MOLER CAPITAL MANAGEMENT
MOLER CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for MOLER CAPITAL MANAGEMENT last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 329 | $158.6M |
| Non-Discretionary | 0 | $0 |
| Total | 329 | $158.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43 | $18.3M |
| HNW Individuals | 36 | $116.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $9.3M |
| Charitable organizations | <5 | $13.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $815,453 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-50628 |
|---|---|
| SEC ERA File Number | 801-50628 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106969 |
| Legal Entity Identifier | None |
Principal Office
9966 AMETHYST HILLS STREETLAS VEGAS
NV
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 949-748-3993, Fax: 949-748-3995
Chief Compliance Officer
RANDALL G. MOLER
PRINCIPAL
9030 W. SAHARA AVE.
SUITE 212
LAS VEGAS
NV
United States
Tel:
949-748-3993
Fax:
949-748-3995
M**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOLER, NANCY, LYNN | Individual | – | MANAGER, TRUSTEE OF THE MOLER LIVING TRUST-1992 DATED JULY 21, 1992 | 01/2016 | > 75% |
| MOLER, RANDALL, G. | Individual | – | MANAGER, TRUSTEE OF THE MOLER LIVING TRUST-1992 DATED JULY 21, 1992 | 01/2016 | > 75% |
| MOLER, RANDALL, G. | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | > 75% |
| MOLER LIVING TRUST-1992 DATED JULY 21, 1992 | Domestic Entity | – | MEMBER | 01/2016 | > 75% |