COLUMBUS INVESTMENT ADVISORY INC.
Adviser information for COLUMBUS INVESTMENT ADVISORY INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 103 | $344.2M |
| Non-Discretionary | 1 | $1.3M |
| Total | 104 | $345.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $101.4M |
| HNW Individuals | 20 | $238.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $6.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesFINANCIAL CONSULTING. |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-51052 |
|---|---|
| SEC ERA File Number | 801-51052 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104595 |
| Legal Entity Identifier | None |
Principal Office
68 NORTH HIGH STREETBUILDING C
NEW ALBANY
OH
United States
Monday - Friday, 8:30 A.M. TO 4:30 P.M.
Tel: 614-882-1418, Fax: 614-882-1750
Chief Compliance Officer
JUCKETT, H. CARL
CEO & CCO
68 NORTH HIGH STREET
BUILDING C
NEW ALBANY
OH
United States
Tel:
614-882-1438
Fax:
614-882-1750
C*******@**************T
(Full email address available in API data)
Regulatory Contact
SCHLATER, JOHN
PRESIDENT
68 NORTH HIGH STREET
BUILDING C
NEW ALBANY
OH
United States
Tel:
614-882-1418
Fax:
614-882-1750
J********@**************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHLATER, DEBRA, ANN | Individual | – | SECRETARY/TREASURER | 01/1996 | < 5% |
| SCHLATER, JOHN, LEE | Individual | – | PRESIDENT | 01/1996 | > 75% |
| JUCKETT, H, CARL | Individual | – | CEO AND CCO | 01/2015 | < 5% |