NEW CENTURY FINANCIAL GROUP, LLC
Adviser information for NEW CENTURY FINANCIAL GROUP, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 986 | $201.7M |
| Non-Discretionary | 0 | $0 |
| Total | 986 | $201.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 961 | $157.8M |
| HNW Individuals | 23 | $43.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $186,818 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $18,652 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Market timing servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
ONE AIRPORT PLACESUITE 3
PRINCETON
NJ
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: (609)924-2049, Fax: (609)924-0649
Chief Compliance Officer
RICHARD ORING
MANAGING MEMBER
ONE AIRPORT PLACE
SUITE 3
PRINCETON
NJ
United States
Tel:
(609) 924-2049
Fax:
(609) 924-0649
R*****@*******M
(Full email address available in API data)
Regulatory Contact
MICHELE POLLAK
VICE PRESIDENT ADMIN. OPERATIONS
ONE AIRPORT PLACE
SUITE 3
PRINCETON
NJ
United States
Tel:
(609) 924-2049
Fax:
(609) 924-0649
M******@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORING, RICHARD, KYLE | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2014 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 27th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 502K | 5K | – |
| ABBVIE INC | COM | 1M | 8K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 608K | 2K | – |
| ADOBE INC | COM | 524K | 943 | – |
| ADVANCED MICRO DEVICES INC | COM | 246K | 2K | – |
| AES CORP | COM | 1M | 68K | – |
| AFLAC INC | COM | 366K | 4K | – |
| AIRBNB INC | COM CL A | 238K | 2K | – |
| ALCON AG | ORD SHS | 201K | 2K | – |
| ALPHABET INC | CAP STK CL C | 385K | 2K | – |
| ALPHABET INC | CAP STK CL A | 2M | 13K | – |
| ALPS ETF TR | OSHARES US SMLCP | 2M | 56K | – |
| AMAZON COM INC | COM | 3M | 13K | – |
| AMERICAN INTL GROUP INC | COM NEW | 224K | 3K | – |
| AMERIPRISE FINL INC | COM | 617K | 1K | – |
| AMGEN INC | COM | 1M | 3K | – |
| ANALOG DEVICES INC | COM | 208K | 911 | – |
| APOLLO GLOBAL MGMT INC | COM | 347K | 3K | – |
| APPLE INC | COM | 7M | 35K | – |
| ARGENX SE | SPONSORED ADR | 239K | 556 | – |
| ARISTA NETWORKS INC | COM | 435K | 1K | – |
| ARK ETF TR | INNOVATION ETF | 233K | 5K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 359K | 5K | – |
| AT&T INC | COM | 1M | 65K | – |
| ATLASSIAN CORPORATION | CL A | 397K | 2K | – |
| AXON ENTERPRISE INC | COM | 334K | 1K | – |
| BANK AMERICA CORP | COM | 553K | 14K | – |
| BAXTER INTL INC | COM | 1M | 30K | – |
| BELLRING BRANDS INC | COMMON STOCK | 214K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BLACKROCK INC | COM | 709K | 901 | – |
| BLACKSTONE INC | COM | 304K | 2K | – |
| BLOCK INC | CL A | 1M | 17K | – |
| BOOKING HOLDINGS INC | COM | 460K | 116 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 882K | 21K | – |
| BROADCOM INC | COM | 376K | 234 | – |
| BUILDERS FIRSTSOURCE INC | COM | 241K | 2K | – |
| CADENCE DESIGN SYSTEM INC | COM | 968K | 3K | – |
| CANADIAN NATL RY CO | COM | 539K | 5K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 345K | 10K | – |
| CAPITAL ONE FINL CORP | COM | 248K | 2K | – |
| CAPITOL SER TR | HULL TACTICAL | 3M | 69K | – |
| CARGURUS INC | COM CL A | 1M | 44K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 1M | 72K | – |
| CATERPILLAR INC | COM | 674K | 2K | – |
| CELANESE CORP DEL | COM | 1M | 9K | – |
| CHENIERE ENERGY INC | COM NEW | 301K | 2K | – |
| CHEVRON CORP NEW | COM | 873K | 6K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 276K | 4K | – |
| CISCO SYS INC | COM | 647K | 14K | – |
| CITIGROUP INC | COM NEW | 845K | 13K | – |
| COCA COLA CO | COM | 770K | 12K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 261K | 4K | – |
| CONOCOPHILLIPS | COM | 383K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 255K | 991 | – |
| CONSTELLATION ENERGY CORP | COM | 408K | 2K | – |
| COPART INC | COM | 229K | 4K | – |
| COSTAR GROUP INC | COM | 255K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 403K | 474 | – |
| CROWN CASTLE INC | COM | 247K | 3K | – |
| CSX CORP | COM | 295K | 9K | – |
| CURTISS WRIGHT CORP | COM | 293K | 1K | – |
| DANAHER CORPORATION | COM | 499K | 2K | – |
| DATADOG INC | CL A COM | 306K | 2K | – |
| DBX ETF TR | XTRACK USD HIGH | 453K | 13K | – |
| DBX ETF TR | XTRACK MSCI EURP | 1M | 27K | – |
| DECKERS OUTDOOR CORP | COM | 863K | 892 | – |
| DEXCOM INC | COM | 244K | 2K | – |
| DISCOVER FINL SVCS | COM | 490K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 216K | 2K | – |
| DYNATRACE INC | COM NEW | 233K | 5K | – |
| ECOLAB INC | COM | 224K | 942 | – |
| EDWARDS LIFESCIENCES CORP | COM | 331K | 4K | – |
| ELECTRONIC ARTS INC | COM | 362K | 3K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ESAB CORPORATION | COM | 321K | 3K | – |
| EVERCORE INC | CLASS A | 349K | 2K | – |
| EVERGY INC | COM | 213K | 4K | – |
| EXXON MOBIL CORP | COM | 731K | 6K | – |
| FAIR ISAAC CORP | COM | 520K | 349 | – |
| FEDEX CORP | COM | 2M | 5K | – |
| FISERV INC | COM | 257K | 2K | – |
| FORTIVE CORP | COM | 274K | 4K | – |
| FREEPORT-MCMORAN INC | CL B | 489K | 10K | – |
| GALLAGHER ARTHUR J & CO | COM | 877K | 3K | – |
| GAMING & LEISURE PPTYS INC | COM | 210K | 5K | – |
| GARTNER INC | COM | 260K | 578 | – |
| GENERAL MTRS CO | COM | 495K | 11K | – |
| GODADDY INC | CL A | 327K | 2K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 222K | 2K | – |
| GOLDMAN SACHS GROUP INC | COM | 356K | 787 | – |
| GUESS INC | COM | 1M | 52K | – |
| HDFC BANK LTD | SPONSORED ADS | 296K | 5K | – |
| HERSHEY CO | COM | 328K | 2K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 273K | 1K | – |
| HOME DEPOT INC | COM | 734K | 2K | – |
| HONEYWELL INTL INC | COM | 577K | 3K | – |
| HORMEL FOODS CORP | COM | 219K | 7K | – |
| HUNT J B TRANS SVCS INC | COM | 266K | 2K | – |
| IDEXX LABS INC | COM | 255K | 523 | – |
| ILLINOIS TOOL WKS INC | COM | 269K | 1K | – |
| INGERSOLL RAND INC | COM | 200K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 308K | 2K | – |
| INTUIT | COM | 755K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 251K | 565 | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 811K | 9K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 343K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 1M | 10K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 2K | – |
| ISHARES INC | CORE MSCI EMKT | 276K | 5K | – |
| ISHARES TR | IBOXX HI YD ETF | 281K | 4K | – |
| ISHARES TR | CORE TOTAL USD | 392K | 9K | – |
| ISHARES TR | RUS 1000 ETF | 260K | 875 | – |
| ISHARES TR | MORNINGSTR US EQ | 202K | 3K | – |
| ISHARES TR | RUS 2000 VAL ETF | 287K | 2K | – |
| ISHARES TR | 20 YR TR BD ETF | 769K | 8K | – |
| ISHARES TR | 1 3 YR TREAS BD | 821K | 10K | – |
| ISHARES TR | CORE S&P SCP ETF | 818K | 8K | – |
| ISHARES TR | MBS ETF | 2M | 22K | – |
| ISHARES TR | TIPS BD ETF | 256K | 2K | – |
| ISHARES TR | MSCI USA MIN VOL | 2M | 21K | – |
| ISHARES TR | USD INV GRDE ETF | 1M | 21K | – |
| ISHARES TR | CORE MSCI EAFE | 2M | 27K | – |
| ISHARES TR | HDG MSCI EAFE | 255K | 7K | – |
| ISHARES TR | RUS MD CP GR ETF | 257K | 2K | – |
| ISHARES TR | IBOXX INV CP ETF | 706K | 7K | – |
| ISHARES TR | CORE S&P500 ETF | 6M | 12K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 21K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 6K | – |
| ISHARES TR | RUS TP200 GR ETF | 1M | 6K | – |
| ISHARES TR | DOW JONES US ETF | 429K | 3K | – |
| ISHARES TR | 3 7 YR TREAS BD | 527K | 5K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 584K | 6K | – |
| ISHARES TR | S&P 500 GRWT ETF | 5M | 50K | – |
| ISHARES TR | CORE US AGGBD ET | 7M | 76K | – |
| ISHARES TR | NEW YORK MUN ETF | 271K | 5K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 14K | – |
| ISHARES TR | S&P 500 VAL ETF | 397K | 2K | – |
| ISHARES TR | CORE S&P US VLU | 251K | 3K | – |
| ISHARES TR | 7-10 YR TRSY BD | 2M | 26K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 317K | 6K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 274K | 6K | – |
| JOHNSON & JOHNSON | COM | 832K | 6K | – |
| JOHNSON CTLS INTL PLC | SHS | 229K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 1M | 6K | – |
| KKR & CO INC | COM | 376K | 4K | – |
| KLA CORP | COM NEW | 848K | 1K | – |
| KORN FERRY | COM NEW | 1M | 16K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 493K | 2K | – |
| LABCORP HOLDINGS INC | COM SHS | 267K | 1K | – |
| LAM RESEARCH CORP | COM | 359K | 337 | – |
| LINCOLN NATL CORP IND | COM | 1M | 42K | – |
| LOCKHEED MARTIN CORP | COM | 588K | 1K | – |
| MACYS INC | COM | 595K | 31K | – |
| MAGNA INTL INC | COM | 1M | 27K | – |
| MAGNITE INC | COM | 640K | 48K | – |
| MARSH & MCLENNAN COS INC | COM | 203K | 963 | – |
| MARVELL TECHNOLOGY INC | COM | 369K | 5K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 2K | – |
| MAXIMUS INC | COM | 1M | 13K | – |
| MCKESSON CORP | COM | 834K | 1K | – |
| MERCADOLIBRE INC | COM | 220K | 134 | – |
| MERCK & CO INC | COM | 938K | 8K | – |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 370K | 4K | – |
| MICRON TECHNOLOGY INC | COM | 477K | 4K | – |
| MICROSOFT CORP | COM | 7M | 15K | – |
| MOLSON COORS BEVERAGE CO | CL B | 1M | 20K | – |
| MONDELEZ INTL INC | CL A | 267K | 4K | – |
| MONOLITHIC PWR SYS INC | COM | 448K | 545 | – |
| MOODYS CORP | COM | 500K | 1K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 472K | 1K | – |
| MSCI INC | COM | 424K | 880 | – |
| NETFLIX INC | COM | 653K | 967 | – |
| NEWS CORP NEW | CL B | 240K | 8K | – |
| NEXTERA ENERGY INC | COM | 592K | 8K | – |
| NORTHROP GRUMMAN CORP | COM | 378K | 867 | – |
| NOVO-NORDISK A S | ADR | 247K | 2K | – |
| NRG ENERGY INC | COM NEW | 216K | 3K | – |
| NVIDIA CORPORATION | COM | 5M | 40K | – |
| NXP SEMICONDUCTORS N V | COM | 365K | 1K | – |
| ORACLE CORP | COM | 837K | 6K | – |
| PACER FDS TR | SWAN SOS FD OF | 8M | 297K | – |
| PACER FDS TR | TRENDPILOT 100 | 1M | 16K | – |
| PACER FDS TR | US CASH COWS 100 | 2M | 45K | – |
| PACER FDS TR | GLOBL CASH ETF | 248K | 7K | – |
| PALO ALTO NETWORKS INC | COM | 292K | 861 | – |
| PAYCHEX INC | COM | 607K | 5K | – |
| PEPSICO INC | COM | 849K | 5K | – |
| PERFORMANCE FOOD GROUP CO | COM | 239K | 4K | – |
| PHILIP MORRIS INTL INC | COM | 984K | 10K | – |
| PHILLIPS 66 | COM | 638K | 5K | – |
| PROCTER AND GAMBLE CO | COM | 973K | 6K | – |
| PROGRESSIVE CORP | COM | 383K | 2K | – |
| PROLOGIS INC. | COM | 472K | 4K | – |
| PULTE GROUP INC | COM | 217K | 2K | – |
| QUALCOMM INC | COM | 360K | 2K | – |
| REGENERON PHARMACEUTICALS | COM | 313K | 298 | – |
| ROYAL CARIBBEAN GROUP | COM | 360K | 2K | – |
| ROYALTY PHARMA PLC | SHS CLASS A | 947K | 36K | – |
| S&P GLOBAL INC | COM | 351K | 788 | – |
| SALESFORCE INC | COM | 203K | 790 | – |
| SANOFI | SPONSORED ADR | 403K | 8K | – |
| SCHLUMBERGER LTD | COM STK | 1M | 22K | – |
| SCHWAB CHARLES CORP | COM | 225K | 3K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 207K | 3K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 745K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 733K | 3K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 220K | 3K | – |
| SERVICENOW INC | COM | 1M | 2K | – |
| SHERWIN WILLIAMS CO | COM | 264K | 885 | – |
| SKECHERS U S A INC | CL A | 1M | 16K | – |
| SNAP ON INC | COM | 625K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 732K | 3K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 1M | 34K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 776K | 21K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 7M | 13K | – |
| SPDR SER TR | PORTFOLIO SHORT | 1M | 36K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 1M | 31K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 710K | 28K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 4M | 45K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 2M | 17K | – |
| SPDR SER TR | S&P DIVID ETF | 832K | 7K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 309K | 8K | – |
| STARBUCKS CORP | COM | 591K | 8K | – |
| STEEL DYNAMICS INC | COM | 246K | 2K | – |
| STONECO LTD | COM CL A | 887K | 74K | – |
| STRYKER CORPORATION | COM | 272K | 798 | – |
| SUPER MICRO COMPUTER INC | COM | 344K | 420 | – |
| T-MOBILE US INC | COM | 234K | 1K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 10K | – |
| TEREX CORP NEW | COM | 275K | 5K | – |
| THE CIGNA GROUP | COM | 430K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 958K | 2K | – |
| TJX COS INC NEW | COM | 523K | 5K | – |
| TRAVELERS COMPANIES INC | COM | 324K | 2K | – |
| UBER TECHNOLOGIES INC | COM | 883K | 12K | – |
| UNION PAC CORP | COM | 736K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 614K | 1K | – |
| US BANCORP DEL | COM NEW | 363K | 9K | – |
| VALERO ENERGY CORP | COM | 255K | 2K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 326K | 12K | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 1M | 12K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 601K | 9K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 1M | 17K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 600K | 8K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 391K | 5K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 2M | 40K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 577K | 2K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 504K | 3K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 397K | 5K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 7K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 393K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 539K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 734K | 17K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 235K | 3K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 712K | 16K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 713K | 4K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 309K | 5K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 37K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4M | 30K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 429K | 2K | – |
| VERALTO CORP | COM SHS | 234K | 2K | – |
| VERISK ANALYTICS INC | COM | 713K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 537K | 13K | – |
| VERTEX PHARMACEUTICALS INC | COM | 556K | 1K | – |
| VISA INC | COM CL A | 1M | 6K | – |
| VISTRA CORP | COM | 220K | 3K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 105K | 12K | – |
| WALMART INC | COM | 879K | 13K | – |
| WASTE MGMT INC DEL | COM | 218K | 1K | – |
| WEC ENERGY GROUP INC | COM | 231K | 3K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 332K | 1K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 278K | 4K | – |
| WORKDAY INC | CL A | 265K | 1K | – |