THE CAVANAUGH GROUP INC
Adviser information for THE CAVANAUGH GROUP INC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 119 | $434.6M |
| Non-Discretionary | 1 | $2.7M |
| Total | 120 | $437.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $7.5M |
| HNW Individuals | 22 | $422.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.3M |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-50257 |
|---|---|
| SEC ERA File Number | 801-50257 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105931 |
| Legal Entity Identifier | None |
Principal Office
70 FORT WALKER DRIVEHILTON HEAD ISLAND
SC
United States
Monday - Friday, 9:00 A.M. TO 4:30 P.M.
Tel: 410-241-0084, Fax: None
Chief Compliance Officer
JESSICA KEITH
VICE PRESIDENT
70 FORT WALKER DRIVE
HILTON HEAD
SC
United States
Tel:
410-404-0510
J**@*************M
(Full email address available in API data)
Regulatory Contact
DANIEL KEITH
PRESIDENT
70 FORT WALKER DRIVE
HILTON HEAD
SC
United States
Tel:
4102410084
D******@*****M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEITH, DANIEL, CAVANAUGH | Individual | – | PRESIDENT | 10/1995 | > 75% |
| KEITH, JESSICA, PHELPS | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 10/1995 | < 5% |