BLOOM ADVISORS
Adviser information for BLOOM ADVISORS last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,177 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 1,177 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 747 | $362.3M |
| HNW Individuals | 430 | $943.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-49217 |
|---|---|
| SEC ERA File Number | 801-49217 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106152 |
| Legal Entity Identifier | None |
Principal Office
31275 NORTHWESTERN HWYSUITE 145
FARMINGTON HILLS
MI
United States
Monday - Friday, 9AM -5PM
Tel: 248-932-5200, Fax: 248-932-5201
Chief Compliance Officer
KENNETH J BLOOM
PRESIDENT
31275 NORTHWESTERN HWY #145
FARMINGTON HILLS
MI
United States
Tel:
248-932-5200
Fax:
248-932-5201
K**@****************M
(Full email address available in API data)
Regulatory Contact
BLOOM, RICHARD J
PRESIDENT
31275 NORTHWESTERN HWY
SUITE 145
FARMINGTON HILLS
MI
United States
Tel:
248-932-5200
Fax:
248-932-5201
R***@****************M
(Full email address available in API data)
Industry Affiliates
| BLOOM, BLOOM & ASSOCIATES, PC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLOOM, KENNETH, J | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 01/2005 | 50-75% |
| BLOOM, RICHARD, J | Individual | – | PRESIDENT | 01/2005 | 50-75% |