VOYA ALTERNATIVE ASSET MANAGEMENT LLC
Adviser information for VOYA ALTERNATIVE ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 120 |
|---|---|
| Investment Advisory/Research | 46 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 52 | $24.7B |
| Non-Discretionary | 0 | $0 |
| Total | 52 | $24.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 52 | $24.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-51125 |
|---|---|
| SEC ERA File Number | 801-51125 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107235 |
| Legal Entity Identifier | CYU03THNBTTBJZMJPQ77 |
Principal Office
230 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 8:30-5:00 PM
Tel: 212-309-8200, Fax: 212-309-8226
Chief Compliance Officer
MICHELINE FAVER
MANAGING DIRECTOR
7337 E DOUBLETREE RANCH RD
SCOTTSDALE
AZ
United States
Tel:
480 477 2177
M**************@*******M
(Full email address available in API data)
Regulatory Contact
HUEY, FALGOUT
MANAGING DIRECTOR AND HEAD OF IM LEGAL
7337 E. DOUBLETREE RANCH ROAD
SUITE 100
SCOTTSDALE
AZ
United States
Tel:
480-477-2666
H***********@*******M
(Full email address available in API data)
Industry Affiliates
| CZECH ASSET MANAGEMENT, L.P. | Other investment adviser, including financial planners |
| POMONA CAPITAL | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| POMONA CAPITAL ASIA LIMITED | Other investment adviser, including financial planners |
| POMONA EUROPE ADVISERS LTD. | Other investment adviser, including financial planners |
| VOYA ALTERNATIVE ASSET MANAGEMENT IRELAND LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VOYA FINANCIAL ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| VOYA FINANCIAL PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| VOYA INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VOYA INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VOYA INVESTMENT TRUST CO. | Banking or thrift institutionTrust company |
| VOYA INVESTMENTS DISTRIBUTOR, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| VOYA INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VOYA RETIREMENT ADVISORS, LLC | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PHOENIX CLO II, LTD. | Securitized Asset Fund | $0.0M | $0.0M | 6 |
| SOUND HARBOR CREDIT SOLUTIONS FUND II LP | Private Equity Fund | $10.9M | $5.0M | 50 |
| VOYA CLO 2012-4, LTD. | Securitized Asset Fund | $337.4M | $0.0M | 10 |
| VOYA CLO 2013-1, LTD. | Securitized Asset Fund | $502.4M | $0.0M | 11 |
| VOYA CLO 2013-2, LTD. | Securitized Asset Fund | $399.7M | $0.0M | 11 |
| VOYA CLO 2013-3, LTD. | Securitized Asset Fund | $406.0M | $0.0M | 10 |
| VOYA CLO 2014-1, LTD. | Securitized Asset Fund | $353.3M | $0.0M | 9 |
| VOYA CLO 2014-2, LTD. | Securitized Asset Fund | $371.5M | $0.0M | 13 |
| VOYA CLO 2014-3, LTD. | Securitized Asset Fund | $2.0M | $0.0M | 2 |
| VOYA CLO 2014-4, LTD. | Securitized Asset Fund | $469.5M | $0.0M | 16 |
| VOYA CLO 2015-1, LTD. | Securitized Asset Fund | $275.4M | $0.0M | 11 |
| VOYA CLO 2015-2, LTD. | Securitized Asset Fund | $1.5M | $0.0M | 3 |
| VOYA CLO 2015-3, LTD. | Securitized Asset Fund | $776.6M | $0.0M | 10 |
| VOYA CLO 2016-1, LTD. | Securitized Asset Fund | $361.6M | $0.0M | 8 |
| VOYA CLO 2016-2, LTD. | Securitized Asset Fund | $247.8M | $0.0M | 15 |
| VOYA CLO 2016-3, LTD. | Securitized Asset Fund | $582.9M | $0.0M | 9 |
| VOYA CLO 2016-4, LTD. | Securitized Asset Fund | $3.6M | $0.0M | 1 |
| VOYA CLO 2017-1, LTD. | Securitized Asset Fund | $384.0M | $0.0M | 8 |
| VOYA CLO 2017-2, LTD. | Securitized Asset Fund | $473.8M | $0.0M | 9 |
| VOYA CLO 2017-3, LTD. | Securitized Asset Fund | $581.1M | $0.0M | 10 |
| VOYA CLO 2017-4, LTD. | Securitized Asset Fund | $507.7M | $0.0M | 8 |
| VOYA CLO 2018-1, LTD. | Securitized Asset Fund | $587.0M | $0.0M | 9 |
| VOYA CLO 2018-2, LTD | Securitized Asset Fund | $561.6M | $0.0M | 15 |
| VOYA CLO 2018-3, LTD. | Securitized Asset Fund | $589.4M | $0.0M | 15 |
| VOYA CLO 2018-4, LTD. | Securitized Asset Fund | $396.8M | $0.0M | 13 |
| VOYA CLO 2019-1, LTD. | Securitized Asset Fund | $355.7M | $0.0M | 10 |
| VOYA CLO 2019-2, LTD. | Securitized Asset Fund | $394.7M | $0.0M | 10 |
| VOYA CLO 2019-3, LTD. | Securitized Asset Fund | $469.7M | $0.0M | 8 |
| VOYA CLO 2019-4, LTD. | Securitized Asset Fund | $595.9M | $0.0M | 9 |
| VOYA CLO 2020-1, LTD | Securitized Asset Fund | $298.3M | $0.0M | 8 |
| VOYA CLO 2020-2, LTD | Securitized Asset Fund | $700.8M | $0.0M | 11 |
| VOYA CLO 2020-3, LTD | Securitized Asset Fund | $396.9M | $0.0M | 7 |
| VOYA CLO 2021-1, LTD. | Securitized Asset Fund | $394.9M | $0.0M | 9 |
| VOYA CLO 2021-2, LTD. | Securitized Asset Fund | $497.1M | $0.0M | 7 |
| VOYA CLO 2021-3, LTD. | Securitized Asset Fund | $495.8M | $0.0M | 6 |
| VOYA CLO 2022-1, LTD | Securitized Asset Fund | $399.9M | $0.0M | 9 |
| VOYA CLO 2022-2, LTD | Securitized Asset Fund | $398.9M | $0.0M | 6 |
| VOYA CLO 2022-3, LTD | Securitized Asset Fund | $401.2M | $0.0M | 11 |
| VOYA CLO 2022-4, LTD. | Securitized Asset Fund | $499.1M | $0.0M | 9 |
| VOYA CLO 2023-1, LTD. | Securitized Asset Fund | $399.9M | $0.0M | 11 |
| VOYA COMMERCIAL MORTGAGE LENDING FUND L.P. | Hedge Fund | $1,638.3M | $5.0M | 51 |
| VOYA EURO CLO I DAC | Securitized Asset Fund | $322.2M | $0.0M | 7 |
| VOYA EURO CLO II DAC | Securitized Asset Fund | $402.8M | $0.0M | 5 |
| VOYA EURO CLO III DAC | Securitized Asset Fund | $354.6M | $0.0M | 5 |
| VOYA EURO CLO IV DAC | Securitized Asset Fund | $375.3M | $0.0M | 7 |
| VOYA EURO CLO V DAC | Securitized Asset Fund | $349.2M | $0.0M | 15 |
| VOYA EURO CLO VI DAC | Securitized Asset Fund | $300.1M | $0.0M | 12 |
| VOYA GLOBAL MULTI-STRATEGY MASTER QUALIFYING INVESTOR FUND - VOYA CREDIT OPPORTUNITIES MASTER FUND | Hedge Fund | $1.4M | $2.0M | 9 |
| VOYA GLOBAL MULTI-STRATEGY MASTER QUALIFYING INVESTOR FUND - VOYA MORTGAGE INVESTMENT MASTER FUND | Hedge Fund | $6,226.0M | $2.0M | 71 |
| VOYA GLOBAL MULTI-STRATEGY MASTER QUALIFYING INVESTOR FUND - VOYA MORTGAGE INVESTMENT MASTER FUND II | Hedge Fund | $642.5M | $50.0M | 1 |
| VOYA MSR OPPORTUNITIES FUND I LP | Hedge Fund | $630.4M | $300.0M | 2 |
| VOYA RENEWABLE ENERGY INFRASTRUCTURE DEBT FUND I (TF-IRE) DAC | Private Equity Fund | $64.7M | $5.0M | 6 |
| VOYA RENEWABLE ENERGY INFRASTRUCTURE DEBT FUND I LP | Private Equity Fund | $42.5M | $5.0M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT LLC | Domestic Entity | VOYA INVESTMENT MANAGEMENT ALTERNATIVE ASSETS LLC | SHAREHOLDER | 08/2003 | > 75% |
| VOYA HOLDINGS INC. | Domestic Entity | VIM HOLDINGS LLC | SHAREHOLDER | 07/2022 | > 75% |
| VOYA FINANCIAL, INC. | Domestic Entity | VOYA HOLDINGS INC. | SHAREHOLDER | 01/2004 | > 75% |
| VOYA INVESTMENT MANAGEMENT ALTERNATIVE ASSETS LLC | Domestic Entity | – | SOLE MEMBER | 06/2004 | > 75% |
| SAHIBZADA, AMIR | Individual | – | CHIEF RISK OFFICER & MANAGING DIRECTOR | 01/2014 | < 5% |
| TOMS, MATTHEW, NMN | Individual | – | CHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR | 01/2024 | < 5% |
| Fink, James, Michael | Individual | – | CHIEF ADMINISTRATIVE OFFICER & MANAGING DIRECTOR | 09/2017 | < 5% |
| FALGOUT, HUEY, PAUL | Individual | – | HEAD OF IM LEGAL & MANAGING DIRECTOR | 01/2020 | < 5% |
| FAVER, MICHELINE, SUZANNE | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | 03/2022 | < 5% |
| TUZZA, JACOB, JOHN | Individual | – | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | 01/2022 | < 5% |
| COSTA, VINCENT, JOSEPH | Individual | – | CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR | 01/2022 | < 5% |
| VIM HOLDINGS LLC | Domestic Entity | VOYA INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 07/2022 | > 75% |
| PETERS, MICHAEL, HUBERTUS | Individual | – | CHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR | 01/2023 | < 5% |
| WOLFF, MARKUS, NMN | Individual | – | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | 01/2023 | < 5% |
| Stein, Eric, A | Individual | – | HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR | 01/2024 | < 5% |