AMI INVESTMENT MANAGEMENT INC

Adviser information for AMI INVESTMENT MANAGEMENT INC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 715 $705.3M
Non-Discretionary 0 $0
Total 715 $705.3M

Clients

Type Number RAUM
Individuals 234 $60.7M
HNW Individuals 58 $185.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 15 $441.3M
State or municipal gov entities <5 $7.3M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $10.5M
Other <5 $104,707
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-49335
SEC ERA File Number 801-49335
SEC CIK Numbers 1122241
SEC CRD Numbers 106321
Legal Entity Identifier None

Principal Office

710 N KRUEGER STREET
KENDALLVILLE
IN
United States
Monday - Friday, 8AM - 5PM
Tel: 260-347-1281, Fax: 260-347-1282

Chief Compliance Officer

ERICA ANN GULICK
CHIEF COMPLIANCE OFFICER
710 N. KRUEGER STREET
P.O. BOX 247
KENDALLVILLE
IN
United States
Tel: 260-347-1281
Fax: 260-347-1282
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AXEL, MICHAEL, DUANE Individual PRESIDENT 05/1995 > 75%
GULICK, ERICA, ANN Individual CHIEF COMPLIANCE OFFICER 05/2011 < 5%
SHIVELY, BENJAMIN, DAVID Individual PARTNER 01/2024 10-25%

No. Employees, Historic

10502020202120222023202420255 on 3/27/20205 on 6/29/20205 on 3/30/20215 on 3/23/20225 on 3/29/20235 on 5/19/20235 on 8/3/20235 on 3/20/2024

RAUM, Historic

800M400M0202020212022202320242025602154188 on 3/27/2020602154188 on 6/29/2020648198928 on 3/30/2021730561763 on 3/23/2022656674433 on 3/29/2023656674433 on 5/19/2023656674433 on 8/3/2023705315450 on 3/20/2024

No. Clients, Historic

4002000202020212022202320242025231 on 3/27/2020231 on 6/29/2020242 on 3/30/2021280 on 3/23/2022322 on 3/29/2023322 on 5/19/2023322 on 8/3/2023307 on 3/20/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLISON TRANSMISSION HLDGS I COM 3M 36K
ALPHABET INC CAP STK CL A 213K 1K
ALPHABET INC CAP STK CL C 8M 44K
AMAZON COM INC COM 4M 20K
ANALOG DEVICES INC COM 320K 1K
APPLE INC COM 2M 11K
AUTOMATIC DATA PROCESSING IN COM 263K 1K
BANK AMERICA CORP COM 4M 88K
BERKLEY W R CORP COM 200K 3K
COCA COLA CO COM 207K 3K
COSTCO WHSL CORP NEW COM 207K 244
DISNEY WALT CO COM 4M 36K
DOUBLELINE ETF TRUST MORTGAGE ETF 10M 210K
ELI LILLY & CO COM 207K 229
ENERGY TRANSFER L P COM UT LTD PTN 178K 11K
ENTERPRISE PRODS PARTNERS L COM 871K 30K
FEDEX CORP COM 5M 16K
FISERV INC COM 4M 29K
GRAHAM HLDGS CO COM CL B 3M 4K
HARBOR ETF TRUST INTERNATNAL COMP 11M 380K
HERSHEY CO COM 2M 11K
HONEYWELL INTL INC COM 274K 1K
HORIZON BANCORP INC COM 134K 11K
INVESCO QQQ TR UNIT SER 1 911K 2K
ISHARES TR MSCI EAFE ETF 328K 4K
ISHARES TR MSCI EMG MKT ETF 334K 8K
JOHNSON & JOHNSON COM 3M 23K
JPMORGAN CHASE & CO. COM 7M 34K
LOWES COS INC COM 5M 25K
MEDTRONIC PLC SHS 3M 36K
META PLATFORMS INC CL A 5M 10K
MICRON TECHNOLOGY INC COM 6M 47K
MICROSOFT CORP COM 9M 21K
ORACLE CORP COM 1M 8K
PEPSICO INC COM 2M 12K
PHILLIPS 66 COM 244K 2K
PROCTER AND GAMBLE CO COM 602K 4K
RTX CORPORATION COM 4M 38K
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 322K 322K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 2M 63K
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 52K
SCHWAB STRATEGIC TR US BRD MKT ETF 2M 36K
SCHWAB STRATEGIC TR US LCAP GR ETF 1M 14K
SCHWAB STRATEGIC TR US LCAP VA ETF 291K 4K
SCHWAB STRATEGIC TR US LRG CAP ETF 8M 130K
SELECT SECTOR SPDR TR ENERGY 6M 63K
SELECT SECTOR SPDR TR SBI CONS STPLS 580K 8K
SPDR S&P 500 ETF TR TR UNIT 13M 24K
STRYKER CORPORATION COM 3M 8K
TJX COS INC NEW COM 4M 36K
UNION PAC CORP COM 3M 15K
UNITEDHEALTH GROUP INC COM 3M 5K
VANGUARD INDEX FDS MID CAP ETF 1M 4K
VANGUARD INDEX FDS REAL ESTATE ETF 1M 15K
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 8K
VANGUARD INDEX FDS SM CP VAL ETF 406K 2K
VANGUARD INDEX FDS VALUE ETF 4M 22K
VANGUARD MUN BD FDS TAX EXEMPT BD 8M 153K
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 11M 188K
VANGUARD SCOTTSDALE FDS INT-TERM CORP 4M 50K
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 33M 571K
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 14M 185K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 22K
VANGUARD WHITEHALL FDS INTL HIGH ETF 328K 5K
VANGUARD WORLD FD CONSUM DIS ETF 2M 7K
VANGUARD WORLD FD HEALTH CAR ETF 8M 31K
VANGUARD WORLD FD INF TECH ETF 31M 54K
VISA INC COM CL A 4M 15K
WALMART INC COM 969K 14K