Hedge Fund Database

EAGLE CAPITAL MANAGEMENT LLC

Adviser information for EAGLE CAPITAL MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 42
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,052 $29.1B
Non-Discretionary 0 $0
Total 2,052 $29.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 1,301 $5.2B
Banking or thrift institutions 0 $0
Investment companies 1 $1.8B
Business development companies 0 $0
Pooled investment vehicles 2 $489.7M
Pension and profit sharing plans 83 $3.7B
Charitable organizations 250 $4.9B
State or municipal gov entities 17 $2.0B
Other investment advisers 0 $0
Insurance companies <5 $29.1M
Sovereign wealth funds and foreign official institutions <5 $3.9B
Corporations or other businesses 322 $5.9B
Other 71 $1.1B
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 4.4B
Both for Same 0
Portfolio Manager to Program Sponsor
MERRILL LYNCH SPA PROGRAM MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY - VISION MORGAN STANLEY
GOLDMAN SACHS GLOBAL MANAGER STRATEGIES SEPARATE ACCOUNT PROGRAM GOLDMAN SACHS ASSET MANAGEMENT, L.P.
JP MORGAN STRATEGIC INVESTMENT SERVICES ("STRATIS") J.P. MORGAN SECURITIES LLC
RBC DAIN RAUSCHER RBC CAPITAL MARKETS, LLC
WELLS FARGO NETWORK WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UBS - MAC UBS FINANCIAL SERVICES INC.

Identifiers

SEC RIA File Number 801-48883
SEC ERA File Number 801-48883
SEC CIK Numbers 945631
SEC CRD Numbers 106422
Legal Entity Identifier 2549001MQ5QUG93CPW30

Principal Office

499 PARK AVE
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 5:30 PM
Tel: 212-293-4039, Fax: 212-293-4045

Websites

www.eaglecap.com www.linkedin.com/company/eagle-capital-management/

Chief Compliance Officer

MARK T. ROBERTSON
GENERAL COUNSEL
499 PARK AVENUE
NEW YORK
NY
United States
Tel: 212-293-4008
Fax: 212-293-4045
(Full email address available in API data)

Regulatory Contact

TAYLOR J KLIMEK
COMPLIANCE OFFICER
499 PARK AVE
NEW YORK
NY
United States
Tel: 2122934039
Fax: 2122934045
(Full email address available in API data)

Industry Affiliates

EAGLE CAPITAL EQUITY FUND GP, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EAGLE CAPITAL EQUITY FUND, L.P. Hedge Fund $172.5M $0.3M 13

Control Persons

Name Type Entity Title Since Ownership
CURRY III, RAVENEL, BOYKIN Individual – CHAIRMAN, CO-CHIEF INVESTMENT OFFICER, AND FOUNDER 03/1995 50-75%
MELI, ADRIAN, VINCENT Individual – CO-CHIEF INVESTMENT OFFICER 10/2008 10-25%
HENRY, ALEC, JOHN Individual – MANAGING CHIEF INVESTMENT OFFICER 08/2010 10-25%
ROBERTSON, MARK, TERENCE Individual – GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 05/2016 < 5%
ROBIE III, RICHARD, SENTER Individual – CHIEF OPERATING OFFICER 08/2017 < 5%
BOON, DAVID, BURRISS Individual – CHIEF FINANCIAL OFFICER 04/2018 < 5%
FALCON, MICHAEL, I Individual – CHIEF EXECUTIVE OFFICER 04/2023 < 5%

No. Employees, Historic

50250201920202021202220232024202534 on 5/28/201934 on 2/3/202036 on 3/27/202036 on 3/30/202036 on 6/26/202037 on 3/22/202136 on 3/22/202239 on 3/20/202342 on 3/26/2024

RAUM, Historic

40B20B0201920202021202220232024202525408169253 on 5/28/201925408169253 on 2/3/202032041358265 on 3/27/202032041358265 on 3/30/202032041358265 on 6/26/202032381162949 on 3/22/202135037767553 on 3/22/202223926327632 on 3/20/202329103339891 on 3/26/2024

No. Clients, Historic

3,0001,500020192020202120222023202420252279 on 5/28/20192279 on 2/3/20202412 on 3/27/20202412 on 3/30/20202412 on 6/26/20202235 on 3/22/20212416 on 3/22/20222337 on 3/20/20232047 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AERCAP HOLDINGS NV SHS 1B 12M –
ALCOA CORP COM 597M 15M –
ALPHABET INC CAP STK CL C 2B 9M –
ALPHABET INC CAP STK CL A 286M 2M –
AMAZON COM INC COM 3B 13M –
AMERICAN INTL GROUP INC COM NEW 980K 13K –
AON PLC SHS CL A 1B 4M –
BERKLEY W R CORP COM 6M 82K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 21M 51K –
CAPITAL ONE FINL CORP COM 741M 5M –
CHARTER COMMUNICATIONS INC N CL A 495M 2M –
CITIGROUP INC COM NEW 9M 138K –
COMCAST CORP NEW CL A 731M 19M –
CONOCOPHILLIPS COM 2B 15M –
DISCOVER FINL SVCS COM 202M 2M –
DISNEY WALT CO COM 311K 3K –
ECHOSTAR CORP CL A 443K 25K –
ECOLAB INC COM 6M 24K –
ELEVANCE HEALTH INC COM 872M 2M –
GE AEROSPACE COM NEW 13M 83K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 2M 19K –
GE VERNOVA INC COM 886M 5M –
GENERAL MTRS CO COM 2M 50K –
GOLDMAN SACHS GROUP INC COM 477M 1M –
HILTON WORLDWIDE HLDGS INC COM 602M 3M –
HUMANA INC COM 1B 3M –
INTERNATIONAL BUSINESS MACHS COM 467K 3K –
JPMORGAN CHASE & CO. COM 224K 1K –
LIBERTY BROADBAND CORP COM SER A 26M 471K –
LIBERTY BROADBAND CORP COM SER C 317M 6M –
LIBERTY GLOBAL LTD COM CL C 1M 69K –
LYONDELLBASELL INDUSTRIES N SHS - A - 420K 4K –
MARRIOTT INTL INC NEW CL A 9M 39K –
META PLATFORMS INC CL A 2B 3M –
MICROSOFT CORP COM 2B 4M –
MORGAN STANLEY COM NEW 10M 102K –
NETFLIX INC COM 713M 1M –
NEWS CORP NEW CL A 207K 8K –
OCCIDENTAL PETE CORP COM 709M 11M –
ORACLE CORP COM 11M 78K –
SAP SE SPON ADR 936M 5M –
SHELL PLC SPON ADS 1B 15M –
SPDR SER TR BLOOMBERG 1-3 MO 76M 832K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1B 6M –
THERMO FISHER SCIENTIFIC INC COM 477K 863 –
TRAVELERS COMPANIES INC COM 1M 7K –
UNITEDHEALTH GROUP INC COM 1B 2M –
VISA INC COM CL A 341M 1M –
WABTEC COM 271K 2K –
WELLS FARGO CO NEW COM 703M 12M –
WOODWARD INC COM 715M 4M –
WORKDAY INC CL A 652M 3M –