DARTMOUTH CAPITAL ADVISORS, INC.
Adviser information for DARTMOUTH CAPITAL ADVISORS, INC. last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $142.5M |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $142.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 16 | $119.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $15.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $7.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Market timing services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-49300 |
|---|---|
| SEC ERA File Number | 801-49300 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105933 |
| Legal Entity Identifier | None |
Principal Office
750 STONEGATE DRIVEWEXFORD
PA
United States
Monday - Friday, 8AM - 8PM
Tel: 724-934-5065, Fax: 724-934-5065
Chief Compliance Officer
MELVIN, GREGORY MARK
PRESIDENT
750 STONEGATE DRIVE
WEXFORD
PA
United States
Tel:
724-934-5065
Fax:
724-934-5065
D******@*********T
(Full email address available in API data)
Regulatory Contact
MELVIN, GREGORY MARK
PRESIDENT
750 STONEGATE DRIVE
WEXFORD
PA
United States
Tel:
724-934-5065
Fax:
724-934-5065
D******@*********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MELVIN, GREGORY, MARK | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, OWNER | 07/1995 | 50-75% |
| MELVIN, CASEY, ANNE | Individual | – | OWNER | 10/1995 | 5-10% |
| MELVIN, PATRICIA, REGINA | Individual | – | OWNER | 10/1995 | 5-10% |
| MELVIN, JANINE, CLARE | Individual | – | OWNER | 10/1995 | 5-10% |
| MELVIN, JOHN, CHRISTOPHER | Individual | – | OWNER | 10/1995 | 5-10% |
| MELVIN, BRIDGET, ELLEN | Individual | – | OWNER | 10/1995 | 5-10% |
| MELVIN, DANIELLE, JUDE | Individual | – | OWNER | 10/1995 | 5-10% |