SIERRA INVESTMENT PARTNERS, INC.
Adviser information for SIERRA INVESTMENT PARTNERS, INC. last updated from Form ADV on December 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $4.6B |
| Non-Discretionary | 0 | $0 |
| Total | 110 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 110 | $4.6B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-48848 |
|---|---|
| SEC ERA File Number | 801-48848 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110954 |
| Legal Entity Identifier | None |
Principal Office
101 YGNACIO VALLY ROADSUITE 300
WALNUT CREEK
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 925-941-6300, Fax: 925-941-6302
Websites
Chief Compliance Officer
DENISE SUIHKONEN
CCO, CFO, SR. VP
101 YGNACIO VALLEY ROAD, SUITE 300
WALNUT CREEK
CA
United States
Tel:
925/941-6300 X116
Fax:
925/941-6302
D*********@************M
(Full email address available in API data)
Regulatory Contact
BRET TRETTEN
V.P. OF OP. & CONSULTANT REL.
101 YGNACIO VALLEY ROAD, SUITE 300
WALNUT CREEK
CA
United States
Tel:
925/941-6300 X110
Fax:
925/941-6302
B*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DERESCHUK, BRUCE, CHRISTOPHER | Individual | – | PRESIDENT/CEO/DIRECTOR | 03/1996 | > 75% |
| DELISSIO, JOHN, FRANCIS | Individual | – | SR. VICE PRESIDENT | 03/1996 | 5-10% |
| MCGUIRE, JAMES, GRANT | Individual | – | VICE PRESIDENT | 03/1996 | 5-10% |
| SUIHKONEN, DENISE | Individual | – | CCO, CFO, SR. VICE PRESIDENT | 10/2013 | < 5% |