OSHER VAN DE VOORDE INVESTMENT MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	458	$557.2M
Non-Discretionary	0	$0
Total	458	$557.2M

Clients

Type	Number	RAUM
Individuals	31	$9.2M
HNW Individuals	209	$509.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	7	$9.8M
Charitable organizations	<5	$13.5M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	6	$15.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-49690
SEC ERA File Number	801-49690
SEC CIK Numbers	1569174
SEC CRD Numbers	111324
Legal Entity Identifier	None

Principal Office

125 NORTH RAYMOND AVENUE
SUITE 309
PASADENA
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic