ALTA CAPITAL MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Utah, United States

Employees

Total Number of Employees	28
Investment Advisory/Research	18
Registered Broker-Dealer Representatives	6
Registered State Investment Advisers	15
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,396	$1.7B
Non-Discretionary	0	$0
Total	1,396	$1.7B

Clients

Type	Number	RAUM
Individuals	982	$384.6M
HNW Individuals	281	$620.9M
Banking or thrift institutions	0	$0
Investment companies	1	$65.4M
Business development companies	0	$0
Pooled investment vehicles	3	$45.5M
Pension and profit sharing plans	29	$171.3M
Charitable organizations	7	$19.9M
State or municipal gov entities	<5	$3.0M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	83	$336.2M
Other	25	$63.4M

Type	Number
No. of Non-RAUM Clients	16
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	230.8M
Both for Same	0

Portfolio Manager to Program	Sponsor
UMA	FDX ADVISORS, INC.
UMA	ENVESTNET PMC
UMA/ MASTERS & DMA	WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ACCESS	CHARLES SCHWAB & CO., INC.
UMA	AMERIPRISE FINANCIAL SERVICES, LLC
SMA	HIGHTOWER ADVISORS, LLC
MAC	D.A. DAVIDSON & CO.
BRINKER UMA	BRINKER CAPITAL INC
UMA	AXXCESS WEALTH MANAGEMENT, LLC
UMA	TOWNSQUARE CAPITAL, LLC
UMA & SMA	MOUNT YALE INVESTMENT ADVISORS, LLC
SMARTX	SMARTX ADVISORY SOLUTIONS
CANACCORD GENUITY WEALTH MANAGEMENT	CANACCORD GENUITY WEALTH MANAGEMENT
UMA	EPIC TRUST INVESTMENT ADVISORS LLC
LPL MANAGER ACCESS SELECT & MODEL	LPL FINANCIAL LLC
MODEL DELIVERY PROGRAM	MORGAN STANLEY
UMA PROGRAM	ORION PORTFOLIO SOLUTIONS, LLC
UMA	ALPINE HILL ADVISORS LLC

Identifiers

SEC RIA File Number	801-50778
SEC ERA File Number	801-50778
SEC CIK Numbers	1093589
SEC CRD Numbers	106786
Legal Entity Identifier	None

Principal Office

6440 SOUTH WASATCH BLVD
SUITE 260
SALT LAKE CITY
UT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic