HOLDERNESS INVESTMENTS CO

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	North Carolina, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	649	$486.1M
Non-Discretionary	30	$24.8M
Total	679	$510.8M

Clients

Type	Number	RAUM
Individuals	172	$50.8M
HNW Individuals	121	$432.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	11	$10.8M
Charitable organizations	<5	$11.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$5.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	33
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-49875
SEC ERA File Number	801-49875
SEC CIK Numbers	1184820
SEC CRD Numbers	106530
Legal Entity Identifier	None

Principal Office

2102 N. ELM STREET
SUITE C
GREENSBORO
NC
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic