FAMILY LEGACY, INC.
Adviser information for FAMILY LEGACY, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | South Carolina, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 10 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 6 |
Licensed Agents of an Insurance Company | 4 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 225 | $277.8M |
Non-Discretionary | 23 | $22.2M |
Total | 248 | $300.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 200 | $84.8M |
HNW Individuals | 30 | $145.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 12 | $17.1M |
Charitable organizations | <5 | $49.9M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $2.4M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesCONSULTATION |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
900 PENDLETON STREETSUITE 200
GREENVILLE
SC
United States
Monday - Friday, 8:30AM-5:30PM
Tel: (864) 233-0808, Fax: 864-370-1713
Chief Compliance Officer
PATRICE SEBASTIAN
CHIEF COMPLIANCE OFFICER
900 PENDLETON STREET
SUITE 200
GREENVILLE
SC
United States
Tel:
(864) 233-0808
Fax:
864-370-1713
P*********@******************M
(Full email address available in API data)
Regulatory Contact
JENNIFER CHANDLER
CHIEF OPERATING OFFICER
900 PENDLETON STREET
SUITE 200
GREENVILLE
SC
United States
Tel:
864-233-0808
Fax:
864-370-1713
J********@******************M
(Full email address available in API data)
Industry Affiliates
FAMILY LEGACY BUSINESS SERVICES, INC. | Accountant or accounting firm |
LEGACY INSURANCE, LLC | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BROWN, WILLIAM, WILKINS | Individual | – | VICE PRESIDENT | 05/1995 | < 5% |
BROWN, CHRISTOPHER, ARISTOTLE | Individual | – | PRESIDENT | 05/1995 | > 75% |
Sebastian, Patrice, Lynn | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2017 | < 5% |
Chandler, Jennifer, Wilson | Individual | – | CHIEF OPERATING OFFICER | 01/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AFLAC INC | COM | 223K | 3K | – |
ABBOTT LABS | COM | 897K | 9K | – |
AMAZON COM INC | COM | 5M | 27K | – |
AMERICAN ELEC PWR CO INC | COM | 499K | 6K | – |
AMERICAN WTR WKS CO INC NEW | COM | 486K | 4K | – |
AMGEN INC | COM | 4M | 13K | – |
ELEVANCE HEALTH INC | COM | 4M | 6K | – |
APPLE INC | COM | 9M | 42K | – |
APPLIED MATLS INC | COM | 6M | 26K | – |
BANK AMERICA CORP | COM | 2M | 57K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
BOEING CO | COM | 2M | 12K | – |
THE CIGNA GROUP | COM | 2M | 6K | – |
CSX CORP | COM | 2M | 68K | – |
CVS HEALTH CORP | COM | 743K | 13K | – |
CATERPILLAR INC | COM | 6M | 17K | – |
CHEVRON CORP NEW | COM | 1M | 7K | – |
CITIGROUP INC | COM NEW | 402K | 6K | – |
COCA COLA CO | COM | 5M | 81K | – |
CONAGRA BRANDS INC | COM | 735K | 26K | – |
DANAHER CORPORATION | COM | 1M | 6K | – |
DARDEN RESTAURANTS INC | COM | 741K | 5K | – |
DEERE & CO | COM | 3M | 8K | – |
DISNEY WALT CO | COM | 1M | 13K | – |
DOLLAR GEN CORP NEW | COM | 631K | 5K | – |
ELECTRONIC ARTS INC | COM | 473K | 3K | – |
FIFTH THIRD BANCORP | COM | 393K | 11K | – |
FIRST SOLAR INC | COM | 1M | 5K | – |
GALLAGHER ARTHUR J & CO | COM | 6M | 23K | – |
GENERAL DYNAMICS CORP | COM | 3M | 9K | – |
GE AEROSPACE | COM NEW | 2M | 13K | – |
HOME DEPOT INC | COM | 5M | 15K | – |
INTUIT | COM | 1M | 2K | – |
ISHARES TR | MORNINGSTAR GRWT | 212K | 3K | – |
ISHARES TR | RUS MDCP VAL ETF | 296K | 2K | – |
ISHARES TR | ISHARES SEMICDTR | 3M | 12K | – |
ISHARES TR | MRGSTR MD CP GRW | 3M | 43K | – |
ISHARES TR | US AER DEF ETF | 2M | 12K | – |
JOHNSON & JOHNSON | COM | 5M | 31K | – |
LAMB WESTON HLDGS INC | COM | 984K | 12K | – |
LEMAITRE VASCULAR INC | COM | 247K | 3K | – |
ELI LILLY & CO | COM | 7M | 8K | – |
LOCKHEED MARTIN CORP | COM | 4M | 8K | – |
LOWES COS INC | COM | 5M | 23K | – |
MCDONALDS CORP | COM | 1M | 5K | – |
MICROSOFT CORP | COM | 9M | 20K | – |
MONDELEZ INTL INC | CL A | 758K | 12K | – |
NORFOLK SOUTHN CORP | COM | 1M | 6K | – |
NORTHROP GRUMMAN CORP | COM | 3M | 6K | – |
NOVO-NORDISK A S | ADR | 2M | 17K | – |
PAYCHEX INC | COM | 249K | 2K | – |
PEPSICO INC | COM | 2M | 15K | – |
PROCTER AND GAMBLE CO | COM | 4M | 27K | – |
REALTY INCOME CORP | COM | 507K | 10K | – |
RENTOKIL INITIAL PLC | SPONSORED ADR | 437K | 15K | – |
RIO TINTO PLC | SPONSORED ADR | 2M | 26K | – |
ROBERT HALF INC. | COM | 464K | 7K | – |
SCHWAB CHARLES CORP | COM | 465K | 6K | – |
SOUTHERN CO | COM | 3M | 37K | – |
STARBUCKS CORP | COM | 2M | 30K | – |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 5M | 29K | – |
THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
TORONTO DOMINION BK ONT | COM NEW | 1M | 26K | – |
TRACTOR SUPPLY CO | COM | 478K | 2K | – |
TRANSDIGM GROUP INC | COM | 3M | 2K | – |
UNION PAC CORP | COM | 2M | 9K | – |
UNITED PARCEL SERVICE INC | CL B | 483K | 4K | – |
VANGUARD BD INDEX FDS | INTERMED TERM | 4M | 53K | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 2M | 28K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 3M | 37K | – |
VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 10K | – |
VANGUARD INDEX FDS | MID CAP ETF | 5M | 19K | – |
VULCAN MATLS CO | COM | 6M | 23K | – |
WALMART INC | COM | 5M | 68K | – |
WELLS FARGO CO NEW | COM | 760K | 13K | – |
INVESCO QQQ TR | UNIT SER 1 | 5M | 10K | – |
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 5M | 280K | – |
ABBVIE INC | COM | 2M | 11K | – |
ALPHABET INC | CAP STK CL A | 6M | 32K | – |
AMERICAN TOWER CORP NEW | COM | 264K | 1K | – |
CAPITAL ONE FINL CORP | COM | 1M | 8K | – |
CISCO SYS INC | COM | 2M | 33K | – |
COMCAST CORP NEW | CL A | 217K | 6K | – |
COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 2M | 55K | – |
DUKE ENERGY CORP NEW | COM NEW | 5M | 49K | – |
FEDEX CORP | COM | 472K | 2K | – |
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 225K | 5K | – |
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 411K | 9K | – |
GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 1M | 13K | – |
GE VERNOVA INC | COM | 751K | 4K | – |
GENERAL MTRS CO | COM | 588K | 13K | – |
GSK PLC | SPONSORED ADR | 246K | 6K | – |
INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 982K | 37K | – |
ISHARES TR | CORE DIV GRWTH | 4M | 72K | – |
ISHARES TR | CORE MSCI PAC | 1M | 24K | – |
JPMORGAN CHASE & CO. | COM | 7M | 32K | – |
MASTERCARD INCORPORATED | CL A | 1M | 2K | – |
MEDICAL PPTYS TRUST INC | COM | 699K | 162K | – |
MERCK & CO INC | COM | 4M | 34K | – |
NATIONAL HEALTH INVS INC | COM | 641K | 9K | – |
NOVARTIS AG | SPONSORED ADR | 346K | 3K | – |
NVIDIA CORPORATION | COM | 833K | 7K | – |
ORACLE CORP | COM | 4M | 32K | – |
PROLOGIS INC. | COM | 2M | 17K | – |
PUBLIC STORAGE OPER CO | COM | 852K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 4M | 8K | – |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 4M | 115K | – |
SPDR SER TR | S&P DIVID ETF | 304K | 2K | – |
SELECT SECTOR SPDR TR | SBI MATERIALS | 2M | 25K | – |
TRUIST FINL CORP | COM | 250K | 6K | – |
UNITED CMNTY BKS BLAIRSVLE G | COM | 941K | 37K | – |
UNITEDHEALTH GROUP INC | COM | 4M | 8K | – |
VANECK ETF TRUST | FALLEN ANGEL HG | 4M | 139K | – |
VISA INC | COM CL A | 4M | 17K | – |
WP CAREY INC | COM | 383K | 7K | – |
WASTE MGMT INC DEL | COM | 3M | 14K | – |
MEDTRONIC PLC | SHS | 281K | 4K | – |
CHUBB LIMITED | COM | 2M | 7K | – |