MEDIQUS ASSET ADVISORS, INC.
MEDIQUS ASSET ADVISORS INC Legal Name
Adviser information for MEDIQUS ASSET ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,379 | $1.1B |
| Non-Discretionary | 165 | $115.9M |
| Total | 1,544 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 545 | $172.2M |
| HNW Individuals | 300 | $705.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 26 | $74.6M |
| Charitable organizations | 22 | $49.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 82 | $250.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-50225 |
|---|---|
| SEC ERA File Number | 801-50225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107694 |
| Legal Entity Identifier | None |
Principal Office
8750 W. BRYN MAWRSTE 325
CHICAGO
IL
United States
Monday - Friday, 8:30AM - 4:45PM
Tel: 312-419-3733, Fax: 312-332-4908
Chief Compliance Officer
RONALD J. PAPROCKI
PRESIDENT/CHIEF EXECUTIVE OFFICER
8750 W. BRYN MAWR
STE 325
CHICAGO
IL
United States
Tel:
312-419-3733
Fax:
312-332-4908
P*******@**********M
(Full email address available in API data)
Regulatory Contact
MATTHEW W. PAPROCKI
VICE PRESIDENT OF INSTITUTIONAL SERVICES
8750 W. BRYN MAWR
SUITE 325
CHICAGO
IL
United States
Tel:
312-419-3733
Fax:
312-332-4908
M*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAPROCKI, RONALD, JAMES | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 09/2020 | > 75% |
| PAPROCKI, MATTHEW, WALLACE | Individual | – | SECRETARY / VICE PRESIDENT INSTITUTIONAL SERVICES | 12/2022 | < 5% |
| BRASK, KAREN, KOWALL | Individual | – | CHIEF OPERATIONS OFFICER | 01/2023 | < 5% |