HUDSON VALLEY INVESTMENT ADVISORS, INC.
Adviser information for HUDSON VALLEY INVESTMENT ADVISORS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,974 | $1.2B |
| Non-Discretionary | 73 | $182.6M |
| Total | 2,047 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 874 | $258.9M |
| HNW Individuals | 321 | $880.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $47.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $24.7M |
| Charitable organizations | 42 | $118.9M |
| State or municipal gov entities | 2 | $7.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 31 | $67.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)INVESTMENT AND 1031 EXCHANGE CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPLAN ASSETS UNDER ADVISEMENT |
Principal Office
117 GRAND STREET, 2ND FLOORGOSHEN
NY
United States
Monday - Friday, 8:30 A.M.- 5:00 P.M.
Tel: 845-294-6127, Fax: 845-294-1438
Chief Compliance Officer
MARK LAZARCZYK
CHIEF OPERATING OFFICER
117 GRAND STREET, 2ND FLOOR
GOSHEN
NY
United States
Tel:
845-294-6127
Fax:
845-294-1438
M*********@*************M
(Full email address available in API data)
Regulatory Contact
SARAH HART
VICE PRESIDENT, COMPLIANCE
117 GRAND STREET, 2ND FLOOR
GOSHEN
NY
United States
Tel:
845-294-6127
Fax:
845-294-1438
S****@*************M
(Full email address available in API data)
Industry Affiliates
| ORANGE BANK & TRUST COMPANY | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAZARCZYK, MARK, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2012 | < 5% |
| ORANGE COUNTY BANCORP INC | Domestic Entity | – | SHAREHOLDER | 11/2012 | > 75% |
| HEIMBACH, LOUIS | Individual | – | DIRECTOR | 09/2013 | < 5% |
| GILFEATHER, MICHAEL | Individual | – | DIRECTOR | 07/2014 | < 5% |
| SCACCO, GUSTAVE, JOSEPH | Individual | – | CEO/CIO | 02/2015 | < 5% |
| STRADAR, ELIZABETH | Individual | – | DIRECTOR | 10/2018 | < 5% |
| FATOVIC, DENIS | Individual | – | DIRECTOR | 03/2022 | < 5% |
| Skuthan, Frank, Joseph | Individual | – | DIRECTOR | 01/2023 | < 5% |
| MORRISON, WILLIAM, DAVIS | Individual | – | DIRECTOR | 01/2023 | < 5% |
| ROWLEY, RICHARD, BENNETT | Individual | – | DIRECTOR | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Company | COM | 307K | 3K | – |
| A F L A C INC | COM | 323K | 4K | – |
| Abbott Laboratories | COM | 1M | 11K | – |
| AbbVie Inc | COM | 9M | 53K | – |
| Adobe Systems Inc | COM | 12M | 21K | – |
| Advanced Micro Devices Inc | COM | 12M | 79K | – |
| AGNC Investment Corp | COM | 159K | 16K | – |
| Albemarle Corp | COM | 307K | 2K | – |
| Alphabet Inc A | COM | 986K | 7K | – |
| Alphabet Inc C | COM | 16M | 113K | – |
| Amazon.com Inc | COM | 13M | 86K | – |
| American Express Co | COM | 9M | 47K | – |
| American Tower Corp | COM | 2M | 9K | – |
| Amgen Inc | COM | 547K | 2K | – |
| Apple Inc | COM | 26M | 140K | – |
| Arbor Realty Trust Inc | COM | 294K | 20K | – |
| AT&T Inc | COM | 895K | 52K | – |
| Automatic Data Processing Inc | COM | 3M | 12K | – |
| AutoZone Inc | COM | 5M | 2K | – |
| BAKER HUGHES CO | COM | 5M | 163K | – |
| Balchem Corp | COM | 453K | 3K | – |
| Ball Corp | COM | 200K | 4K | – |
| Bank of America Corporation | COM | 6M | 162K | – |
| Bank of New York Mellon Corp | COM | 345K | 7K | – |
| Blackstone Group LP | COM | 2M | 13K | – |
| Boeing Co | COM | 2M | 7K | – |
| BP PLC ADR | COM | 305K | 9K | – |
| BrightSpire Capital Inc | COM | 90K | 12K | – |
| Bristol-Myers Squibb Company | COM | 799K | 15K | – |
| Broadcom Inc Com | COM | 8M | 7K | – |
| Cardinal Health Inc | COM | 205K | 2K | – |
| Caterpillar Inc | COM | 924K | 3K | – |
| CHART INDUSTRIES INC | COM | 6M | 48K | – |
| Cherry Hill Mtg Invt Corp Com | COM | 49K | 12K | – |
| Chevron Corp | COM | 4M | 27K | – |
| CHIPOTLE MEXICAN GRILL INC. COM | COM | 7M | 3K | – |
| Chubb Ltd | COM | 604K | 3K | – |
| CIENA CORP | COM | 4M | 75K | – |
| Cigna Corp | COM | 256K | 816 | – |
| Cisco Systems Inc | COM | 7M | 140K | – |
| Coca-Cola Co | COM | 302K | 5K | – |
| Comcast Corp Class A | COM | 862K | 20K | – |
| Commercial Metals Co | COM | 768K | 15K | – |
| SPDR SECTOR COMMUNICATION SERVICES ETF | COM | 6M | 76K | – |
| ConocoPhillips | COM | 2M | 21K | – |
| Consolidated Edison Inc | COM | 343K | 4K | – |
| SPDR SECTOR CONSUMER DISCRETIONARY ETF | COM | 6M | 35K | – |
| SPDR SECTOR CONSUMER STAPLES ETF | COM | 4M | 50K | – |
| Corning Inc | COM | 336K | 11K | – |
| Costco Wholesale Corp | COM | 2M | 2K | – |
| Coterra Energy Inc | COM | 463K | 18K | – |
| CSW Industrials Inc | COM | 659K | 3K | – |
| CSX Corp | COM | 8M | 236K | – |
| CVS Health Corp | COM | 1M | 15K | – |
| Danaher Corp | COM | 9M | 38K | – |
| Devon Energy Corp | COM | 238K | 5K | – |
| DIGITAL RLTY TR INC | COM | 312K | 2K | – |
| Dollar General Corp | COM | 2M | 17K | – |
| Duke Energy Corp | COM | 2M | 23K | – |
| DuPont de Nemours Inc | COM | 636K | 8K | – |
| Eagle Point Credit Co LLC | COM | 105K | 11K | – |
| Eli Lilly and Co | COM | 33M | 53K | – |
| Emerson Electric Co | COM | 1M | 13K | – |
| Enbridge Inc Com | COM | 244K | 7K | – |
| Energy Select Sector SPDR ETF | COM | 3M | 39K | – |
| EXTRA SPACE STORAGE INC | COM | 458K | 3K | – |
| Exxon Mobil Corp | COM | 12M | 115K | – |
| SPDR SECTOR FINANCIAL ETF | COM | 7M | 195K | – |
| FLOWERS FOODS INC | COM | 796K | 35K | – |
| FLUOR CORPORATION | COM | 6M | 147K | – |
| General Electric Co | COM | 531K | 4K | – |
| Goldman Sachs Group Inc | COM | 264K | 679 | – |
| SPDR SECTOR HEALTH CARE ETF | COM | 9M | 65K | – |
| Honeywell International Inc | COM | 494K | 2K | – |
| Hubbell Inc Com | COM | 291K | 900 | – |
| Illinois Tool Works Inc | COM | 549K | 2K | – |
| Illumina Inc | COM | 2M | 13K | – |
| SPDR SECTOR INDUSTRIAL ETF | COM | 6M | 51K | – |
| Intel Corp | COM | 2M | 33K | – |
| International Business Machines Corp | COM | 2M | 15K | – |
| Intuitive Surgical Inc | COM | 24M | 72K | – |
| Invesco Exchange-Traded Fd Tr II Cef Income Compos | COM | 286K | 16K | – |
| Invesco QQQ Trust | COM | 2M | 4K | – |
| Iron Mountain Inc | COM | 486K | 7K | – |
| iShares 1-3 Year Treasury Bond | COM | 15M | 178K | – |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND E | COM | 14M | 279K | – |
| iShares Core S&P Small-Cap | COM | 527K | 5K | – |
| ISHARES FLOATING RATE BOND ETF | COM | 7M | 140K | – |
| iShares New York Muni Bond ETF | COM | 552K | 10K | – |
| iShares North American Tech | COM | 354K | 800 | – |
| iShares Preferred&Income Securities ETF | COM | 381K | 12K | – |
| ISHARES SHORT-TERM NATIONAL | COM | 760K | 7K | – |
| ISHARES TR S&P 500 GROWTH ETF | COM | 253K | 3K | – |
| ISHARES TRUST S&P | COM | 386K | 810 | – |
| Ishares U S Technology Etf | COM | 609K | 5K | – |
| JM Smucker Co | COM | 976K | 8K | – |
| Johnson & Johnson | COM | 3M | 16K | – |
| JPMorgan Chase & Co | COM | 15M | 90K | – |
| K L A TENCOR CORP | COM | 9M | 16K | – |
| Lennar Corp | COM | 5M | 32K | – |
| Lincoln Electric Holdings Inc | COM | 6M | 28K | – |
| Lockheed Martin Corp | COM | 946K | 2K | – |
| Lowe's Companies Inc | COM | 317K | 1K | – |
| Marsh & Mclennan Companies Inc | COM | 9M | 47K | – |
| MASTERCARD INC CL A | COM | 441K | 1K | – |
| Materials Select Sector SPDR ETF | COM | 723K | 9K | – |
| McDonald's Corp | COM | 5M | 17K | – |
| Medtronic PLC | COM | 9M | 106K | – |
| Merck & Co Inc | COM | 2M | 18K | – |
| META PLATFORMS INC | COM | 5M | 13K | – |
| Microsoft Corp | COM | 38M | 101K | – |
| Mondelez International Inc Class A | COM | 4M | 57K | – |
| Morgan Stanley | COM | 7M | 76K | – |
| New York Community Bancorp Inc | COM | 116K | 11K | – |
| NextEra Energy Inc | COM | 691K | 11K | – |
| Nike Inc B | COM | 860K | 8K | – |
| Norfolk Southern Corp | COM | 402K | 2K | – |
| Northrop Grumman Corp | COM | 1M | 2K | – |
| Novo Nordisk A/S | COM | 267K | 3K | – |
| NUCOR CORP | COM | 6M | 35K | – |
| Nuveen AMT-Free Muni Credit Inc | COM | 127K | 11K | – |
| Nuveen AMT-Free Quality Muni Inc | COM | 264K | 24K | – |
| Nuveen Muni High Inc Opp | COM | 114K | 12K | – |
| Nuveen Municipal Credit Income | COM | 127K | 11K | – |
| Nuveen Municipal Value | COM | 1M | 123K | – |
| NVIDIA CORP | COM | 23M | 44K | – |
| Oracle Corp | COM | 3M | 26K | – |
| ORANGE COUNTY BANCORP INC. | COM | 31M | 599K | – |
| Oshkosh Corp | COM | 528K | 5K | – |
| PepsiCo Inc | COM | 8M | 47K | – |
| Pfizer Inc | COM | 4M | 134K | – |
| Phillips 66 | COM | 790K | 6K | – |
| Pieris Pharmaceuticals Inc | COM | 2K | 14K | – |
| PIMCO ETF ENHANCED SHORT FD | COM | 2M | 17K | – |
| Platinum Group Metals Ltd Registered Shs Isin#ca72 | COM | 16K | 13K | – |
| PNC Financial Services Group Inc | COM | 378K | 2K | – |
| Procter & Gamble Co | COM | 3M | 22K | – |
| Prologis Inc | COM | 6M | 46K | – |
| QUALCOMM Inc | COM | 383K | 3K | – |
| Raytheon Technologies Corp Com | COM | 979K | 11K | – |
| Ready Cap Corp Com | COM | 159K | 16K | – |
| Real Estate Select Sector SPDR | COM | 675K | 17K | – |
| REALTY INCOME CORP | COM | 435K | 7K | – |
| ResMed Inc | COM | 2M | 11K | – |
| RITHM CAPITAL COM NEW | COM | 187K | 18K | – |
| Salesforce Inc | COM | 7M | 27K | – |
| Schlumberger Ltd | COM | 5M | 100K | – |
| Shell Plc Sponsored Adr Repstg Ord Sh Isin#us78025 | COM | 257K | 4K | – |
| Sherwin-Williams Co | COM | 6M | 20K | – |
| Simon Property Group Inc | COM | 221K | 2K | – |
| Southern Co | COM | 2M | 22K | – |
| SPDR S&P 500 ETF | COM | 15M | 31K | – |
| SPDR S&P MidCap 400 ETF | COM | 3M | 7K | – |
| SPDR Portfolio Intermediate Term Corporate Bond ETF | COM | 27M | 839K | – |
| SPDR Portfolio S&P 400 Mid Cap ETF | COM | 541K | 11K | – |
| SPDR Portfolio S&P 500 Growth ETF | COM | 638K | 10K | – |
| SPDR Portfolio S&P 500 Value ETF | COM | 555K | 12K | – |
| SPDR Portfolio Short Term Corporate Bond ETF | COM | 15M | 488K | – |
| SPDR Series Tr. Portfolio S&P 600 Small Cap ETF | COM | 4M | 90K | – |
| Starbucks Corp | COM | 7M | 76K | – |
| Sunoco Lp Com Unit Repstg Ltd Partnership Int | COM | 692K | 12K | – |
| Sysco Corp | COM | 899K | 12K | – |
| Technology Select Sector SPDR ETF | COM | 18M | 95K | – |
| TESLA MTRS INC | COM | 924K | 4K | – |
| The AES Corp | COM | 4M | 206K | – |
| The Estee Lauder Companies Inc Class A | COM | 410K | 3K | – |
| The Hershey Co | COM | 223K | 1K | – |
| The Home Depot Inc | COM | 12M | 33K | – |
| Thermo Fisher Scientific Inc | COM | 11M | 20K | – |
| United Rentals Inc | COM | 8M | 15K | – |
| UnitedHealth Group Inc | COM | 10M | 19K | – |
| Utilities Select Sector SPDR ETF | COM | 2M | 26K | – |
| Valero Energy Corp | COM | 294K | 2K | – |
| VANGUARD INDEX FD S&P 500 ETF | COM | 215K | 492 | – |
| Verizon Communications Inc | COM | 2M | 55K | – |
| Visa Inc Class A | COM | 9M | 34K | – |
| W.W. Grainger Inc | COM | 5M | 6K | – |
| Wal-Mart Stores Inc | COM | 2M | 15K | – |
| Walt Disney Co | COM | 880K | 10K | – |
| Webster Finl Corp Com | COM | 4M | 74K | – |
| Weyerhaeuser Co | COM | 5M | 141K | – |