NEEDHAM INVESTMENT MANAGEMENT, LLC
Adviser information for NEEDHAM INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $926.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $926.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $718.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $207.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
250 PARK AVE10TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM EST
Tel: 212-371-8300, Fax: 212-705-0283
Websites
Chief Compliance Officer
JAMES ABBRUZZESE
CCO
250 PARK AVE
10TH FLOOR
NEW YORK
NY
United States
Tel:
212-705-0364
Fax:
212-705-0283
J**@************M
(Full email address available in API data)
Regulatory Contact
SALVATORE MERLINO
CCO
250 PARK AVE
10TH FLOOR
NEW YORK
NY
United States
Tel:
212-705-0302
S*******@************M
(Full email address available in API data)
Industry Affiliates
| NEEDHAM & COMPANY, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEEDHAM CONTRARIAN (QP) FUND, L.P. | Hedge Fund | $42.6M | $1.0M | 21 |
| NEEDHAM EMERGING GROWTH PARTNERS, L.P. | Hedge Fund | $165.3M | $0.5M | 41 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEEDHAM, GEORGE, AUSTIN | Individual | – | PRESIDENT AND CEO | 04/2005 | < 5% |
| NEEDHAM HOLDINGS, LLC | Domestic Entity | NEEDHAM ASSET MANAGEMENT, LLC | MEMBER | 05/2006 | > 75% |
| THE NEEDHAM GROUP, INC. | Domestic Entity | NEEDHAM HOLDINGS, LLC | MEMBER | 12/2004 | > 75% |
| ABBRUZZESE, JAMES, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | < 5% |
| NEEDHAM, GEORGE, AUSTIN | Individual | THE NEEDHAM GROUP, INC. | SHAREHOLDER | 12/2004 | |
| NEEDHAM ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 05/2006 | 50-75% |
| RETZLER, CHRISTOPHER, JOHN | Individual | – | MD/EVP - PORTFOLIO MANAGER | 01/2008 | < 5% |
| BARR, JOHN, OLIVER | Individual | – | MD/EVP - PORTFOLIO MANAGER | 01/2010 | < 5% |
| GIANGRASSO, JAMES, WILLIAM | Individual | – | MANAGING DIRECTOR - CFO, SECRETARY, TREASURER | 02/2011 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 908 DEVICES INC | COM | 206K | 40K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| 908 DEVICES INC | COM | 52K | 10K | – |
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 3M | 169K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| ABRDN HEALTHCARE INVESTORS | SH BEN INT | 1M | 78K | – |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 4M | 248K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 1M | 94K | – |
| ACV AUCTIONS INC | COM CL A | 2M | 87K | Needham Aggressive Growth Fund |
| ADAMS RES & ENERGY INC | COM NEW | 6M | 207K | Needham Aggressive Growth Fund |
| ADTRAN HOLDINGS INC | COM | 8K | 2K | – |
| ADTRAN HOLDINGS INC | COM | 18K | 4K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| ADTRAN HOLDINGS INC | COM | 2M | 310K | Needham Aggressive Growth Fund |
| ADTRAN HOLDINGS INC | COM | 5M | 950K | Needham Small Cap Growth Fund |
| ADTRAN HOLDINGS INC | COM | 763K | 145K | NEEDHAM GROWTH FUND |
| AIR LEASE CORP | CL A | 958K | 20K | – |
| AIR LEASE CORP | CL A | 1M | 25K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| AIR LEASE CORP | CL A | 356K | 8K | NEEDHAM GROWTH FUND |
| AKAMAI TECHNOLOGIES INC | COM | 5M | 55K | NEEDHAM GROWTH FUND |
| AKAMAI TECHNOLOGIES INC | COM | 7M | 80K | Needham Aggressive Growth Fund |
| ALLEGRO MICROSYSTEMS INC | COM | 1M | 51K | Needham Small Cap Growth Fund |
| ALPHA PRO TECH LTD | COM | 3M | 603K | Needham Aggressive Growth Fund |
| ALPHABET INC | CAP STK CL A | 911K | 5K | NEEDHAM GROWTH FUND |
| ALTAIR ENGR INC | COM CL A | 490K | 5K | Needham Small Cap Growth Fund |
| ALTAIR ENGR INC | COM CL A | 4M | 39K | NEEDHAM GROWTH FUND |
| ALTAIR ENGR INC | COM CL A | 15M | 150K | Needham Aggressive Growth Fund |
| AMER SOFTWARE INC | CL A | 13M | 1M | Needham Aggressive Growth Fund |
| ANALOG DEVICES INC | COM | 2M | 10K | NEEDHAM GROWTH FUND |
| APPLE INC | COM | 5M | 24K | Needham Aggressive Growth Fund |
| APPLE INC | COM | 1M | 7K | NEEDHAM GROWTH FUND |
| APPLIED MATLS INC | COM | 2M | 9K | NEEDHAM GROWTH FUND |
| ARLO TECHNOLOGIES INC | COM | 13M | 980K | Needham Aggressive Growth Fund |
| ARTERIS INC | COM | 3M | 410K | Needham Small Cap Growth Fund |
| ARTERIS INC | COM | 15M | 2M | Needham Aggressive Growth Fund |
| ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | NEEDHAM GROWTH FUND |
| ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | Needham Aggressive Growth Fund |
| ASPEN AEROGELS INC | COM | 30M | 1M | Needham Aggressive Growth Fund |
| ASPEN AEROGELS INC | COM | 12M | 493K | Needham Small Cap Growth Fund |
| ASPEN AEROGELS INC | COM | 768K | 32K | – |
| ASPEN AEROGELS INC | COM | 3M | 105K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| ASPEN AEROGELS INC | COM | 10M | 400K | NEEDHAM GROWTH FUND |
| ASTRONICS CORP | COM | 5M | 245K | Needham Aggressive Growth Fund |
| ASURE SOFTWARE INC | COM | 17M | 2M | Needham Aggressive Growth Fund |
| AXT INC | COM | 4M | 1M | Needham Small Cap Growth Fund |
| AXT INC | COM | 254K | 75K | Needham Aggressive Growth Fund |
| AXT INC | COM | 113K | 33K | – |
| AXT INC | COM | 676K | 200K | NEEDHAM GROWTH FUND |
| AXT INC | COM | 450K | 133K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| BADGER METER INC | COM | 2M | 13K | Needham Small Cap Growth Fund |
| BECTON DICKINSON & CO | COM | 4M | 18K | NEEDHAM GROWTH FUND |
| BIGCOMMERCE HLDGS INC | COM SER 1 | 3M | 400K | Needham Small Cap Growth Fund |
| BOEING CO | COM | 819K | 5K | – |
| BOEING CO | COM | 3M | 18K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| BRIGHT HORIZONS FAM SOL IN D | COM | 10M | 93K | Needham Aggressive Growth Fund |
| BRIGHT HORIZONS FAM SOL IN D | COM | 2M | 14K | NEEDHAM GROWTH FUND |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 332K | 9K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 147K | 4K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 1M | 33K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| BROOKFIELD CORP | CL A LTD VT SH | 558K | 13K | – |
| BROOKFIELD REINS LTD | CL A EXCH LT VTG | 166K | 4K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| BROOKFIELD REINS LTD | CL A EXCH LT VTG | 166K | 4K | – |
| BRUKER CORP | COM | 6M | 90K | Needham Aggressive Growth Fund |
| BRUKER CORP | COM | 1M | 20K | Needham Small Cap Growth Fund |
| BRUKER CORP | COM | 1M | 20K | NEEDHAM GROWTH FUND |
| CALIX INC | COM | 6M | 175K | Needham Small Cap Growth Fund |
| CAMBIUM NETWORKS CORP | SHS | 12K | 4K | – |
| CAMBIUM NETWORKS CORP | SHS | 27K | 10K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| CAMBIUM NETWORKS CORP | SHS | 217K | 78K | NEEDHAM GROWTH FUND |
| CAMBIUM NETWORKS CORP | SHS | 2M | 675K | Needham Small Cap Growth Fund |
| CARMAX INC | COM | 5M | 73K | Needham Aggressive Growth Fund |
| CARMAX INC | COM | 6M | 79K | NEEDHAM GROWTH FUND |
| CARTERS INC | COM | 1M | 23K | NEEDHAM GROWTH FUND |
| CARTERS INC | COM | 10M | 165K | Needham Aggressive Growth Fund |
| CENTURI HOLDINGS INC | COM SHS | 341K | 18K | Needham Small Cap Growth Fund |
| CENTURI HOLDINGS INC | COM SHS | 2K | 103 | NEEDHAM EMERGING GROWTH PARTNERS LP |
| CENTURI HOLDINGS INC | COM SHS | 4M | 225K | Needham Aggressive Growth Fund |
| CENTURI HOLDINGS INC | COM SHS | 487 | 25 | – |
| CENTURI HOLDINGS INC | COM SHS | 1M | 55K | NEEDHAM GROWTH FUND |
| CEVA INC | COM | 3M | 150K | Needham Small Cap Growth Fund |
| CHART INDS INC | COM | 3M | 20K | Needham Small Cap Growth Fund |
| CHEVRON CORP NEW | COM | 626K | 4K | – |
| CHEVRON CORP NEW | COM | 782K | 5K | NEEDHAM GROWTH FUND |
| CIENA CORP | COM NEW | 3M | 60K | Needham Small Cap Growth Fund |
| CLEAN HARBORS INC | COM | 882K | 4K | – |
| CLEAN HARBORS INC | COM | 3M | 12K | NEEDHAM GROWTH FUND |
| CLEAN HARBORS INC | COM | 8M | 34K | Needham Aggressive Growth Fund |
| CLEAN HARBORS INC | COM | 2M | 11K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| COGNEX CORP | COM | 2M | 37K | NEEDHAM GROWTH FUND |
| COGNEX CORP | COM | 2M | 48K | Needham Small Cap Growth Fund |
| COGNEX CORP | COM | 7M | 145K | Needham Aggressive Growth Fund |
| COHERENT CORP | COM | 2M | 28K | NEEDHAM GROWTH FUND |
| COHERENT CORP | COM | 362K | 5K | Needham Small Cap Growth Fund |
| COHERENT CORP | COM | 8M | 115K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| COHERENT CORP | COM | 2M | 25K | – |
| COHU INC | COM | 1M | 35K | Needham Small Cap Growth Fund |
| COMCAST CORP NEW | CL A | 3M | 70K | NEEDHAM GROWTH FUND |
| COMCAST CORP NEW | CL A | 8M | 200K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| COMTECH TELECOMMUNICATIONS C | COM NEW | 3M | 1M | Needham Aggressive Growth Fund |
| COMTECH TELECOMMUNICATIONS C | COM NEW | 303K | 100K | Needham Small Cap Growth Fund |
| COMTECH TELECOMMUNICATIONS C | COM NEW | 242K | 80K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| COMTECH TELECOMMUNICATIONS C | COM NEW | 61K | 20K | – |
| CORE MOLDING TECHNOLOGIES IN | COM | 159K | 10K | – |
| CORE MOLDING TECHNOLOGIES IN | COM | 3M | 205K | Needham Aggressive Growth Fund |
| CORE MOLDING TECHNOLOGIES IN | COM | 638K | 40K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| CORNING INC | COM | 2M | 42K | NEEDHAM GROWTH FUND |
| CRA INTL INC | COM | 13M | 78K | Needham Aggressive Growth Fund |
| CRH PLC | ORD | 2M | 28K | Needham Aggressive Growth Fund |
| CRH PLC | ORD | 525K | 7K | NEEDHAM GROWTH FUND |
| CRYOPORT INC | COM PAR $0.001 | 760K | 110K | Needham Small Cap Growth Fund |
| CRYOPORT INC | COM PAR $0.001 | 760K | 110K | Needham Aggressive Growth Fund |
| CRYOPORT INC | COM PAR $0.001 | 346K | 50K | NEEDHAM GROWTH FUND |
| DUPONT DE NEMOURS INC | COM | 966K | 12K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| DUPONT DE NEMOURS INC | COM | 1M | 13K | NEEDHAM GROWTH FUND |
| DUPONT DE NEMOURS INC | COM | 241K | 3K | – |
| ECOVYST INC | COM | 7M | 730K | Needham Aggressive Growth Fund |
| EDUCATIONAL DEV CORP | COM | 1M | 750K | Needham Aggressive Growth Fund |
| ENCOMPASS HEALTH CORP | COM | 4M | 50K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| ENERGY SVCS ACQUISITION CORP | COM | 358K | 50K | Needham Aggressive Growth Fund |
| ENHABIT INC | COM | 312K | 35K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| ENTEGRIS INC | COM | 9M | 64K | Needham Aggressive Growth Fund |
| ENTEGRIS INC | COM | 8M | 60K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| ENTEGRIS INC | COM | 13M | 95K | NEEDHAM GROWTH FUND |
| ENTEGRIS INC | COM | 2M | 15K | – |
| EQUINIX INC | COM | 4M | 5K | Needham Aggressive Growth Fund |
| EQUINIX INC | COM | 1M | 2K | NEEDHAM GROWTH FUND |
| FARO TECHNOLOGIES INC | COM | 13M | 790K | Needham Aggressive Growth Fund |
| FARO TECHNOLOGIES INC | COM | 480K | 30K | Needham Small Cap Growth Fund |
| FARO TECHNOLOGIES INC | COM | 486K | 30K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| FARO TECHNOLOGIES INC | COM | 121K | 8K | – |
| FORMFACTOR INC | COM | 2M | 30K | Needham Small Cap Growth Fund |
| FORMFACTOR INC | COM | 7M | 111K | NEEDHAM GROWTH FUND |
| FORMFACTOR INC | COM | 3M | 45K | – |
| FORMFACTOR INC | COM | 11M | 185K | Needham Aggressive Growth Fund |
| FORMFACTOR INC | COM | 12M | 200K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| FORTREA HLDGS INC | COMMON STOCK | 1M | 45K | Needham Aggressive Growth Fund |
| FORTREA HLDGS INC | COMMON STOCK | 525K | 23K | NEEDHAM GROWTH FUND |
| FORTREA HLDGS INC | COMMON STOCK | 765K | 33K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| FORTREA HLDGS INC | COMMON STOCK | 117K | 5K | – |
| FREQUENCY ELECTRS INC | COM | 983K | 108K | – |
| FREQUENCY ELECTRS INC | COM | 3M | 300K | Needham Small Cap Growth Fund |
| G1 THERAPEUTICS INC | COM | 160K | 70K | Needham Aggressive Growth Fund |
| G1 THERAPEUTICS INC | COM | 34K | 15K | – |
| G1 THERAPEUTICS INC | COM | 137K | 60K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| G1 THERAPEUTICS INC | COM | 80K | 35K | NEEDHAM GROWTH FUND |
| GENERAC HLDGS INC | COM | 4M | 28K | Needham Small Cap Growth Fund |
| GENIUS SPORTS LIMITED | SHARES CL A | 11M | 2M | Needham Aggressive Growth Fund |
| GILEAD SCIENCES INC | COM | 3M | 40K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| GILEAD SCIENCES INC | COM | 961K | 14K | NEEDHAM GROWTH FUND |
| GILEAD SCIENCES INC | COM | 686K | 10K | – |
| GORMAN RUPP CO | COM | 1M | 40K | Needham Aggressive Growth Fund |
| HARMONIC INC | COM | 7M | 600K | Needham Small Cap Growth Fund |
| HAWAIIAN HOLDINGS INC | COM | 497K | 40K | – |
| HAWAIIAN HOLDINGS INC | COM | 2M | 160K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| HEWLETT PACKARD ENTERPRISE C | COM | 1M | 52K | NEEDHAM GROWTH FUND |
| HONEYWELL INTL INC | COM | 4M | 20K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| HONEYWELL INTL INC | COM | 534K | 3K | NEEDHAM GROWTH FUND |
| HUNTINGTON INGALLS INDS INC | COM | 2M | 8K | NEEDHAM GROWTH FUND |
| HUNTINGTON INGALLS INDS INC | COM | 8M | 33K | Needham Aggressive Growth Fund |
| INFINERA CORP | COM | 3M | 500K | Needham Small Cap Growth Fund |
| INTEVAC INC | COM | 386K | 100K | Needham Small Cap Growth Fund |
| KIMBELL RTY PARTNERS LP | UNIT | 416K | 25K | – |
| KLA CORP | COM NEW | 10M | 12K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| KLA CORP | COM NEW | 3M | 4K | – |
| KLAVIYO INC | COM SER A | 373K | 15K | – |
| KLAVIYO INC | COM SER A | 5M | 200K | Needham Aggressive Growth Fund |
| KLAVIYO INC | COM SER A | 1M | 50K | NEEDHAM GROWTH FUND |
| KLAVIYO INC | COM SER A | 1M | 50K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| KVH INDS INC | COM | 2M | 487K | Needham Aggressive Growth Fund |
| KVH INDS INC | COM | 2M | 365K | Needham Small Cap Growth Fund |
| KVH INDS INC | COM | 2M | 389K | NEEDHAM GROWTH FUND |
| KVH INDS INC | COM | 364K | 78K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| KVH INDS INC | COM | 338K | 73K | – |
| LABCORP HOLDINGS INC | COM SHS | 1M | 5K | – |
| LABCORP HOLDINGS INC | COM SHS | 2M | 9K | NEEDHAM GROWTH FUND |
| LABCORP HOLDINGS INC | COM SHS | 3M | 12K | Needham Aggressive Growth Fund |
| LABCORP HOLDINGS INC | COM SHS | 7M | 33K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| LAM RESEARCH CORP | COM | 3M | 3K | NEEDHAM GROWTH FUND |
| LEMAITRE VASCULAR INC | COM | 3M | 39K | Needham Aggressive Growth Fund |
| LINCOLN EDL SVCS CORP | COM | 4M | 350K | Needham Aggressive Growth Fund |
| LINDBLAD EXPEDITIONS HLDGS I | COM | 101K | 10K | – |
| LINDBLAD EXPEDITIONS HLDGS I | COM | 403K | 42K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| LUMENTUM HLDGS INC | COM | 5M | 100K | Needham Small Cap Growth Fund |
| LUNA INNOVATIONS INC | COM | 1M | 400K | Needham Aggressive Growth Fund |
| MARKEL GROUP INC | COM | 3M | 2K | Needham Aggressive Growth Fund |
| MARKEL GROUP INC | COM | 788K | 500 | NEEDHAM GROWTH FUND |
| MARVELL TECHNOLOGY INC | COM | 3M | 41K | NEEDHAM GROWTH FUND |
| MARVELL TECHNOLOGY INC | COM | 1M | 21K | Needham Small Cap Growth Fund |
| MATIV HOLDINGS INC | COM | 7M | 430K | Needham Aggressive Growth Fund |
| MATRIX SVC CO | COM | 10M | 1M | Needham Aggressive Growth Fund |
| MAXLINEAR INC | COM | 5M | 238K | Needham Small Cap Growth Fund |
| MDU RES GROUP INC | COM | 4M | 175K | Needham Aggressive Growth Fund |
| MDU RES GROUP INC | COM | 1M | 40K | NEEDHAM GROWTH FUND |
| MEDTRONIC PLC | SHS | 2M | 24K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| MEDTRONIC PLC | SHS | 2M | 20K | NEEDHAM GROWTH FUND |
| MEDTRONIC PLC | SHS | 590K | 8K | – |
| MERCURY SYS INC | COM | 2M | 88K | Needham Small Cap Growth Fund |
| MKS INSTRS INC | COM | 3M | 20K | Needham Small Cap Growth Fund |
| MKS INSTRS INC | COM | 2M | 15K | – |
| MKS INSTRS INC | COM | 3M | 25K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| MKS INSTRS INC | COM | 5M | 41K | Needham Aggressive Growth Fund |
| MKS INSTRS INC | COM | 3M | 22K | NEEDHAM GROWTH FUND |
| MURPHY OIL CORP | COM | 825K | 20K | Needham Small Cap Growth Fund |
| NAVIGATOR HLDGS LTD | SHS | 349K | 20K | NEEDHAM GROWTH FUND |
| NAVIGATOR HLDGS LTD | SHS | 4M | 219K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| NAVIGATOR HLDGS LTD | SHS | 1M | 67K | – |
| NLIGHT INC | COM | 1M | 135K | NEEDHAM GROWTH FUND |
| NLIGHT INC | COM | 6M | 560K | Needham Small Cap Growth Fund |
| NLIGHT INC | COM | 15M | 1M | Needham Aggressive Growth Fund |
| NLIGHT INC | COM | 284K | 26K | – |
| NLIGHT INC | COM | 948K | 87K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| NORTHERN TECHNOLOGIES INTL C | COM | 7M | 415K | Needham Aggressive Growth Fund |
| NOVA LTD | COM | 10M | 44K | NEEDHAM GROWTH FUND |
| NOVA LTD | COM | 15M | 64K | Needham Aggressive Growth Fund |
| NOVA LTD | COM | 3M | 13K | – |
| NOVA LTD | COM | 13M | 55K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| NVENT ELECTRIC PLC | SHS | 6M | 75K | Needham Aggressive Growth Fund |
| NVENT ELECTRIC PLC | SHS | 3M | 35K | NEEDHAM GROWTH FUND |
| OIL DRI CORP AMER | COM | 15M | 242K | Needham Aggressive Growth Fund |
| OMNICELL COM | COM | 2M | 88K | Needham Aggressive Growth Fund |
| PARSONS CORP DEL | COM | 7M | 82K | NEEDHAM GROWTH FUND |
| PARSONS CORP DEL | COM | 3M | 35K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| PARSONS CORP DEL | COM | 573K | 7K | Needham Small Cap Growth Fund |
| PARSONS CORP DEL | COM | 9M | 114K | Needham Aggressive Growth Fund |
| PARSONS CORP DEL | COM | 818K | 10K | – |
| PDF SOLUTIONS INC | COM | 6M | 170K | Needham Small Cap Growth Fund |
| PDF SOLUTIONS INC | COM | 10M | 285K | NEEDHAM GROWTH FUND |
| PDF SOLUTIONS INC | COM | 32M | 875K | Needham Aggressive Growth Fund |
| PHOTRONICS INC | COM | 556K | 23K | Needham Small Cap Growth Fund |
| PHOTRONICS INC | COM | 7M | 298K | Needham Aggressive Growth Fund |
| PHOTRONICS INC | COM | 1M | 45K | – |
| PHOTRONICS INC | COM | 5M | 190K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| PHOTRONICS INC | COM | 4M | 159K | NEEDHAM GROWTH FUND |
| PRECISION OPTICS CORP INC MA | COM NEW | 2M | 367K | Needham Aggressive Growth Fund |
| PURE STORAGE INC | CL A | 642K | 10K | Needham Small Cap Growth Fund |
| QUEST DIAGNOSTICS INC | COM | 753K | 6K | NEEDHAM GROWTH FUND |
| QUEST DIAGNOSTICS INC | COM | 411K | 3K | Needham Aggressive Growth Fund |
| RESEARCH SOLUTIONS INC | COM | 7M | 3M | Needham Aggressive Growth Fund |
| ROGERS CORP | COM | 5M | 40K | Needham Small Cap Growth Fund |
| RTX CORPORATION | COM | 502K | 5K | – |
| RTX CORPORATION | COM | 201K | 2K | NEEDHAM GROWTH FUND |
| SITIME CORP | COM | 1M | 10K | Needham Aggressive Growth Fund |
| SITIME CORP | COM | 2M | 13K | NEEDHAM GROWTH FUND |
| SITIME CORP | COM | 3M | 25K | Needham Small Cap Growth Fund |
| SMITH MIDLAND CORP | COM | 5M | 185K | Needham Aggressive Growth Fund |
| SOUTHWEST AIRLS CO | COM | 692K | 24K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| SOUTHWEST AIRLS CO | COM | 316K | 11K | – |
| STANDARD BIOTOOLS INC | COM | 48K | 27K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| STANDARD BIOTOOLS INC | COM | 13K | 7K | – |
| STANDARD BIOTOOLS INC | COM | 2M | 950K | Needham Small Cap Growth Fund |
| SUPER MICRO COMPUTER INC | COM | 25M | 31K | NEEDHAM GROWTH FUND |
| SUPER MICRO COMPUTER INC | COM | 55M | 67K | Needham Aggressive Growth Fund |
| SUPER MICRO COMPUTER INC | COM | 2M | 3K | – |
| SUPER MICRO COMPUTER INC | COM | 20M | 24K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| SURO CAPITAL CORP | COM NEW | 291K | 73K | – |
| SURO CAPITAL CORP | COM NEW | 1M | 309K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| TERADYNE INC | COM | 3M | 18K | NEEDHAM GROWTH FUND |
| TERADYNE INC | COM | 2M | 13K | Needham Aggressive Growth Fund |
| THE TRADE DESK INC | COM CL A | 5M | 47K | NEEDHAM GROWTH FUND |
| THE TRADE DESK INC | COM CL A | 1M | 12K | Needham Aggressive Growth Fund |
| THERMO FISHER SCIENTIFIC INC | COM | 7M | 13K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| THERMO FISHER SCIENTIFIC INC | COM | 9M | 16K | NEEDHAM GROWTH FUND |
| THERMON GROUP HLDGS INC | COM | 16M | 535K | Needham Aggressive Growth Fund |
| THREDUP INC | CL A | 10M | 6M | Needham Aggressive Growth Fund |
| TRANSCAT INC | COM | 3M | 28K | Needham Aggressive Growth Fund |
| TTM TECHNOLOGIES INC | COM | 1M | 75K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| TTM TECHNOLOGIES INC | COM | 1M | 53K | NEEDHAM GROWTH FUND |
| TTM TECHNOLOGIES INC | COM | 7M | 376K | Needham Small Cap Growth Fund |
| TTM TECHNOLOGIES INC | COM | 486K | 25K | – |
| UGI CORP NEW | COM | 458K | 20K | – |
| UNISYS CORP | COM NEW | 351K | 85K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| UNISYS CORP | COM NEW | 16M | 4M | Needham Aggressive Growth Fund |
| UNISYS CORP | COM NEW | 2M | 425K | NEEDHAM GROWTH FUND |
| UNISYS CORP | COM NEW | 2M | 475K | Needham Small Cap Growth Fund |
| UNISYS CORP | COM NEW | 103K | 25K | – |
| UNIVERSAL TECHNICAL INST INC | COM | 5M | 290K | Needham Aggressive Growth Fund |
| VAIL RESORTS INC | COM | 2M | 10K | Needham Small Cap Growth Fund |
| VEECO INSTRS INC DEL | COM | 4M | 80K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| VEECO INSTRS INC DEL | COM | 4M | 94K | NEEDHAM GROWTH FUND |
| VEECO INSTRS INC DEL | COM | 3M | 65K | Needham Small Cap Growth Fund |
| VEECO INSTRS INC DEL | COM | 16M | 348K | Needham Aggressive Growth Fund |
| VEECO INSTRS INC DEL | COM | 1M | 25K | – |
| VERIZON COMMUNICATIONS INC | COM | 825K | 20K | – |
| VERTIV HOLDINGS CO | COM CL A | 1M | 13K | NEEDHAM GROWTH FUND |
| VERTIV HOLDINGS CO | COM CL A | 22M | 249K | Needham Aggressive Growth Fund |
| VIASAT INC | COM | 1M | 110K | Needham Small Cap Growth Fund |
| VIASAT INC | COM | 762K | 60K | – |
| VIASAT INC | COM | 95K | 8K | NEEDHAM GROWTH FUND |
| VIASAT INC | COM | 2M | 190K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| VICOR CORP | COM | 6M | 185K | Needham Small Cap Growth Fund |
| VICOR CORP | COM | 4M | 125K | NEEDHAM GROWTH FUND |
| VICOR CORP | COM | 17M | 500K | Needham Aggressive Growth Fund |
| VICOR CORP | COM | 829K | 25K | – |
| VICOR CORP | COM | 2M | 50K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| VISHAY INTERTECHNOLOGY INC | COM | 1M | 60K | Needham Small Cap Growth Fund |
| VISHAY INTERTECHNOLOGY INC | COM | 3M | 145K | NEEDHAM GROWTH FUND |
| VISHAY INTERTECHNOLOGY INC | COM | 16M | 700K | Needham Aggressive Growth Fund |
| VISHAY PRECISION GROUP INC | COM | 3M | 90K | Needham Small Cap Growth Fund |
| VISHAY PRECISION GROUP INC | COM | 17M | 550K | Needham Aggressive Growth Fund |
| VITAL FARMS INC | COM | 20M | 418K | Needham Aggressive Growth Fund |
| WABTEC | COM | 474K | 3K | Needham Aggressive Growth Fund |
| WABTEC | COM | 2M | 15K | – |
| WABTEC | COM | 6M | 40K | NEEDHAM EMERGING GROWTH PARTNERS LP |
| YEXT INC | COM | 1M | 270K | Needham Small Cap Growth Fund |
| ZUORA INC | COM CL A | 8M | 773K | Needham Small Cap Growth Fund |