Hedge Fund Database

PECAUT WEALTH MANAGEMENT

PECAUT & CO. Legal Name

Adviser information for PECAUT WEALTH MANAGEMENT last updated from Form ADV on November 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End AUGUST
Legal Location Iowa, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 474 $295.4M
Non-Discretionary 4 $11.2M
Total 478 $306.6M

Clients

Type Number RAUM
Individuals 119 $43.4M
HNW Individuals 81 $248.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.7M
Charitable organizations 8 $9.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $3.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersMAKES INVESTMENT RECOMMENDATIONS
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-49498
SEC ERA File Number 801-49498
SEC CIK Numbers 1597200
SEC CRD Numbers 2997
Legal Entity Identifier None

Principal Office

401 DOUGLAS ST, STE 415
SIOUX CITY
IA
United States
Monday - Friday, 8:00AM-4:00PM
Tel: 712-252-3268, Fax: 712-566-5073

Websites

www.investsiouxland.com www.pecautandcompany.com www.facebook.com/pecautandcompany/ pecautwm.com/ www.linkedin.com/company/pecautwm www.pecautwealthmanagement.com

Chief Compliance Officer

JOHN PECAUT
VP AND COO
401 DOUGLAS ST, STE 415
SIOUX CITY
IA
United States
Tel: 712-252-3268
Fax: 712-556-5073
(Full email address available in API data)

Regulatory Contact

COREY WRENN
CEO AND PRESIDENT
401 DOUGLAS ST, STE 415
SIOUX CITY
IA
United States
Tel: 712-252-3268
Fax: 712-566-5073
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PECAUT, DANIEL, SCOTT Individual – CHAIRMAN AND CHIEF INVESTMENT OFFICER 08/2018 < 5%
WRENN, COREY, JOHN Individual – CHIEF EXECUTIVE OFFICER AND PRESIDENT 08/2018 < 5%
PECAUT, JOHN, CHRISTIAN Individual – CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT 08/2018 50-75%
GALLAGHER, MICHAEL, WILLIAM Individual – VICE PRESIDENT & FINANCIAL ADVISOR 04/2021 50-75%

No. Employees, Historic

10502019202020212022202320243 on 11/22/20193 on 6/26/20203 on 11/25/20203 on 3/10/20213 on 4/1/20213 on 4/6/20213 on 4/22/20213 on 6/30/20213 on 10/4/20214 on 11/23/20214 on 3/1/20224 on 11/23/20224 on 11/17/2023

RAUM, Historic

400M200M0201920202021202220232024225956139 on 11/22/2019225956139 on 6/26/2020229972191 on 11/25/2020229972191 on 3/10/2021229972191 on 4/1/2021229972191 on 4/6/2021229972191 on 4/22/2021229972191 on 6/30/2021229972191 on 10/4/2021305453625 on 11/23/2021305453625 on 3/1/2022268773634 on 11/23/2022306587805 on 11/17/2023

No. Clients, Historic

3001500201920202021202220232024148 on 11/22/2019148 on 6/26/2020160 on 11/25/2020160 on 3/10/2021160 on 4/1/2021160 on 4/6/2021160 on 4/22/2021160 on 6/30/2021160 on 10/4/2021175 on 11/23/2021175 on 3/1/2022196 on 11/23/2022211 on 11/17/2023

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 14M 75K –
AMERICAN EXPRESS CO COM 1M 5K –
APPLE INC COM 12M 58K –
AUTONATION INC COM 5M 29K –
BERKSHIRE HATHAWAY INC DEL CL A 7M 12 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 27M 67K –
BOSTON OMAHA CORP CL A COM STK 402K 30K –
BUILDERS FIRSTSOURCE INC COM 920K 7K –
BWX TECHNOLOGIES INC COM 963K 10K –
CANADIAN NATL RY CO COM 337K 3K –
CANADIAN PACIFIC KANSAS CITY COM 4M 48K –
CASEYS GEN STORES INC COM 544K 1K –
COSTCO WHSL CORP NEW COM 8M 9K –
DEERE & CO COM 3M 8K –
DIAMOND OFFSHORE DRILLING IN COM 1M 85K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 3M 58K –
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 2M 18K –
FLOOR & DECOR HLDGS INC CL A 2M 19K –
GABELLI EQUITY TR INC COM 89K 17K –
GLOBAL X FDS US INFR DEV ETF 7M 179K –
INTERCONTINENTAL EXCHANGE IN COM 3M 21K –
ISHARES INC MSCI EMRG CHN 7M 116K –
ISHARES TR ESG AW MSCI EAFE 210K 3K –
ISHARES TR CYBERSECURITY 220K 5K –
ISHARES TR 0-3 MNTH TREASRY 32M 319K –
ISHARES TR SHORT TREAS BD 596K 5K –
JEFFERIES FINL GROUP INC COM 316K 6K –
JOHNSON & JOHNSON COM 685K 5K –
KNIFE RIVER CORP COMMON STOCK 4M 58K –
LIBERTY MEDIA CORP DEL COM LBTY ONE S A 829K 13K –
LISTED FD TR HORIZON KINETICS 2M 48K –
LOWES COS INC COM 5M 23K –
MESABI TR CTF BEN INT 371K 22K –
MICROSOFT CORP COM 3M 7K –
MYR GROUP INC DEL COM 627K 5K –
NOBLE CORP PLC ORD SHS A 447K 10K –
NVIDIA CORPORATION COM 3M 28K –
OCCIDENTAL PETE CORP *W EXP 08/03/202 783K 19K –
OCCIDENTAL PETE CORP COM 2M 35K –
ORACLE CORP COM 2M 12K –
RENN FD INC COM 146K 86K –
RLI CORP COM 280K 2K –
SCHLUMBERGER LTD COM STK 307K 7K –
SOURCE CAP INC COM 1M 23K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 5M 148K –
SPDR S&P 500 ETF TR TR UNIT 250K 459 –
SPDR SER TR BLOOMBERG 1-3 MO 1M 13K –
SPDR SER TR PRTFLO S&P500 GW 12M 144K –
SPDR SER TR PRTFLO S&P500 VL 7M 153K –
SPDR SER TR PORTFOLIO S&P600 3M 79K –
SPDR SER TR PORTFOLIO S&P400 7M 133K –
SPDR SER TR BLOOMBERG 3-12 M 24M 245K –
SPROTT PHYSICAL GOLD TR UNIT 206K 11K –
TEXAS PACIFIC LAND CORPORATI COM 12M 16K –
TIDEWATER INC NEW COM 3M 32K –
UNION PAC CORP COM 1M 5K –
UNITED FIRE GROUP INC COM 219K 10K –
UNITED RENTALS INC COM 1M 2K –
VALARIS LTD CL A 373K 5K –
VANGUARD INDEX FDS VALUE ETF 786K 5K –
VANGUARD INDEX FDS MID CAP ETF 711K 3K –
VANGUARD INDEX FDS SMALL CP ETF 521K 2K –
VANGUARD INDEX FDS GROWTH ETF 2M 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 8M 43K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 969K 20K –
VANGUARD WORLD FD ESG US STK ETF 529K 5K –
WALMART INC COM 1M 15K –
WHEATON PRECIOUS METALS CORP COM 579K 11K –
WHITE MTNS INS GROUP LTD COM 2M 1K –
WORLD GOLD TR SPDR GLD MINIS 477K 10K –