SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP
Adviser information for SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 132 | $172.0M |
| Total | 132 | $172.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $3.0M |
| HNW Individuals | 39 | $169.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-50346 |
|---|---|
| SEC ERA File Number | 801-50346 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107400 |
| Legal Entity Identifier | None |
Principal Office
42 MAIN STREETSUITE 4
CLINTON
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 908-735-0448, Fax: 908-735-6764
Chief Compliance Officer
DEBORAH A. MILLER
ADM. ASST.
42 MAIN STREET
SUITE 4
CLINTON
NJ
United States
Tel:
9087350448
Fax:
9087356764
S***@**********T
(Full email address available in API data)
Regulatory Contact
MICHAEL D. YOUNG
PRESIDENT/MANAGING DIRECTOR
42 MAIN STREET
SUITE 4
CLINTON
NJ
United States
Tel:
9087350448
Fax:
9087356764
S***@**********T
(Full email address available in API data)
Industry Affiliates
| BETTY SCHRAUFNAGEL | Other investment adviser, including financial planners |
| DEBORAH A MILLER | Other investment adviser, including financial planners |
| MICHAEL D. YOUNG | Sponsor, GP, manager of pooled investment vehicles |
| SIGMA PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SP PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOUNG, MICHAEL, DOUGLAS | Individual | – | PRESIDENT | 03/1995 | > 75% |
| SCHRAUFNAGEL, BETTY, ANN | Individual | – | VICE PRESIDENT | 05/1995 | < 5% |
| MILLER, DEBORAH, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2004 | < 5% |