WOODLEY FARRA

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Indiana, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,370	$1.8B
Non-Discretionary	5	$40.3M
Total	1,375	$1.8B

Clients

Type	Number	RAUM
Individuals	550	$40.4M
HNW Individuals	771	$1.6B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	5	$13.7M
Charitable organizations	48	$138.8M
State or municipal gov entities	<5	$48.0M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	231.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
STIFEL NICOLAUS	STIFEL NICOLAUS
MONEY CONCEPTS	LOCKWOOD ADVISORS/PERSHING
LPL FINANCIAL	LPL FINANCIAL
CEDAR WEALTH PARTNERS	CHARLES SCHWAB
SANCTUARY WEALTH	PERSHING
RAYMOND JAMES	RAYMOND JAMES

Identifiers

SEC RIA File Number	801-50387
SEC ERA File Number	801-50387
SEC CIK Numbers	1165805
SEC CRD Numbers	107660
Legal Entity Identifier	None

Principal Office

8555 N. RIVER ROAD
SUITE 400
INDIANAPOLIS
IN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic