IRIDIAN ASSET MANAGEMENT LLC
Adviser information for IRIDIAN ASSET MANAGEMENT LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 11 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 21 | $372.3M |
Non-Discretionary | 0 | $0 |
Total | 21 | $372.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 9 | $84.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 5 | $179.9M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $83.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $18.1M |
Other | <5 | $6.5M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 5 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
120 POST ROAD WESTSUITE 201
WESTPORT
CT
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 203-341-7800, Fax: 203-341-7809
Chief Compliance Officer
MARTHA E. FOX
CHIEF COMPLIANCE OFFICER
120 POST ROAD WEST
SUITE 201
WESTPORT
CT
United States
Tel:
203-341-9053
Fax:
203-341-7809
M***@**********M
(Full email address available in API data)
Regulatory Contact
PAUL WOLT
CHIEF FINANCIAL OFFICER
120 POST ROAD WEST
SUITE 201
WESTPORT
CT
United States
Tel:
203-341-9012
Fax:
203-341-7809
P****@**********M
(Full email address available in API data)
Industry Affiliates
CET PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
COLE PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
CORSTAN ASSOCIATES LLC | Sponsor, GP, manager of pooled investment vehicles |
IRIDIAN VENTURES LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
IRIDIAN EAGLE FUND, LP | Hedge Fund | $57.9M | $1.0M | 50 |
IRIDIAN GLOBAL IMPACT FUND, LP | LONG ONLY SECURITIES | $1.6M | $1.0M | 2 |
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND, LP | LONG ONLY SECURITIES | $70.2M | $1.0M | 24 |
IRIDIAN WASABI FUND, LP | Hedge Fund | $26.7M | $1.0M | 3 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
IRIDIAN EMPLOYEE HOLDINGS LLC | Domestic Entity | – | MEMBER | 11/2012 | 50-75% |
RAKER, TODD, DUNKIN | Individual | – | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER | 01/2022 | < 5% |
MORRIS, COLIN, JOHN | Individual | – | DIRECTOR OF MARKETING, EXECUTIVE COMMITTEE MEMBER | 01/2022 | < 5% |
SCANLAN, RAYMOND, EDWARD | Individual | – | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | 01/2022 | < 5% |
KARCUB LLC | Domestic Entity | – | MEMBER; MANAGER | 01/2022 | 25-50% |
STONE, ERIC, SHANE | Individual | – | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | 01/2022 | < 5% |
RAKER, TODD, DUNKIN | Individual | KARCUB LLC | MEMBER; MANAGER | 01/2022 | > 75% |
KARCUB LLC | Domestic Entity | IRIDIAN EMPLOYEE HOLDINGS LLC | MEMBER; MANAGER | 01/2022 | |
FOX, MARTHA, ELLEN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ACV AUCTIONS INC | COM CL A | 22M | 1M | NA |
ELEVANCE HEALTH INC | COM | 19M | 35K | NA |
AVANTOR INC | COM | 3M | 162K | NA |
AXSOME THERAPEUTICS INC | COM | 10M | 127K | NA |
BAKER HUGHES COMPANY | CL A | 5M | 151K | NA |
BEACON ROOFING SUPPLY INC | COM | 6M | 66K | NA |
BELLRING BRANDS INC | COMMON STOCK | 5M | 80K | NA |
BILL HOLDINGS INC | COM | 12M | 232K | NA |
BLOOM ENERGY CORP | COM CL A | 771K | 63K | NA |
CHAMPIONX CORPORATION | COM | 4M | 127K | NA |
CHARLES RIV LABS INTL INC | COM | 10M | 46K | NA |
CHART INDS INC | COM | 4M | 25K | NA |
CLEAN ENERGY FUELS CORP | COM | 391K | 146K | NA |
CLEAR SECURE INC | COM CL A | 5M | 274K | NA |
CROWN HLDGS INC | COM | 19M | 254K | NA |
CROWN HLDGS INC | COM | 1M | 20K | NA |
DANIMER SCIENTIFIC INC | COM CL A | 7K | 12K | NA |
DIGITALBRIDGE GROUP INC | CL A NEW | 4M | 325K | NA |
ELEMENT SOLUTIONS INC | COM | 7M | 256K | NA |
FORTREA HLDGS INC | COMMON STOCK | 1M | 52K | NA |
GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 8K | 23K | NA |
GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 1M | 20K | NA |
HILTON GRAND VACATIONS INC | COM | 12M | 288K | NA |
INTERCONTINENTAL EXCHANGE IN | COM | 6M | 46K | NA |
ISHARES TR | RUSSELL 2000 ETF | 41M | 200K | NA |
KKR & CO INC | COM | 4M | 40K | NA |
KATAPULT HOLDINGS INC | COM NEW | 5M | 314K | NA |
LPL FINL HLDGS INC | COM | 13M | 47K | NA |
LABCORP HOLDINGS INC | COM SHS | 6M | 32K | NA |
LITHIA MTRS INC | COM | 18M | 73K | NA |
MAGNITE INC | COM | 244K | 18K | NA |
MERCURY SYS INC | COM | 255K | 9K | NA |
MOLINA HEALTHCARE INC | COM | 898K | 3K | NA |
NRG ENERGY INC | COM NEW | 384K | 5K | NA |
GEN DIGITAL INC | COM | 12M | 471K | NA |
ON SEMICONDUCTOR CORP | COM | 5M | 74K | NA |
POST HLDGS INC | COM | 22M | 213K | NA |
PRECIGEN INC | COM | 3M | 2M | NA |
RENTOKIL INITIAL PLC | SPONSORED ADR | 16M | 543K | NA |
RESTAURANT BRANDS INTL INC | COM | 4M | 51K | NA |
SPDR S&P 500 ETF TR | TR UNIT | 54M | 100K | NA |
LIGHT & WONDER INC | COM | 5M | 46K | NA |
TECK RESOURCES LTD | CL B | 3M | 56K | NA |
TG THERAPEUTICS INC | COM | 700K | 39K | NA |
TRAVEL PLUS LEISURE CO | COM | 24M | 527K | NA |
WARNER BROS DISCOVERY INC | COM SER A | 1M | 188K | NA |
WOLFSPEED INC | COM | 3M | 124K | NA |
ZILLOW GROUP INC | CL C CAP STK | 1M | 29K | NA |
CLARIVATE PLC | ORD SHS | 6M | 1M | NA |
AVADEL PHARMACEUTICALS PLC | COM SHS | 2M | 118K | NA |
HERBALIFE LTD | COM SHS | 16M | 2M | NA |
FLEX LTD | ORD | 17M | 585K | NA |