MADDEN FUNDS MANAGEMENT
MADDEN FUNDS MANAGEMENT LTD. Legal Name
Adviser information for MADDEN FUNDS MANAGEMENT last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 347 | $190.5M |
| Non-Discretionary | 0 | $0 |
| Total | 347 | $190.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 227 | $75.0M |
| HNW Individuals | 46 | $115.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-49640 |
|---|---|
| SEC ERA File Number | 801-49640 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110309 |
| Legal Entity Identifier | None |
Principal Office
1010 LAKE STREET SUITE 604OAK PARK
IL
United States
Monday - Friday, 9AM TO 5PM
Tel: 708-848-3200, Fax: 708-848-9442
Websites
Chief Compliance Officer
MICHAEL MADDEN
CHIEF COMPLIANCE OFFICER
1010 LAKE STREET
SUITE 604
OAK PARK
IL
United States
Tel:
708.848.3200
Fax:
708.848.9442
A*******@**************M
(Full email address available in API data)
Regulatory Contact
DAN MADDEN
VP
1010 LAKE ST
SUITE 604
OAK PARK
IL
United States
Tel:
708-848-3200
Fax:
708-848-9442
A*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADDEN, MICHAEL, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2009 | 50-75% |
| MADDEN, DANIEL, JOSEPH | Individual | – | VICE PRESIDENT | 12/2011 | 50-75% |