM 10M 143K –
UNION PAC CORP COM 288K 1K –
UPSTART HLDGS INC COM 425K 18K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 46M 638K –
VANGUARD INDEX FDS MID CAP ETF 27M 111K –
VANGUARD INDEX FDS SMALL CP ETF 19M 88K –
VANGUARD INDEX FDS S&P 500 ETF SHS 58M 116K –
VANGUARD INDEX FDS LARGE CAP ETF 4M 17K –
VANGUARD INDEX FDS TOTAL STK MKT 39M 145K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 935K 11K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 7K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 3M 45K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 4M 92K –
VANGUARD MUN BD FDS TAX EXEMPT BD 942K 19K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 24M 298K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 6M 78K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 30M 400K –
VANGUARD STAR FDS VG TL INTL STK F 21M 344K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 6M 117K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 11K –
VISA INC COM CL A 1M 6K –
WALMART INC COM 468K 7K –