RETIREMENT FUNDING ADVISORS INC.
Adviser information for RETIREMENT FUNDING ADVISORS INC. last updated from Form ADV on June 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $144.1M |
| Non-Discretionary | 110 | $455.7M |
| Total | 111 | $599.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 51 | $19.9M |
| HNW Individuals | 47 | $208.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $289.0M |
| Charitable organizations | <5 | $278,842 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $82.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-49645 |
|---|---|
| SEC ERA File Number | 801-49645 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113016 |
| Legal Entity Identifier | None |
Principal Office
3155 W. BIG BEAVER ROAD,SUITE 119
TROY
MI
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 248-430-7008, Fax: 248-438-8382
Chief Compliance Officer
DONALD I. GREGG
PRESIDENT
3155 W. BIG BEAVER ROAD
SUITE 119
TROY
MI
United States
Tel:
248-430-7008
Fax:
248-483-8382
D*****@****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREGG, DONALD, IAN | Individual | – | PRESIDENT,CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | 02/1995 | > 75% |