WINDWARD CAPITAL MANAGEMENT CO

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	8
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	4
No. of Firms/People that Solicit Clients	6

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	216	$1.2B
Non-Discretionary	0	$0
Total	216	$1.2B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	195	$1.1B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	9	$55.4M
Charitable organizations	0	$0
State or municipal gov entities	10	$53.3M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$3.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	5.0M
Both for Same	0

Portfolio Manager to Program	Sponsor
MANAGED ACCOUNTS CONSULTING IRA ROLLOVER	MORGAN STANLEY
MANAGED ACCOUNTS CONSULTING IRA ROLLOVER	FIDELITY INVESTMENTS

Identifiers

SEC RIA File Number	801-50819
SEC ERA File Number	801-50819
SEC CIK Numbers	1078635
SEC CRD Numbers	106908
Legal Entity Identifier	None

Principal Office

11111 SANTA MONICA BOULEVARD
SUITE 1200
LOS ANGELES
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic