MPM WEALTH ADVISORS
MODERN PORTFOLIO MANAGEMENT INC Legal Name
Adviser information for MPM WEALTH ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 887 | $335.9M |
| Non-Discretionary | 1,516 | $459.1M |
| Total | 2,403 | $795.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 849 | $209.5M |
| HNW Individuals | 266 | $537.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $4.7M |
| Charitable organizations | <5 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $41.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 21 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsMODEL PORTFOLIO PROVIDER |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-50488 |
|---|---|
| SEC ERA File Number | 801-50488 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104926 |
| Legal Entity Identifier | None |
Principal Office
7429 INTERNATIONAL DRIVESUITE A
HOLLAND
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 419-861-1400, Fax: 419-861-1450
Chief Compliance Officer
CHRISTINE OHM
COO
7429 INTERNATIONAL DRIVE
SUITE A
HOLLAND
OH
United States
Tel:
419-861-1400
Fax:
419-861-1450
C****@************M
(Full email address available in API data)
Regulatory Contact
SEAN S. SHINABERRY
CEO/CFO
7429 INTERNATIONAL DRIVE
SUITE A
HOLLAND
OH
United States
Tel:
419-861-1400
Fax:
419-861-1450
S***********@************M
(Full email address available in API data)
Industry Affiliates
| BAHIYA FAWAZ CPA | Accountant or accounting firm |
| BEENE, GARTER, A DOEREN MAHEW FIRM | Accountant or accounting firm |
| JAMES W. HUNTINGTON | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MPM WEALTH ADVISORS INC. | Domestic Entity | – | SHAREHOLDER | 12/2009 | > 75% |
| OHM, CHRISTINE, ELEVICH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2013 | < 5% |
| DAMASCO, GEORGE, THOMAS | Individual | – | PARTNER, VICE PRESIDENT | 01/2016 | < 5% |
| OHM, BRYAN, FREDERICK | Individual | – | FOUNDING PARTNER & CO-PRESIDENT | 12/2009 | < 5% |
| SHINABERRY, SEAN, SCOTT | Individual | – | PARTNER, CEO, CFO & TREASURER | 01/2010 | < 5% |
| HEINTSCHEL, CHELSEA, OHM | Individual | – | PARTNER, VICE PRESIDENT, CHIEF OPERATING OFFICER & SECRETARY | 01/2016 | < 5% |
| DAMASCO, GEORGE, THOMAS | Individual | – | FOUNDING PARTNER & CO-PRESIDENT | 12/2009 | < 5% |