Hedge Fund Database

AVANTAX PLANNING PARTNERS, INC.

Adviser information for AVANTAX PLANNING PARTNERS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Iowa, United States

Employees

Total Number of Employees 248
Investment Advisory/Research 248
Registered Broker-Dealer Representatives 92
Registered State Investment Advisers 248
Licensed Agents of an Insurance Company 31
No. of Firms/People that Solicit Clients 29

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 12,284 $6.4B
Non-Discretionary 2 $4.9M
Total 12,286 $6.4B

Clients

Type Number RAUM
Individuals 5,920 $1.5B
HNW Individuals 980 $3.0B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 548 $1.7B
Charitable organizations 114 $50.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 108 $163.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-50939
SEC ERA File Number 801-50939
SEC CIK Numbers 1005441
SEC CRD Numbers 106237
Legal Entity Identifier None

Principal Office

3390 ASBURY ROAD
DUBUQUE
IA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 563-582-2855, Fax: 563-582-1040

Websites

www.avantax.com/retirement-planning/ www.avantax.com/planning-partners/ www.linkedin.com/company/avantax-planning-partners/ www.facebook.com/avantaxplanningpartners/ www.youtube.com/c/avantaxwealth

Chief Compliance Officer

MELISSA LONER
VICE PRESIDENT
3200 OLYMPUS BLVD.
SUITE 100
DALLAS
TX
United States
Tel: 972-870-6221
(Full email address available in API data)

Regulatory Contact

ABDIEL A. VALENZUELA
DIRECTOR, COMPLIANCE
3200 OLYMPUS BLVD.
SUITE 100
DALLAS
TX
United States
Tel: 972-870-6221
(Full email address available in API data)

Industry Affiliates

ASSOCIATES IN EXCELLENCE, INC. Pension consultant
AVANTAX ADVISORY SERVICES Other investment adviser, including financial planners
AVANTAX INSURANCE AGENCY, LLC Insurance company or agency
AVANTAX INSURANCE SERVICES, INC. Insurance company or agency
AVANTAX INVESTMENT SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CETERA ADVISOR NETWORKS INSURANCE SERVICES LLC Insurance company or agency
CETERA ADVISOR NETWORKS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CETERA ADVISORS INSURANCE SERVICES LLC Insurance company or agency
CETERA ADVISORS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisor
CETERA ADVISORY SERVICES LLC Other investment adviser, including financial planners
CETERA FINANCIAL SPECIALISTS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CETERA INSURANCE AGENCY, LLC Insurance company or agency
CETERA INVESTMENT ADVISERS LLC Other investment adviser, including financial planners
CETERA INVESTMENT MANAGEMENT LLC Other investment adviser, including financial planners
CETERA INVESTMENT SERVICES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CETERA TRUST COMPANY, N.A. Trust company
FASI INSURANCE SERVICES, INC. Insurance company or agency
FASI OF TX, INC. Insurance company or agency
FIRST ALLIED RETIREMENT SERVICES, INC. Pension consultant
NFG BROKERAGE, LLC Insurance company or agency
THE RETIREMENT PLANNING GROUP, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROSALEZ, LOUIE, ALAN Individual – SR. VICE PRESIDENT 02/2012 < 5%
Mackay, Todd, Christopher Individual – PRESIDENT 07/2020 < 5%
ROD, CHRIS, G Individual – CO-TREASURER 07/2020 < 5%
SPIRIT ACQUISITIONS, LLC. Domestic Entity – SOLE SHAREHOLDER 07/2020 > 75%
AVANTAX WM HOLDINGS, INC. Domestic Entity SPIRIT ACQUISITIONS, LLC. MANAGING MEMBER 07/2020
PROJECT BASEBALL SUB, INC. Domestic Entity AVANTAX WM HOLDINGS, INC. SOLE SHAREHOLDER 09/2015 > 75%
AVANTAX, INC. Domestic Entity AVANTAX HOLDINGS, LLC SHAREHOLDER 10/2022 > 75%
AVANTAX HOLDINGS, LLC Domestic Entity PROJECT BASEBALL SUB, INC. SHAREHOLDER 10/2022 > 75%
ALLEN, JASON, JEFFREY Individual – VICE PRESIDENT 04/2022 < 5%
LONER, MELISSA, RILYNN Individual – CHIEF COMPLIANCE OFFICER 02/2023 < 5%
ARETEC GROUP, INC. Domestic Entity AVANTAX, INC. SOLE SHAREHOLDER 11/2023 > 75%
GC TWO INTERMEDIATE HOLDINGS, INC. Domestic Entity ARETEC GROUP, INC. SOLE SHAREHOLDER 11/2023 > 75%
GC THREE HOLDINGS, INC. Domestic Entity GC TWO HOLDINGS, INC. SOLE SHAREHOLDER 11/2023 > 75%
ALLEN, JASON, JEFFREY Individual – VICE PRESIDENT 04/2022 < 5%
SHORES, ALLAN, KEITH Individual – CO-TREASURER 01/2024 < 5%
Chaffin, Gary, Lynn Individual – TAX OFFICER 01/2024 < 5%
NEARY, JOSEPH, DANIEL Individual – VICE PRESIDENT 01/2024 < 5%
GOK, LISA, ANNE Individual – CO-SECRETARY 01/2024 < 5%
LEE, WINNIE, AI-LING Individual – ASST. SECRETARY 01/2024 < 5%
Van Havermaat, David, James Individual – ASST. SECRETARY 01/2024 < 5%
GC TWO HOLDINGS, INC. Foreign Entity GC TWO INTERMEDIATE HOLDINGS, INC. SOLE SHAREHOLDER 11/2023 > 75%

No. Employees, Historic

3001500201920202021202220232024202590 on 7/2/2019103 on 3/29/2020103 on 6/29/2020103 on 7/2/2020103 on 7/7/2020103 on 10/14/2020103 on 12/14/2020103 on 1/4/2021103 on 2/12/2021103 on 3/30/2021103 on 6/2/2021103 on 6/3/2021103 on 8/27/2021125 on 3/22/2022125 on 5/31/2022125 on 7/11/2022125 on 11/16/2022125 on 2/2/2023125 on 2/15/2023239 on 3/30/2023239 on 5/31/2023239 on 9/28/2023239 on 12/26/2023239 on 2/21/2024239 on 2/22/2024248 on 3/28/2024

RAUM, Historic

7B4B020192020202120222023202420253160640372 on 7/2/20194052385016 on 3/29/20204052385016 on 6/29/20204052385016 on 7/2/20204052385016 on 7/7/20204052385016 on 10/14/20204052385016 on 12/14/20204052385016 on 1/4/20214052385016 on 2/12/20214592459984 on 3/30/20214592459984 on 6/2/20214592459984 on 6/3/20214592459984 on 8/27/20215785921128 on 3/22/20225785921128 on 5/31/20225785921128 on 7/11/20225785921128 on 11/16/20225785921128 on 2/2/20235785921128 on 2/15/20235456488469 on 3/30/20235456488469 on 5/31/20235456488469 on 9/28/20235456488469 on 12/26/20235456488469 on 2/21/20245456488469 on 2/22/20246377152299 on 3/28/2024

No. Clients, Historic

8,0004,000020192020202120222023202420253806 on 7/2/20194448 on 3/29/20204448 on 6/29/20204448 on 7/2/20204448 on 7/7/20204448 on 10/14/20204448 on 12/14/20204448 on 1/4/20214448 on 2/12/20214470 on 3/30/20214470 on 6/2/20214470 on 6/3/20214470 on 8/27/20214789 on 3/22/20224789 on 5/31/20224789 on 7/11/20224789 on 11/16/20224789 on 2/2/20234789 on 2/15/20237350 on 3/30/20237350 on 5/31/20237350 on 9/28/20237350 on 12/26/20237350 on 2/21/20247350 on 2/22/20247670 on 3/28/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 4M 38K –
ABBOTT LABS COM 3M 26K –
ABBVIE INC COM 12M 68K –
ABVC BIOPHARMA INC COM NEW 30K 39K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 4K –
ADOBE INC COM 2M 4K –
ADVANCED MICRO DEVICES INC COM 2M 11K –
AFLAC INC COM 526K 6K –
AGNC INVT CORP COM 167K 17K –
ALLIANT ENERGY CORP COM 1M 29K –
ALLSTATE CORP COM 483K 3K –
ALPHABET INC CAP STK CL A 5M 29K –
ALPHABET INC CAP STK CL C 2M 12K –
ALPS ETF TR INTL SEC DV DOG 36M 1M –
ALTRIA GROUP INC COM 6M 142K –
AMAZON COM INC COM 6M 32K –
AMER STATES WTR CO COM 248K 3K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 23M 373K –
AMERICAN CENTY ETF TR US SML CP VALU 87M 966K –
AMERICAN ELEC PWR CO INC COM 336K 4K –
AMERICAN EXPRESS CO COM 961K 4K –
AMERICAN TOWER CORP NEW COM 1M 6K –
AMERIPRISE FINL INC COM 222K 519 –
AMGEN INC COM 7M 24K –
AMPHENOL CORP NEW CL A 260K 4K –
APPLE INC COM 40M 189K –
APPLIED MATLS INC COM 3M 12K –
ARCHER DANIELS MIDLAND CO COM 4M 60K –
ARS PHARMACEUTICALS INC COM 274K 32K –
ASENSUS SURGICAL INC COM 4K 13K –
AT&T INC COM 1M 66K –
AUTOMATIC DATA PROCESSING IN COM 5M 20K –
BANK AMERICA CORP COM 6M 160K –
BARRICK GOLD CORP COM 204K 12K –
BAYFIRST FINANCIAL CORP COM 652K 56K –
BECTON DICKINSON & CO COM 274K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 7M 18K –
BEST BUY INC COM 260K 3K –
BLACK HILLS CORP COM 2M 33K –
BLACKROCK ENHANCED EQUITY DI COM 406K 50K –
BLACKROCK INC COM 7M 8K –
BLACKSTONE INC COM 420K 3K –
BLUE OWL CAPITAL CORPORATION COM 1M 86K –
BOEING CO COM 1M 7K –
BOOKING HOLDINGS INC COM 2M 385 –
BOSTON SCIENTIFIC CORP COM 371K 5K –
BP PLC SPONSORED ADR 264K 7K –
BRIDGEWATER BANCSHARES INC COM 152K 13K –
BRISTOL-MYERS SQUIBB CO COM 394K 9K –
BROADCOM INC COM 17M 10K –
BROOKFIELD INFRAST PARTNERS LP INT UNIT 486K 18K –
BUILDERS FIRSTSOURCE INC COM 206K 1K –
C H ROBINSON WORLDWIDE INC COM NEW 9M 103K –
CADENCE BANK COM 224K 8K –
CADRENAL THERAPEUTICS INC COM 53K 113K –
CAESARS ENTERTAINMENT INC NE COM 663K 17K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 844K 26K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 470K 18K –
CARDINAL HEALTH INC COM 217K 2K –
CARNIVAL CORP UNIT 99/99/9999 556K 30K –
CASEYS GEN STORES INC COM 2M 4K –
CATERPILLAR INC COM 2M 7K –
CBIZ INC COM 371K 5K –
CELANESE CORP DEL COM 356K 3K –
CENTENE CORP DEL COM 227K 3K –
CERO THERAPEUTICS HLDGS INC CLASS A COM 24K 80K –
CHEVRON CORP NEW COM 11M 71K –
CHIPOTLE MEXICAN GRILL INC COM 320K 5K –
CHUBB LIMITED COM 217K 851 –
CHURCH & DWIGHT CO INC COM 213K 2K –
CISCO SYS INC COM 8M 177K –
CITIGROUP INC COM NEW 284K 4K –
CLOROX CO DEL COM 299K 2K –
COCA COLA CO COM 13M 205K –
COHERENT CORP COM 348K 5K –
COLGATE PALMOLIVE CO COM 497K 5K –
COMCAST CORP NEW CL A 685K 18K –
CONOCOPHILLIPS COM 4M 36K –
CONSOLIDATED EDISON INC COM 939K 10K –
CONSTELLATION BRANDS INC CL A 2M 7K –
CONSTELLATION ENERGY CORP COM 420K 2K –
CORTEVA INC COM 241K 4K –
COSTCO WHSL CORP NEW COM 10M 12K –
CSX CORP COM 541K 16K –
CUMMINS INC COM 539K 2K –
CURTISS WRIGHT CORP COM 269K 992 –
CVS HEALTH CORP COM 258K 4K –
DANAHER CORPORATION COM 588K 2K –
DEERE & CO COM 8M 21K –
DELTA AIR LINES INC DEL COM NEW 221K 5K –
DEVON ENERGY CORP NEW COM 244K 5K –
DICKS SPORTING GOODS INC COM 231K 1K –
DIGITAL RLTY TR INC COM 328K 2K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 19M 581K –
DIMENSIONAL ETF TRUST US EQUITY ETF 2M 29K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 4M 133K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 1M 37K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 307K 5K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 87K –
DIREXION SHS ETF TR NAS100 EQL WGT 211K 2K –
DISNEY WALT CO COM 1M 12K –
DNP SELECT INCOME FD INC COM 98K 12K –
DOW INC COM 298K 6K –
DUKE ENERGY CORP NEW COM NEW 2M 16K –
DUPONT DE NEMOURS INC COM 416K 5K –
EATON CORP PLC SHS 672K 2K –
EATON VANCE TX ADV GLBL DIV COM 291K 16K –
EDWARDS LIFESCIENCES CORP COM 216K 2K –
ELEVANCE HEALTH INC COM 209K 386 –
ELI LILLY & CO COM 4M 5K –
EMERSON ELEC CO COM 1M 11K –
ENBRIDGE INC COM 288K 8K –
ENERGY TRANSFER L P COM UT LTD PTN 431K 27K –
ENTERPRISE PRODS PARTNERS L COM 579K 20K –
EOG RES INC COM 5M 42K –
ERIE INDTY CO CL A 451K 1K –
ESSEX PPTY TR INC COM 266K 977 –
EXELON CORP COM 250K 7K –
EXTRA SPACE STORAGE INC COM 260K 2K –
EXXON MOBIL CORP COM 11M 92K –
FASTENAL CO COM 9M 142K –
FEDERAL AGRIC MTG CORP CL C 224K 1K –
FEDERATED HERMES INC CL B 230K 7K –
FEDEX CORP COM 313K 1K –
FIFTH THIRD BANCORP COM 218K 6K –
FIRST INTST BANCSYSTEM INC COM 314K 11K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 603K 35K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 1M 13K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 217K 4K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 47M 914K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 355K 12K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 10M 390K –
FIRST TR LRG CP VL ALPHADEX COM SHS 210K 3K –
FIRST TR NAS100 EQ WEIGHTED SHS 634K 5K –
FIRST TR NASDAQ 100 TECH IND SHS 256K 1K –
FIRST TR VALUE LINE DIVID IN SHS 252K 6K –
FISERV INC COM 1M 7K –
FLEX LTD ORD 466K 16K –
FORD MTR CO DEL COM 801K 64K –
GALLAGHER ARTHUR J & CO COM 898K 3K –
GARMIN LTD SHS 377K 2K –
GE AEROSPACE COM NEW 336K 2K –
GENERAL DYNAMICS CORP COM 2M 6K –
GENERAL MLS INC COM 561K 9K –
GENUINE PARTS CO COM 2M 17K –
GILEAD SCIENCES INC COM 252K 4K –
GLOBAL PMTS INC COM 453K 5K –
GLOBAL X FDS S&P 500 COVERED 3M 71K –
GRAINGER W W INC COM 381K 422 –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 268K 5K –
GRITSTONE BIO INC COM 11K 18K –
GSK PLC SPONSORED ADR 423K 11K –
HANESBRANDS INC COM 127K 26K –
HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 1M 28K –
HARTFORD FINL SVCS GROUP INC COM 268K 3K –
HCW BIOLOGICS INC COM 181K 280K –
HEARTLAND FINL USA INC COM 330K 7K –
HEWLETT PACKARD ENTERPRISE C COM 265K 13K –
HIGH TIDE INC COM NEW 28K 13K –
HOME DEPOT INC COM 11M 33K –
HONEYWELL INTL INC COM 684K 3K –
HOWMET AEROSPACE INC COM 254K 3K –
HUB CYBER SECURITY LTD ORD SHS NEW 15K 18K –
HUBBELL INC COM 1M 3K –
ILLINOIS TOOL WKS INC COM 3M 15K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 26M 1M –
INGERSOLL RAND INC COM 229K 3K –
INNOVATOR ETFS TRUST GRWT100 PWR BUF 207K 3K –
INNOVATOR ETFS TRUST INTRNL DEV APRL 805K 30K –
INNOVATOR ETFS TRUST INTRNL DEV JAN 278K 9K –
INNOVATOR ETFS TRUST US EQT PWR BUF 361K 10K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 230K 6K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 261K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 389K 10K –
INTEL CORP COM 978K 32K –
INTERACTIVE BROKERS GROUP IN COM CL A 220K 2K –
INTERNATIONAL BUSINESS MACHS COM 10M 55K –
INTERNATIONAL PAPER CO COM 387K 9K –
INTUIT COM 1M 2K –
INTUITIVE MACHINES INC CLASS A COM 44K 13K –
INTUITIVE SURGICAL INC COM NEW 919K 2K –
INVESCO EXCH TRADED FD TR II CALIF AMT MUN 626K 25K –
INVESCO EXCH TRADED FD TR II PFD ETF 4M 308K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 1M 35K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 324K 4K –
INVESCO QQQ TR UNIT SER 1 5M 11K –
ISHARES INC CORE MSCI EMKT 14M 269K –
ISHARES INC MSCI EMRG CHN 764K 13K –
ISHARES SILVER TR ISHARES 326K 12K –
ISHARES TR 0-3 MNTH TREASRY 211K 2K –
ISHARES TR CALIF MUN BD ETF 694K 12K –
ISHARES TR CORE 1 5 YR USD 252K 5K –
ISHARES TR CORE MSCI INTL 2M 32K –
ISHARES TR CORE MSCI TOTAL 2M 37K –
ISHARES TR CORE S&P MCP ETF 1M 23K –
ISHARES TR CORE S&P SCP ETF 213K 2K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR CORE US AGGBD ET 12M 127K –
ISHARES TR CRE U S REIT ETF 1M 19K –
ISHARES TR EAFE GRWTH ETF 999K 10K –
ISHARES TR EAFE VALUE ETF 11M 204K –
ISHARES TR ESG AW MSCI EAFE 2M 21K –
ISHARES TR ESG AWR MSCI USA 304K 3K –
ISHARES TR ESG AWRE 1 5 YR 511K 21K –
ISHARES TR ESG SCRND S&P SM 664K 18K –
ISHARES TR FLTG RATE NT ETF 666K 13K –
ISHARES TR GLOB INDSTRL ETF 568K 4K –
ISHARES TR GLOBAL ENERG ETF 220K 5K –
ISHARES TR GLOBAL TECH ETF 366K 4K –
ISHARES TR IBDS DEC28 ETF 2M 86K –
ISHARES TR IBONDS 24 TRM HG 3M 123K –
ISHARES TR IBONDS 24 TRM TS 7M 291K –
ISHARES TR IBONDS 25 TRM TS 1M 60K –
ISHARES TR IBONDS 26 TRM TS 1M 48K –
ISHARES TR IBONDS 27 ETF 214K 9K –
ISHARES TR IBONDS DEC 631K 24K –
ISHARES TR IBONDS DEC 2032 2M 96K –
ISHARES TR IBONDS DEC 2033 2M 88K –
ISHARES TR IBONDS DEC 25 631K 24K –
ISHARES TR IBONDS DEC 26 614K 24K –
ISHARES TR IBONDS DEC 27 428K 17K –
ISHARES TR IBONDS DEC 28 372K 15K –
ISHARES TR IBONDS DEC2026 3M 117K –
ISHARES TR IBONDS DEC24 ETF 855K 34K –
ISHARES TR IBONDS DEC25 ETF 646K 26K –
ISHARES TR IBOXX HI YD ETF 842K 11K –
ISHARES TR IBOXX INV CP ETF 608K 6K –
ISHARES TR INTL SEL DIV ETF 3M 103K –
ISHARES TR ISHARES BIOTECH 228K 2K –
ISHARES TR MSCI EAFE ETF 1M 17K –
ISHARES TR MSCI EMG MKT ETF 3M 81K –
ISHARES TR MSCI USA ESG SLC 1M 12K –
ISHARES TR MSCI USA VALUE 2M 17K –
ISHARES TR NATIONAL MUN ETF 35M 327K –
ISHARES TR RUS 1000 ETF 240K 807 –
ISHARES TR RUS 1000 GRW ETF 32M 89K –
ISHARES TR RUS 1000 VAL ETF 2M 12K –
ISHARES TR RUS 2000 GRW ETF 6M 22K –
ISHARES TR RUS 2000 VAL ETF 10M 63K –
ISHARES TR RUS MD CP GR ETF 14M 130K –
ISHARES TR RUS MDCP VAL ETF 11M 93K –
ISHARES TR RUS MID CAP ETF 360K 4K –
ISHARES TR RUSSELL 2000 ETF 2M 8K –
ISHARES TR RUSSELL 3000 ETF 622K 2K –
ISHARES TR S&P 500 GRWT ETF 14M 153K –
ISHARES TR S&P 500 VAL ETF 2M 11K –
ISHARES TR S&P MC 400GR ETF 3M 31K –
ISHARES TR S&P MC 400VL ETF 713K 6K –
ISHARES TR SELECT DIVID ETF 758K 6K –
ISHARES TR SHRT NAT MUN ETF 9M 85K –
ISHARES TR U.S. TECH ETF 495K 3K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 5M 113K –
J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 4M 77K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 24M 423K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 664K 15K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 14M 302K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 28M 547K –
JOHNSON & JOHNSON COM 7M 51K –
JPMORGAN CHASE & CO. COM 14M 70K –
KEURIG DR PEPPER INC COM 468K 14K –
KEYCORP COM 162K 11K –
KIMBERLY-CLARK CORP COM 3M 23K –
KKR & CO INC COM 233K 2K –
KLA CORP COM NEW 483K 586 –
KNIFE RIVER CORP COMMON STOCK 520K 7K –
KNIGHTSCOPE INC CLASS A COM 67K 219K –
L3HARRIS TECHNOLOGIES INC COM 424K 2K –
LAM RESEARCH CORP COM 1M 1K –
LANTERN PHARMA INC COM 54K 12K –
LEGG MASON ETF INVT CLEARBRIDEG LR 227K 3K –
LINDE PLC SHS 2M 4K –
LKQ CORP COM 208K 5K –
LOCKHEED MARTIN CORP COM 7M 15K –
LOWES COS INC COM 647K 3K –
M & T BK CORP COM 221K 1K –
MARATHON PETE CORP COM 728K 4K –
MARSH & MCLENNAN COS INC COM 412K 2K –
MASTERCARD INCORPORATED CL A 1M 2K –
MCCORMICK & CO INC COM NON VTG 227K 3K –
MCDONALDS CORP COM 5M 21K –
MCKESSON CORP COM 1M 2K –
MDU RES GROUP INC COM 772K 31K –
MEDTRONIC PLC SHS 642K 8K –
MERCK & CO INC COM 12M 98K –
META PLATFORMS INC CL A 4M 8K –
METLIFE INC COM 236K 3K –
MICROCHIP TECHNOLOGY INC. COM 509K 6K –
MICRON TECHNOLOGY INC COM 490K 4K –
MICROSOFT CORP COM 23M 52K –
MIRA PHARMACEUTICALS INC COM 76K 119K –
MONDELEZ INTL INC CL A 612K 9K –
MORGAN STANLEY COM NEW 318K 3K –
NANO DIMENSION LTD SPONSORD ADS NEW 33K 15K –
NATIONAL FUEL GAS CO COM 227K 4K –
NETFLIX INC COM 2M 2K –
NEWMONT CORP COM 282K 7K –
NEXTERA ENERGY INC COM 1M 19K –
NIKE INC CL B 595K 8K –
NORFOLK SOUTHN CORP COM 489K 2K –
NORTHROP GRUMMAN CORP COM 235K 539 –
NOVO-NORDISK A S ADR 522K 4K –
NUCOR CORP COM 333K 2K –
NUSHARES ETF TR NUVEEN ESG EMRGN 811K 28K –
NUSHARES ETF TR NUVEEN ESG INTL 3M 94K –
NUSHARES ETF TR NUVEEN ESG LRGCP 955K 12K –
NUSHARES ETF TR NUVEEN ESG LRGVL 4M 93K –
NUSHARES ETF TR NUVEEN ESG MIDCP 212K 5K –
NUSHARES ETF TR NUVEEN ESG MIDVL 660K 20K –
NUSHARES ETF TR NUVEEN ESG SMLCP 1M 27K –
NUSHARES ETF TR NUVEEN ESG US 1M 58K –
NVIDIA CORPORATION COM 11M 85K –
OLD REP INTL CORP COM 301K 10K –
OMNICOM GROUP INC COM 234K 3K –
ONEOK INC NEW COM 476K 6K –
ORACLE CORP COM 3M 21K –
ORGANOGENESIS HLDGS INC COM 29K 10K –
PACER FDS TR DEVELOPED MRKT 1M 46K –
PACER FDS TR GLOBL CASH ETF 439K 13K –
PACER FDS TR PACER US SMALL 2M 40K –
PACER FDS TR US CASH COWS 100 3M 52K –
PARKER-HANNIFIN CORP COM 1M 2K –
PAYCHEX INC COM 415K 4K –
PAYPAL HLDGS INC COM 299K 5K –
PEMBINA PIPELINE CORP COM 264K 7K –
PEPSICO INC COM 10M 64K –
PFIZER INC COM 10M 343K –
PHILIP MORRIS INTL INC COM 1M 11K –
PHILLIPS 66 COM 3M 20K –
PIMCO ETF TR INTER MUN BD ACT 20M 378K –
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 250K 14K –
PLUG POWER INC COM NEW 25K 11K –
PNC FINL SVCS GROUP INC COM 457K 3K –
PPG INDS INC COM 343K 3K –
PPL CORP COM 247K 9K –
PREMIER INC CL A 482K 26K –
PRINCIPAL FINANCIAL GROUP IN COM 3M 35K –
PROCTER AND GAMBLE CO COM 10M 62K –
PRUDENTIAL FINL INC COM 2M 19K –
PUBLIC STORAGE OPER CO COM 249K 867 –
PUBLIC SVC ENTERPRISE GRP IN COM 577K 8K –
PUTNAM ETF TRUST FOCUSED LAR CAP 709K 20K –
QUALCOMM INC COM 5M 25K –
QUANTA SVCS INC COM 205K 808 –
REGENERON PHARMACEUTICALS COM 497K 473 –
REPUBLIC SVCS INC COM 325K 2K –
ROCKWELL AUTOMATION INC COM 1M 5K –
RPM INTL INC COM 409K 4K –
RTX CORPORATION COM 790K 8K –
S&P GLOBAL INC COM 208K 466 –
SALESFORCE INC COM 1M 5K –
SCHWAB CHARLES CORP COM 488K 7K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 748K 28K –
SCHWAB STRATEGIC TR INTL EQTY ETF 117M 3M –
SCHWAB STRATEGIC TR US AGGREGATE B 155M 3M –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 22K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 278M 4M –
SCHWAB STRATEGIC TR US LCAP GR ETF 453M 4M –
SCHWAB STRATEGIC TR US LCAP VA ETF 298M 4M –
SCHWAB STRATEGIC TR US LRG CAP ETF 3M 43K –
SCHWAB STRATEGIC TR US REIT ETF 239K 12K –
SCHWAB STRATEGIC TR US SML CAP ETF 824K 17K –
SCHWAB STRATEGIC TR US TIPS ETF 4M 75K –
SELECT SECTOR SPDR TR ENERGY 303K 3K –
SELECT SECTOR SPDR TR FINANCIAL 632K 15K –
SELECT SECTOR SPDR TR INDL 211K 2K –
SELECT SECTOR SPDR TR SBI CONS DISCR 503K 3K –
SELECT SECTOR SPDR TR SBI INT-UTILS 297K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 9K –
SEMPRA COM 543K 7K –
SERVICENOW INC COM 1M 2K –
SHELL PLC SPON ADS 232K 3K –
SHERWIN WILLIAMS CO COM 454K 2K –
SHOPIFY INC CL A 246K 4K –
SNAP ON INC COM 342K 1K –
SOLVENTUM CORP COM SHS 294K 6K –
SOUTHERN CO COM 3M 39K –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR INDEX SHS FDS EURO STOXX 50 348K 7K –
SPDR INDEX SHS FDS MSCI ACWI EXUS 54M 2M –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 415K 12K –
SPDR S&P 500 ETF TR TR UNIT 10M 19K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1M 3K –
SPDR SER TR BLOOMBERG INVT 2M 52K –
SPDR SER TR NUVEEN BLMBRG SH 1M 22K –
SPDR SER TR NUVEEN BLOOMBERG 69M 3M –
SPDR SER TR PORTFOLIO LN TSR 99M 4M –
SPDR SER TR PORTFOLIO S&P400 708K 14K –
SPDR SER TR PORTFOLIO S&P500 3M 46K –
SPDR SER TR PORTFOLIO S&P600 285K 7K –
SPDR SER TR PRTFLO S&P500 VL 28M 584K –
SPDR SER TR S&P 400 MDCP GRW 23M 269K –
SPDR SER TR S&P 400 MDCP VAL 20M 269K –
SPDR SER TR S&P 600 SMCP GRW 34M 393K –
SPDR SER TR S&P 600 SMCP VAL 14M 173K –
SPDR SER TR S&P DIVID ETF 1M 10K –
SPECTRAL AI INC COM CL A 113K 64K –
SPROUTS FMRS MKT INC COM 212K 3K –
STARBUCKS CORP COM 1M 14K –
STRYKER CORPORATION COM 705K 2K –
SYNOPSYS INC COM 874K 1K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 544K 3K –
TARGET CORP COM 2M 12K –
TC ENERGY CORP COM 258K 7K –
TELEFONICA S A SPONSORED ADR 49K 12K –
TESLA INC COM 4M 19K –
TEXAS INSTRS INC COM 11M 59K –
THE CIGNA GROUP COM 348K 1K –
THERMO FISHER SCIENTIFIC INC COM 4M 7K –
TIMKEN CO COM 280K 3K –
TJX COS INC NEW COM 2M 22K –
TOTALENERGIES SE SPONSORED ADS 525K 8K –
TRANE TECHNOLOGIES PLC SHS 949K 3K –
TRAVELERS COMPANIES INC COM 440K 2K –
UNILEVER PLC SPON ADR NEW 320K 6K –
UNION PAC CORP COM 1M 6K –
UNITED PARCEL SERVICE INC CL B 6M 44K –
UNITED STATES CELLULAR CORP COM 279K 5K –
UNITEDHEALTH GROUP INC COM 3M 6K –
US BANCORP DEL COM NEW 5M 134K –
VALERO ENERGY CORP COM 7M 48K –
VANECK ETF TRUST HIGH YLD MUNIETF 24M 473K –
VANECK ETF TRUST SEMICONDUCTR ETF 444K 2K –
VANGUARD BD INDEX FDS INTERMED TERM 10M 136K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 20K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INDEX FDS MCAP GR IDXVIP 7M 33K –
VANGUARD INDEX FDS MCAP VL IDXVIP 11M 75K –
VANGUARD INDEX FDS MID CAP ETF 638K 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 213K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 3K –
VANGUARD INDEX FDS SM CP VAL ETF 4M 21K –
VANGUARD INDEX FDS SMALL CP ETF 344K 2K –
VANGUARD INDEX FDS SML CP GRW ETF 9M 35K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD INDEX FDS VALUE ETF 7M 46K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 20M 449K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 608K 5K –
VANGUARD MALVERN FDS STRM INFPROIDX 413K 9K –
VANGUARD MUN BD FDS TAX EXEMPT BD 10M 196K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 687K 7K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 4M 50K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 40M 218K –
VANGUARD STAR FDS VG TL INTL STK F 30M 504K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 58K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 8M 68K –
VANGUARD WHITEHALL FDS INTL DVD ETF 19M 237K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 2M 24K –
VANGUARD WORLD FD COMM SRVC ETF 271K 2K –
VANGUARD WORLD FD CONSUM STP ETF 415K 2K –
VANGUARD WORLD FD ESG US STK ETF 574K 6K –
VANGUARD WORLD FD FINANCIALS ETF 414K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 7K –
VANGUARD WORLD FD INDUSTRIAL ETF 511K 2K –
VANGUARD WORLD FD INF TECH ETF 3M 6K –
VANGUARD WORLD FD MATERIALS ETF 298K 2K –
VERIZON COMMUNICATIONS INC COM 10M 245K –
VIR BIOTECHNOLOGY INC COM 457K 51K –
VISA INC COM CL A 3M 12K –
WALMART INC COM 3M 39K –
WARNER BROS DISCOVERY INC COM SER A 78K 10K –
WASTE MGMT INC DEL COM 942K 4K –
WEC ENERGY GROUP INC COM 733K 9K –
WELLS FARGO CO NEW COM 892K 15K –
WESBANCO INC COM 1M 48K –
WILLIAMS COS INC COM 428K 10K –
WISDOMTREE TR US HIGH DIVIDEND 2M 26K –
WISDOMTREE TR US MIDCAP DIVID 13M 274K –
WORKIVA INC COM CL A 1M 18K –
WP CAREY INC COM 345K 6K –
XILIO THERAPEUTICS INC COM 24K 25K –
ZOETIS INC CL A 272K 2K –