SAGE FINANCIAL ADVISORS, LLC
Adviser information for SAGE FINANCIAL ADVISORS, LLC last updated from Form ADV on April 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 589 | $216.3M |
| Non-Discretionary | 12 | $3.9M |
| Total | 601 | $220.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $19.9M |
| HNW Individuals | 120 | $190.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | 6 | $5.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $3.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-51183 |
|---|---|
| SEC ERA File Number | 801-51183 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107607 |
| Legal Entity Identifier | None |
Principal Office
110 COUNTRY ESTATES CIRCLESUITE 3
RENO
NV
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 775-324-7244, Fax: 775-853-4029
Chief Compliance Officer
MICHAEL DEL PRIORE
110 COUNTRY ESTATES CIRCLE
SUITE 3
RENO
NV
United States
Tel:
775-324-7244
Fax:
775-853-4029
M****************@**************M
(Full email address available in API data)
Regulatory Contact
KIRSTIN GRIFFIN
110 COUNTRY ESTATES CIRCLE
SUITE 3
RENO
NV
United States
Tel:
775-324-7244
Fax:
775-853-4029
K**************@**************M
(Full email address available in API data)
Industry Affiliates
| HERON WEALTH | Other investment adviser, including financial planners |
| NFP RETIREMENT INC. | Other investment adviser, including financial planners |
| WEALTHSPIRE ADVISORS | Other investment adviser, including financial planners |
| WEALTHSPIRE ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'MALLEY, EDWARD, GEORGE | Individual | – | DIRECTOR | 01/2023 | < 5% |
| LOY, BRIAN, MATTHEW | Individual | – | SENIOR VICE PRESIDENT | 01/1996 | < 5% |
| FRIEDMAN, GREGORY, HUGH | Individual | – | CHIEF STRATEGY OFFICER | 01/2023 | < 5% |
| SCHNEIDER, BRETT, RONALD | Individual | – | DIRECTOR | 01/2023 | < 5% |
| LIESER, LORI, MICHELL | Individual | – | VICE PRESIDENT | 01/2023 | < 5% |
| SONTAG, ERIC, MATTHEW | Individual | – | PRESIDENT & CHIEF OPERATIONS OFFICER | 01/2023 | < 5% |
| MOO, VERONICA, EI CHUN | Individual | – | DIRECTOR | 01/2023 | < 5% |
| STASTNEY, HOYT, RONALD | Individual | – | CHIEF LEGAL OFFICER | 01/2023 | < 5% |
| LAMENA, MICHAEL, ANTHONY | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2023 | < 5% |
| DEL PRIORE, MICHAEL, J | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| POWERS, BRIAN, DAVID | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| MORIARTY, MICHAEL, JOSEPH | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | < 5% |
| WEALTHSPIRE ADVISORS | Domestic Entity | – | OWNER | 01/2023 | > 75% |
| WEALTHSPIRE HOLDINGS, LLC | Domestic Entity | WEALTHSPIRE ADVISORS | MEMBER | 11/2017 | > 75% |
| NFP CORP. | Domestic Entity | WEALTHSPIRE HOLDINGS, LLC | OWNER | 11/2017 | > 75% |
| NFP INTERMEDIATE HOLDINGS B. CORP. | Domestic Entity | NFP CORP. | OWNER | 07/2013 | > 75% |
| NFP INTERMEDIATE HOLDINGS A. CORP. | Domestic Entity | NFP INTERMEDIATE HOLDINGS B. CORP. | OWNER | 07/2013 | > 75% |
| NFP PARENT CO, LLC | Domestic Entity | NFP INTERMEDIATE HOLDINGS A. CORP. | OWNER | 10/2014 | > 75% |
| NFP HOLDINGS, LLC | Domestic Entity | NFP PARENT CO, LLC | OWNER | 07/2013 | > 75% |
| NFP ULTIMATE HOLDINGS, LLC | Domestic Entity | NFP HOLDINGS, LLC | OWNER | 02/2017 | > 75% |
| PATRIOT SPV, L.P. | Domestic Entity | NFP ULTIMATE HOLDINGS, LLC | OWNER | 03/2021 | > 75% |
| PATRIOT SPV GP, L.P. | Domestic Entity | PATRIOT SPV, L.P. | GENERAL PARTNER | 03/2021 | |
| MADISON DEARBORN PARTNERS | Domestic Entity | PATRIOT SPV GP, L.P. | GENERAL PARTNER | 03/2021 |