FAGAN ASSOCIATES INC
Adviser information for FAGAN ASSOCIATES INC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,610 | $677.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,610 | $677.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,441 | $361.5M |
| HNW Individuals | 139 | $291.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $9.5M |
| Charitable organizations | 22 | $14.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-50955 |
|---|---|
| SEC ERA File Number | 801-50955 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107562 |
| Legal Entity Identifier | None |
Principal Office
767 HOOSICK ROADTROY
NY
United States
Monday - Friday, 8:30 A.M. - 4:00 P.M.
Tel: (518) 279-1044, Fax: (518) 279-1047
Chief Compliance Officer
DENNIS P. FAGAN
PRESIDENT, CHIEF COMPLIANCE OFFICER, AND PORTFOLIO MANAGER
767 HOOSICK ROAD
TROY
NY
United States
Tel:
(518) 279-1044
Fax:
(518) 279-1047
D***********@******************M
(Full email address available in API data)
Regulatory Contact
ERIN RYAN
OPERATIONS ASSOCIATE
767 HOOSICK ROAD
TROY
NY
United States
Tel:
(518) 279-1044
Fax:
(518) 279-1047
E********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAGAN, DENNIS, PATRICK | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND PORTFOLIO MANAGER | 08/1989 | > 75% |
| FAGAN, AARON, JOSEPH | Individual | – | PORTFOLIO MANAGER AND CLIENT ASSOCIATE | 01/2016 | 10-25% |