LAZARD ASSET MANAGEMENT CANADA INC
LAZARD ASSET MANAGEMENT (CANADA)INC Legal Name
Adviser information for LAZARD ASSET MANAGEMENT CANADA INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $3.3B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.0B |
| Pension and profit sharing plans | <5 | $138.9M |
| Charitable organizations | <5 | $112.6M |
| State or municipal gov entities | <5 | $227.6M |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 8 | $1.8B |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-50349 |
|---|---|
| SEC ERA File Number | 801-50349 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106340 |
| Legal Entity Identifier | None |
Principal Office
30 ROCKEFELLER PLAZANEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-632-6000, Fax: 212-332-1703
Chief Compliance Officer
TOMER PEER
DIRECTOR
30 ROCKEFELLER PLAZA
56TH FLOOR
NEW YORK
NY
United States
Tel:
212-632-5832
Fax:
212-332-1703
T*********@*********M
(Full email address available in API data)
Regulatory Contact
MARK ANDERSON
GENERAL COUNSEL
30 ROCKEFELLER PLAZA
56TH FLOOR
NEW YORK
NY
United States
Tel:
212-632-1890
Fax:
212-332-1703
M************@*********M
(Full email address available in API data)
Industry Affiliates
| EDGEWATER SERVICES, LLC | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT (CANADA) SECURITIES, ULC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD ASSET MANAGEMENT (DEUTSCHLAND) GMBH | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT (UK) HOLDINGS LIMITED | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT PACIFIC CO. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD ASSET MANAGEMENT SCHWEIZ AG | Other investment adviser, including financial planners |
| LAZARD ASSET MANAGEMENT SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD FRERES & CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD FRERES GESTION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD FUND MANAGERS (IRELAND) LIMITED | Other investment adviser, including financial planners |
| LAZARD GULF LIMITED | Other investment adviser, including financial planners |
| LAZARD JAPAN ASSET MANAGEMENT K.K. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD KOREA ASSET MANAGEMENT CO., LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAZARD MIDDLE MARKET LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LAZARD SAUDI ARABIA COMPANY | Other investment adviser, including financial planners |
| LAZARD SUSTAINABLE PRIVATE INFRASTRUCTURE (EUROPE) GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC | Domestic Entity | – | PARENT | 01/2003 | > 75% |
| LAZARD GROUP LLC | Domestic Entity | LAZARD FRERES & CO. LLC | SOLE MEMBER | 05/2005 | > 75% |
| LAZARD, INC. | Domestic Entity | LLTD CORP I | SHAREHOLDER | 05/2005 | > 75% |
| LLTD 2 S.A.R.L. | Foreign Entity | LAZARD GROUP LLC | MANAGING MEMBER | 05/2005 | 25-50% |
| LLTD CORP II | Domestic Entity | LAZARD GROUP LLC | MANAGING MEMBER | 05/2005 | 50-75% |
| LAZARD FRERES & CO. LLC | Domestic Entity | LAZARD ASSET MANAGEMENT LLC | MEMBER | 05/1995 | > 75% |
| LLTD CORP I | Domestic Entity | LLTD CORP II | SHAREHOLDER | 05/2005 | > 75% |
| LLTD HOLDING S.A.R.L. | Foreign Entity | LLTD 2 S.A.R.L. | SHAREHOLDER | 05/2017 | > 75% |
| PAUL, NATHAN, ABRAHAM | Individual | – | DIRECTOR AND PRESIDENT | 04/2017 | < 5% |
| ANDERSON, MARK, RICHARD | Individual | – | GENERAL COUNSEL | 04/2017 | < 5% |
| Peer, Tomer, Avraham | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2017 | < 5% |
| RYAN, JENNIFER, ANNE | Individual | – | DIRECTOR | 01/2023 | < 5% |
| LAZARD, INC. | Domestic Entity | LLTD HOLDING S.A.R.L. | SHAREHOLDER | 01/2017 | > 75% |