INVESCO ASSET MANAGEMENT LTD.
Adviser information for INVESCO ASSET MANAGEMENT LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 964 |
|---|---|
| Investment Advisory/Research | 246 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 241 | $107.4B |
| Non-Discretionary | 0 | $0 |
| Total | 241 | $107.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $2.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 133 | $68.7B |
| Pension and profit sharing plans | 28 | $6.9B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 5 | $2.9B |
| Other investment advisers | 59 | $13.7B |
| Insurance companies | 8 | $6.8B |
| Sovereign wealth funds and foreign official institutions | 3 | $5.7B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-50197 |
|---|---|
| SEC ERA File Number | 801-50197 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109985 |
| Legal Entity Identifier | X87LBO0OFEU7S3WI0T57 |
Principal Office
PERPETUAL PARKPERPETUAL PARK DRIVE
HENLEY-ON-THAMES
United Kingdom
Monday - Friday, 9AM TO 5PM
Tel: +441491417000, Fax: +441491471309
Chief Compliance Officer
CHRISTOPHER WILLIAM EDGE
HEAD OF UK COMPLIANCE
PERPETUAL PARK
PERPETUAL PARK DRIVE
HENLEY ON THAMES
United Kingdom
Tel:
+441491416032
Fax:
+441491417309
C***************@**********M
(Full email address available in API data)
Regulatory Contact
FRANCES RAWSON AND LUCY GUDGEON
SENIOR COMPLIANCE MANAGER AND SENIOR COMPLIANCE EXECUTIVE
PERPETUAL PARK
PERPETUAL PARK DRIVE
HENLEY ON THAMES
United Kingdom
Tel:
+441491416387
Fax:
+441491417309
E*****@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial planners |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO LTD. | Foreign Entity | INVESCO UK LIMITED | ULTIMATE PARENT COMPANY | 02/1997 | > 75% |
| INVESCO UK LIMITED | Foreign Entity | – | PARENT COMPANY | 07/1995 | > 75% |
| EDGE, CHRISTOPHER, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | < 5% |
| ROSSANDER, RUPERT | Individual | – | CHIEF LEGAL OFFICER | 11/2015 | < 5% |
| TROTTER, ALAN, JOHN | Individual | – | DIRECTOR / CHIEF FINANCIAL OFFICER | 01/2017 | < 5% |
| WHITMORE, KATIUSCIA | Individual | – | HEAD OF INTERNAL AUDIT | 11/2022 | < 5% |
| BUTCHER, Stephanie, Claire | Individual | – | DIRECTOR / CHIEF INVESTMENT OFFICER / CHIEF EXECUTIVE OFFICER | 01/2020 | < 5% |
| GROSCLAUDE, Matthieu, Etienne Hubert | Individual | – | DIRECTOR / CHIEF OPERATING OFFICER | 03/2019 | < 5% |
| HOLMES, MICHAEL, SQUIRE | Individual | – | CHIEF RISK OFFICER | 11/2022 | < 5% |
| TAYLOR, GEORGINA | Individual | – | DIRECTOR | 01/2024 | < 5% |