SIMMONS L E & ASSOCIATES INC
SCF PARTNERS, INC. Legal Name
Adviser information for SIMMONS L E & ASSOCIATES INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST |
Principal Office
600 TRAVIS STREETSUITE 6600
HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 713-227-7888, Fax: None
Websites
Chief Compliance Officer
ANTHONY F. DELUCA
PARTNER, CHIEF COMPLIANCE OFFICER
600 TRAVIS, SUITE 6600
HOUSTON
TX
United States
Tel:
713-227-7888
A******@**************M
(Full email address available in API data)
Regulatory Contact
CISSY XIAO
DIRECTOR OF FINANCE
600 TRAVIS STREET
SUITE 6600
HOUSTON
TX
United States
Tel:
7132277888
C****@**************M
(Full email address available in API data)
Industry Affiliates
| SCF-IX, G.P. LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| SCF-VII (A), G.P. LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| SCF-VII G.P., LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| SCF-VIII OFFSHORE G.P., LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| SCF-VIII, G.P. LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCF-IX, L.P. | Private Equity Fund | $1,237.0M | $0.5M | 75 |
| SCF-VII (A), LP | Private Equity Fund | $12.3M | $0.0M | 72 |
| SCF-VII, L.P. | Private Equity Fund | $73.0M | $0.1M | 78 |
| SCF-VIII AIV, L.P. | Private Equity Fund | $243.3M | $0.5M | 78 |
| SCF-VIII, L.P. | Private Equity Fund | $430.3M | $0.5M | 78 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMMONS, LAURENCE, ELLISON | Individual | – | PARTNER AND FOUNDER | 04/2014 | 50-75% |
| BALDWIN, DAVID, CLARKE | Individual | – | PARTNER | 04/2014 | 10-25% |
| DELUCA, ANTHONY, FISCHER | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 04/2014 | 10-25% |
| WAITE, ANDREW, LYNDON | Individual | – | MANAGING PARTNER | 04/2014 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Nine Energy Service, Inc. | Common | 15M | 9M | – |
| Forum Energy Technologies, Inc. | Common | 14M | 831K | – |