COHEN CAPITAL MANAGEMENT INC
Adviser information for COHEN CAPITAL MANAGEMENT INC last updated from Form ADV on February 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 170 | $678.2M |
| Non-Discretionary | 0 | $0 |
| Total | 170 | $678.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 18 | $21.7M |
| HNW Individuals | 30 | $557.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $99.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-49266 |
|---|---|
| SEC ERA File Number | 801-49266 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107903 |
| Legal Entity Identifier | None |
Principal Office
770 TAMALPAIS DRIVESUITE 318
CORTE MADERA
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (415) 927-8011, Fax: (415) 927-8010
Chief Compliance Officer
JAY A COHEN
PRESIDENT, CEO, CCO
770 TAMALPAIS DRIVE
SUITE 318
CORTE MADERA
CA
United States
Tel:
(415) 927-8011
Fax:
(415) 927-8010
J**@***********M
(Full email address available in API data)
Regulatory Contact
ARI GRELLAS
CFO & VICE PRESIDENT
770 TAMALPAIS DRIVE
SUITE 318
CORTE MADERA
CA
United States
Tel:
(415) 927-8950
Fax:
(415) 927-8010
A**@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COHEN, JAY, ADAM | Individual | – | PRESIDENT,CEO, CCO | 05/1995 | > 75% |