Hedge Fund Database

LITMAN GREGORY WEALTH MANAGEMENT, LLC

Adviser information for LITMAN GREGORY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,645 $2.1B
Non-Discretionary 245 $325.9M
Total 1,890 $2.4B

Clients

Type Number RAUM
Individuals 148 $85.9M
HNW Individuals 381 $2.0B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $14.5M
Charitable organizations 16 $261.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $26.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-50916
SEC ERA File Number 801-50916
SEC CIK Numbers 1551867
SEC CRD Numbers 107611
Legal Entity Identifier None

Principal Office

1100 LARKSPUR LANDING CIRCLE
SUITE 300
LARKSPUR
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 415-461-8999, Fax: 415-461-9099

Websites

www.linkedin.com/company/litman-gregory www.lgam.com

Chief Compliance Officer

KATHLYNE KIAIE
DIRECTOR - CHIEF COMPLIANCE OFFICER
1100 LARKSPUR LANDING CIRCLE
SUITE 300
LARKSPUR
CA
United States
Tel: 415-461-8999
(Full email address available in API data)

Regulatory Contact

AMANDA BALITSKY
VP - COMPLIANCE
1676 N. CALIFORNIA BLVD.
SUITE 200
WALNUT CREEK
CA
United States
Tel: 925-254-8999
(Full email address available in API data)

Industry Affiliates

ASSET PRESERVATION ADVISORS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BERKSHIRE ASSET MANAGEMENT, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DOLAN MCENIRY CAPITAL MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
DYNAMIC BETA INVESTMENTS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
IM GLOBAL PARTNER FUND MANAGEMENT LLC Other investment adviser, including financial planners
RICHARD BERNSTEIN ADVISORS LLC Other investment adviser, including financial planners
SCHARF INVESTMENTS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CECCARELLI, JENNIFER, ANN Individual – MANAGING DIRECTOR - CHIEF OPERATIONS OFFICER 01/2011 < 5%
IM SQUARE PARTNERS HOLDING (FRANCE) Foreign Entity IM SQUARE HOLDING 9 LLC (US) HOLDING COMPANY 10/2022 > 75%
LEGENDRE HOLDING 36 Foreign Entity IM SQUARE SAS (FRANCE) HOLDING COMPANY 06/2015 50-75%
EURAZEO SE Foreign Entity LEGENDRE HOLDING 36 PARENT 04/2014 > 75%
IM SQUARE SAS (FRANCE) Foreign Entity IM SQUARE PARTNERS HOLDING (FRANCE) PARENT 12/2020 > 75%
KIAIE, KATHLYNE, KNOBLOCH Individual – DIRECTOR - CHIEF COMPLIANCE OFFICER 04/2022 < 5%
IM SQUARE HOLDING 9 LLC (US) Domestic Entity – OWNER 01/2023 > 75%
SEELEY, JEFFREY, KENT Individual – CHIEF EXECUTIVE OFFICER 04/2022 < 5%
JC DECAUX HOLDING SAS Foreign Entity EURAZEO SE SHAREHOLDER 01/2022 25-50%

No. Employees, Historic

6030020202021202220232024202559 on 3/25/202059 on 6/24/202059 on 7/31/202059 on 10/29/202059 on 10/30/202059 on 11/20/202052 on 3/17/202153 on 6/3/202126 on 10/1/202126 on 3/31/202226 on 3/31/202226 on 4/20/202226 on 7/19/202226 on 12/8/202225 on 3/29/202325 on 5/15/202325 on 6/5/202325 on 6/28/202327 on 8/10/202325 on 3/28/2024

RAUM, Historic

5B3B02020202120222023202420254440313454 on 3/25/20204440313454 on 6/24/20204440313454 on 7/31/20204440313454 on 10/29/20204440313454 on 10/30/20204440313454 on 11/20/20204319496858 on 3/17/20214319496858 on 6/3/20212328577695 on 10/1/20212357077801 on 3/31/20222357077801 on 3/31/20222357077801 on 4/20/20222357077801 on 7/19/20222357077801 on 12/8/20221992719165 on 3/29/20231992719165 on 5/15/20231992719165 on 6/5/20231992719165 on 6/28/20231992719165 on 8/10/20232411865613 on 3/28/2024

No. Clients, Historic

6003000202020212022202320242025494 on 3/25/2020494 on 6/24/2020494 on 7/31/2020494 on 10/29/2020494 on 10/30/2020494 on 11/20/2020498 on 3/17/2021498 on 6/3/2021506 on 10/1/2021518 on 3/31/2022518 on 3/31/2022518 on 4/20/2022518 on 7/19/2022518 on 12/8/2022422 on 3/29/2023422 on 5/15/2023422 on 6/5/2023422 on 6/28/2023422 on 8/10/2023558 on 3/28/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 272K 2K –
ALPHABET INC CAP STK CL A 11M 60K –
ALPHABET INC CAP STK CL C 12M 68K –
AMAZON COM INC COM 736K 4K –
AMEREN CORP COM 231K 3K –
APPLE INC COM 29M 139K –
AT&T INC COM 946K 50K –
AUTOMATIC DATA PROCESSING IN COM 273K 1K –
BLACKROCK MUNIHLDNGS CALI QL COM 195K 18K –
BLACKSTONE INC COM 1M 8K –
BOEING CO COM 592K 3K –
BOOKING HOLDINGS INC COM 11M 3K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 1M 35K –
CDW CORP COM 8M 37K –
COPART INC COM 9M 163K –
DBX ETF TR XTRACK MSCI EURP 431K 10K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 285K 8K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 407K 7K –
DIMENSIONAL ETF TRUST US EQUITY ETF 528K 9K –
DISNEY WALT CO COM 427K 4K –
EDWARDS LIFESCIENCES CORP COM 12M 129K –
ELI LILLY & CO COM 226K 250 –
FORD MTR CO DEL COM 193K 15K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 7K –
INVESCO QQQ TR UNIT SER 1 229K 477 –
ISHARES INC MSCI EMRG CHN 230K 4K –
ISHARES INC MSCI WORLD ETF 1M 9K –
ISHARES INC ESG AWR MSCI EM 3M 102K –
ISHARES INC CORE MSCI EMKT 38M 714K –
ISHARES TR IBOXX HI YD ETF 204K 3K –
ISHARES TR RUS 2000 VAL ETF 211K 1K –
ISHARES TR S&P 500 VAL ETF 216K 1K –
ISHARES TR RUS 1000 GRW ETF 288K 791 –
ISHARES TR ESG AWR MSCI USA 357K 3K –
ISHARES TR U.S. TECH ETF 408K 3K –
ISHARES TR SELECT DIVID ETF 411K 3K –
ISHARES TR S&P 500 GRWT ETF 457K 5K –
ISHARES TR ESG AWR US AGRGT 459K 10K –
ISHARES TR CORE MSCI EURO 462K 8K –
ISHARES TR US TREAS BD ETF 493K 22K –
ISHARES TR ESG AWRE 1 5 YR 557K 23K –
ISHARES TR U.S. FIN SVC ETF 938K 14K –
ISHARES TR CORE HIGH DV ETF 1M 10K –
ISHARES TR RUS 1000 VAL ETF 1M 7K –
ISHARES TR BROAD USD HIGH 1M 35K –
ISHARES TR CORE S&P US VLU 1M 15K –
ISHARES TR S&P 100 ETF 1M 5K –
ISHARES TR MSCI EMG MKT ETF 1M 35K –
ISHARES TR CORE S&P US GWT 2M 13K –
ISHARES TR MSCI USA ESG SLC 2M 15K –
ISHARES TR RUS MID CAP ETF 2M 25K –
ISHARES TR CORE MSCI EAFE 2M 29K –
ISHARES TR CORE US AGGBD ET 4M 43K –
ISHARES TR MSCI KLD400 SOC 5M 46K –
ISHARES TR ESG AWARE MSCI 6M 155K –
ISHARES TR 7-10 YR TRSY BD 6M 65K –
ISHARES TR ESG AW MSCI EAFE 7M 89K –
ISHARES TR RUS 1000 ETF 8M 25K –
ISHARES TR CORE DIV GRWTH 8M 140K –
ISHARES TR MSCI EAFE ETF 15M 190K –
ISHARES TR CORE S&P SCP ETF 15M 142K –
ISHARES TR CORE S&P TTL STK 20M 168K –
ISHARES TR RUSSELL 2000 ETF 25M 121K –
ISHARES TR CORE MSCI INTL 64M 981K –
ISHARES TR CORE S&P500 ETF 125M 228K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 693K 12K –
JOHNSON & JOHNSON COM 339K 2K –
JPMORGAN CHASE & CO. COM 399K 2K –
KRAFT HEINZ CO COM 314K 10K –
LITMAN GREGORY FDS TR IMGP DBI HEDGE S 2M 68K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 27M 914K –
MARSH & MCLENNAN COS INC COM 379K 2K –
MCDONALDS CORP COM 249K 976 –
META PLATFORMS INC CL A 14M 29K –
MICROSOFT CORP COM 18M 39K –
MOTOROLA SOLUTIONS INC COM NEW 15M 38K –
NUSHARES ETF TR NUVEEN ESG SMLCP 207K 5K –
NUSHARES ETF TR NUVEEN ESG US 967K 44K –
OLD DOMINION FREIGHT LINE IN COM 2M 11K –
OREILLY AUTOMOTIVE INC COM 3M 3K –
PAYPAL HLDGS INC COM 11M 196K –
PEPSICO INC COM 338K 2K –
PIMCO ETF TR BROAD US TIPS 2M 32K –
POOL CORP COM 3M 10K –
S&P GLOBAL INC COM 5M 11K –
SCHWAB STRATEGIC TR SHT TM US TRES 245K 5K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 290K 4K –
SCHWAB STRATEGIC TR US LRG CAP ETF 297K 5K –
SCHWAB STRATEGIC TR FUNDAMENTAL US B 488K 7K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 629K 21K –
SCHWAB STRATEGIC TR US SML CAP ETF 869K 18K –
SCHWAB STRATEGIC TR US TIPS ETF 45M 858K –
SELECT SECTOR SPDR TR SBI CONS STPLS 246K 3K –
SELECT SECTOR SPDR TR ENERGY 463K 5K –
SPDR GOLD TR GOLD SHS 444K 2K –
SPDR INDEX SHS FDS GLB NAT RESRCE 430K 8K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 459K 857 –
SPDR SER TR PORTFOLIO SHORT 27M 900K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 8M 210K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 10M 60K –
TCW ETF TRUST FLEXIBLE INCOME 300K 8K –
TCW ETF TRUST TRANSFRM 500 ETF 11M 174K –
TCW STRATEGIC INCOME FD INC COM 77K 16K –
TEXAS PACIFIC LAND CORPORATI COM 2M 3K –
TORONTO DOMINION BK ONT COM NEW 337K 6K –
TRACTOR SUPPLY CO COM 14M 51K –
UNITEDHEALTH GROUP INC COM 13M 26K –
US BANCORP DEL COM NEW 2M 39K –
VANGUARD BD INDEX FDS SHORT TRM BOND 388K 5K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 22M 300K –
VANGUARD INDEX FDS SM CP VAL ETF 213K 1K –
VANGUARD INDEX FDS GROWTH ETF 257K 687 –
VANGUARD INDEX FDS SMALL CP ETF 561K 3K –
VANGUARD INDEX FDS MID CAP ETF 746K 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 923K 11K –
VANGUARD INDEX FDS VALUE ETF 2M 14K –
VANGUARD INDEX FDS TOTAL STK MKT 61M 229K –
VANGUARD INDEX FDS S&P 500 ETF SHS 123M 247K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 279K 4K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 472K 4K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 31K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 43M 977K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 30K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 15M 185K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 17M 67K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 7M 39K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 88M 2M –
VANGUARD WORLD FD MEGA GRWTH IND 5M 16K –
VERIZON COMMUNICATIONS INC COM 369K 9K –
VISA INC COM CL A 16M 60K –
WISDOMTREE TR FLOATNG RAT TREA 337K 7K –
WISDOMTREE TR INTL EQUITY FD 376K 7K –