ADELL HARRIMAN & CARPENTER
ADELL HARRIMAN & CARPENTER INC Legal Name
Adviser information for ADELL HARRIMAN & CARPENTER last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,963 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 1,963 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 251 | $84.3M |
| HNW Individuals | 427 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $24.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 28 | $110.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
2700 POST OAK BLVD, STE 1200HOUSTON
TX
United States
Monday - Friday, 8:30 AM-5:00 PM M-TH; 8:00 AM-4:30 PM F
Tel: 713-621-1155, Fax: 713-621-7318
Chief Compliance Officer
LEIA P. CARPENTER
PRINCIPAL
2700 POST OAK BLVD., STE 1200
HOUSTON
TX
United States
Tel:
713-621-1155
Fax:
713-621-7318
L****@************M
(Full email address available in API data)
Regulatory Contact
KAREN T. SCOTT
CLIENT RELATIONSHIP MANAGER
2700 POST OAK BLVD STE 1200
HOUSTON
TX
United States
Tel:
(713) 621-1155
Fax:
713-621-7318
K*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADELL, STEPHEN, DECATUR | Individual | – | PRINCIPAL | 01/1995 | 10-25% |
| CARPENTER, LEIA, POWELL | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 01/1995 | 25-50% |
| BERRY, MARCUS, WILSON | Individual | – | PRINCIPAL | 01/2020 | 10-25% |
| JOHNSON, SCOT, WALLACE | Individual | – | PRINCIPAL | 01/2021 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Abbott Laboratories | Com | 2M | 16K | – |
| AbbVie Inc | Com | 29M | 171K | – |
| Accenture PLC | Com | 451K | 1K | – |
| Adobe Inc | Com | 5M | 9K | – |
| Advanced Micro Devices | Com | 4M | 26K | – |
| Agilent Technologies Inc | Com | 207K | 2K | – |
| Alphabet Inc Class A | Com | 26M | 144K | – |
| Alphabet Inc Class C | Com | 19M | 101K | – |
| Amazon.com Inc | Com | 39M | 202K | – |
| American Tower Corp | Com | 8M | 42K | – |
| Amgen Inc | Com | 5M | 17K | – |
| Analog Devices Inc | Com | 303K | 1K | – |
| Apple Inc | Com | 83M | 396K | – |
| Applied Materials Inc | Com | 212K | 898 | – |
| ASML Holding NV | Com | 868K | 849 | – |
| AT&T Inc | Com | 2M | 122K | – |
| Automatic Data Processing Inc | Com | 789K | 3K | – |
| Bank of America Corp | Com | 2M | 42K | – |
| Berkshire Hathaway Inc Class B | Com | 589K | 1K | – |
| BlackRock Inc | Com | 7M | 9K | – |
| Blackstone Inc | Com | 33M | 267K | – |
| Boeing Co | Com | 433K | 2K | – |
| Bristol-Myers Squibb Company | Com | 225K | 5K | – |
| Broadcom Inc | Com | 91M | 57K | – |
| Caterpillar Inc | Com | 661K | 2K | – |
| Chesapeake Utilities Corp | Com | 722K | 7K | – |
| Chevron Corp | Com | 11M | 73K | – |
| Cisco Systems Inc | Com | 9M | 182K | – |
| Citigroup Inc | Com | 970K | 15K | – |
| Coca Cola Company | Com | 8M | 129K | – |
| Comcast Corp A | Com | 3M | 78K | – |
| ConocoPhillips | Com | 778K | 7K | – |
| Costco Wholesale Corp | Com | 31M | 36K | – |
| Crowdstrike Hldgs Inc Cl A | Com | 16M | 42K | – |
| Crown Castle Inc | Com | 527K | 5K | – |
| Cummins Inc | Com | 4M | 14K | – |
| Danaher Corp | Com | 4M | 16K | – |
| Darden Restaurants Inc. | Com | 4M | 25K | – |
| Devon Energy Corporation | Com | 233K | 5K | – |
| Diamondback Energy Inc | Com | 962K | 5K | – |
| Digital Realty Trust Inc | Com | 5M | 31K | – |
| Dow Inc | Com | 3M | 64K | – |
| Duke Energy Corp | Com | 236K | 2K | – |
| Eaton Corp PLC | Com | 16M | 50K | – |
| Eli Lilly and Company | Com | 9M | 10K | – |
| Emerson Electric Co | Com | 11M | 99K | – |
| Enbridge Inc | Com | 4M | 109K | – |
| Energy Transfer LP | Com | 3M | 188K | – |
| Enterprise Products Partners LP | Com | 6M | 203K | – |
| EOG Resources Inc | Com | 378K | 3K | – |
| Equinix Inc | Com | 15M | 20K | – |
| Exxon Mobil Corporation | Com | 20M | 173K | – |
| Fidelity Blue Chip Growth ETF | Com | 1M | 32K | – |
| General Dynamics Corporation | Com | 276K | 950 | – |
| General Electric Company | Com | 206K | 1K | – |
| General Mills Inc | Com | 576K | 9K | – |
| Goldman Sachs Access Ultra Short Bd ETF | Com | 4M | 87K | – |
| Goldman Sachs Group Inc | Com | 10M | 22K | – |
| Home Depot Inc | Com | 22M | 63K | – |
| Honeywell International | Com | 12M | 56K | – |
| Independent Bank Group In | Com | 354K | 8K | – |
| Intel Corp | Com | 721K | 23K | – |
| International Business Machines | Com | 11M | 62K | – |
| Intuitive Surgical Inc | Com | 267K | 600 | – |
| Invesco CEF Income Composite | Com | 619K | 33K | – |
| Invesco QQQ Trust Series 1 | Com | 435K | 908 | – |
| Invesco Senior Loan | Com | 4M | 179K | – |
| Iron Mountain Inc | Com | 30M | 333K | – |
| iShares 0-5 Year High Yield Corporate Bond | Com | 7M | 172K | – |
| iShares Biotechnology ETF | Com | 1M | 8K | – |
| iShares Core Dividend Growth ETF | Com | 602K | 10K | – |
| iShares Core S&P 500 | Com | 441K | 806 | – |
| iShares Dow Jones US Basic Materials Sector Index | Com | 362K | 3K | – |
| iShares Dow Jones US Healthcare Sector Index | Com | 322K | 5K | – |
| iShares Dow Jones US Real Estate | Com | 1M | 12K | – |
| iShares Morningstar Growth ETF | Com | 3M | 31K | – |
| iShares Morningstar Mid Cap Core Index | Com | 414K | 6K | – |
| iShares Morningstar Small-Cap Growth ETF | Com | 400K | 9K | – |
| iShares MSCI Emerging Markets ETF | Com | 496K | 12K | – |
| iShares Preferred & Income Securities ETF | Com | 223K | 7K | – |
| iShares Russell 1000 Growth ETF | Com | 345K | 946 | – |
| iShares Russell 2000 ETF | Com | 705K | 3K | – |
| iShares S&P Global 100 Index | Com | 319K | 3K | – |
| iShares U.S. Financials ETF | Com | 516K | 5K | – |
| iShares U.S. Industrials ETF | Com | 883K | 7K | – |
| iShares U.S. Technology ETF | Com | 2M | 16K | – |
| iShares US Consumer Services ETF | Com | 696K | 9K | – |
| Johnson & Johnson | Com | 7M | 48K | – |
| Joint Corp | Com | 703K | 50K | – |
| JP Morgan Chase & Co. | Com | 23M | 115K | – |
| JPMorgan Ultra-Short Income ETF | Com | 4M | 87K | – |
| JPMorgan Ultra-Short Municipal Inc ETF | Com | 596K | 12K | – |
| Kinder Morgan Inc | Com | 1M | 56K | – |
| KKR & Co Inc A | Com | 27M | 259K | – |
| L3 Harris Technologies Inc | Com | 736K | 3K | – |
| Lockheed Martin Corp | Com | 277K | 592 | – |
| Lowe's Companies Inc | Com | 366K | 2K | – |
| Lyondellbasell Industries N V | Com | 6M | 65K | – |
| MainStreet Capital Corp | Com | 20M | 405K | – |
| Marathon Petroleum Corp | Com | 6M | 37K | – |
| Marvell Technology Inc | Com | 5M | 78K | – |
| Mastercard Inc | Com | 14M | 32K | – |
| McDonald's Corporation | Com | 7M | 29K | – |
| Mercadolibre Inc | Com | 279K | 170 | – |
| Merck & Co Inc | Com | 7M | 53K | – |
| Meta Platforms Inc | Com | 2M | 4K | – |
| Micron Technology Inc | Com | 6M | 45K | – |
| Microsoft Corp | Com | 68M | 152K | – |
| Mondelez Intl Inc | Com | 6M | 97K | – |
| Morgan Stanley | Com | 4M | 39K | – |
| MPLX LP | Com | 2M | 50K | – |
| Netflix Inc | Com | 1M | 2K | – |
| NextEra Energy Inc | Com | 4M | 56K | – |
| Nvidia Corp | Com | 113M | 912K | – |
| Oneok Inc | Com | 324K | 4K | – |
| Oracle Corporation | Com | 11M | 81K | – |
| Palo Alto Networks Com | Com | 37M | 108K | – |
| Pepsico Incorporated | Com | 14M | 84K | – |
| Permian Resources Corp A | Com | 233K | 14K | – |
| Pfizer Inc | Com | 475K | 17K | – |
| Philip Morris International Inc | Com | 234K | 2K | – |
| Phillips 66 | Com | 13M | 93K | – |
| Polo Ralph Lauren Corp Cl A | Com | 505K | 3K | – |
| Procter & Gamble Co | Com | 3M | 18K | – |
| ProLogis Inc | Com | 6M | 49K | – |
| Proshares Ultra QQQ | Com | 483K | 5K | – |
| Proshares Ultra Short S&P500 | Com | 230K | 10K | – |
| Public Storage Inc | Com | 354K | 1K | – |
| Qualcomm Incorporated | Com | 17M | 84K | – |
| Quanta Services Inc | Com | 30M | 120K | – |
| Regeneron Pharmaceuticals | Com | 529K | 503 | – |
| RTX Corporation | Com | 6M | 63K | – |
| Salesforce Inc | Com | 10M | 40K | – |
| Shell PLC A Spons ADR | Com | 9M | 120K | – |
| Sherwin Williams Co | Com | 3M | 9K | – |
| Simon Property Group Inc | Com | 3M | 17K | – |
| SPDR Blackstone / GSO Senior Loan ETF | Com | 6M | 154K | – |
| SPDR Bloomberg Short Term High Yield Bond ETF | Com | 5M | 185K | – |
| SPDR S&P 500 Trust | Com | 440K | 808 | – |
| Starbucks Corp | Com | 2M | 22K | – |
| Starwood Property Trust Inc | Com | 6M | 316K | – |
| Super Micro Computer Inc | Com | 3M | 3K | – |
| Taiwan Semiconductor Manufacturing Co Ltd ADR | Com | 2M | 9K | – |
| Target Corporation | Com | 429K | 3K | – |
| Tesla Inc | Com | 2M | 9K | – |
| Texas Instruments Inc | Com | 3M | 14K | – |
| Thermo Fisher Scientific Inc | Com | 7M | 12K | – |
| Toronto-Dominion Bank | Com | 913K | 17K | – |
| United Rentals Inc | Com | 517K | 800 | – |
| UnitedHealth Group Inc | Com | 16M | 32K | – |
| Valero Energy Corp | Com | 11M | 70K | – |
| Vanguard S&P 500 | Com | 350K | 700 | – |
| Verizon Communications | Com | 5M | 116K | – |
| Visa Inc | Com | 28M | 108K | – |
| Walmart Inc | Com | 9M | 138K | – |
| Walt Disney Co | Com | 1M | 14K | – |
| Waste Management Inc | Com | 491K | 2K | – |
| Williams Companies | Com | 19M | 449K | – |