BNA WEALTH
BNA WEALTH, INC. Legal Name
Adviser information for BNA WEALTH last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 424 | $380.5M |
| Total | 424 | $380.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 176 | $78.4M |
| HNW Individuals | 248 | $302.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 405 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-48984 |
|---|---|
| SEC ERA File Number | 801-48984 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 39326 |
| Legal Entity Identifier | None |
Principal Office
596 HERRONS FERRY ROADSUITE 300
ROCK HILL
SC
United States
Monday - Friday, 9:00 - 4:00
Tel: 803-324-7100, Fax: 803-324-7165
Chief Compliance Officer
ADAM E. ACKERMAN
PRESIDENT
596 HERRONS FERRY ROAD
SUITE 300
ROCK HILL
SC
United States
Tel:
803-324-7100
Fax:
803-324-7165
A***@************M
(Full email address available in API data)
Regulatory Contact
DALE GOINS
ASSISTANT
596 HERRONS FERRY ROAD
SUITE 300
ROCK HILL
SC
United States
Tel:
803-324-7100
Fax:
803-324-7165
D***@************M
(Full email address available in API data)
Industry Affiliates
| BNA WEALTH | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ACKERMAN, ADAM ERIC MR. | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 07/2020 | > 75% |